english version:  (Copywrite by Peter-Paul Manzel)

our SoftGene

how evolution shapes culture.

I use the term “SoftGene” here in analogy to Richard Dawkins‘ hypothesis about cultural building blocks, which he calls “memes.”

Softgene a new Meme-Theory; Softgene a new Meme-Theory;Softgene a new Meme-Theory

© Peter-Paul Manzel

Currently, there are two major scientific domains: the natural sciences and the humanities, with a deep divide between them. This divide must be bridged urgently, because complex problems such as climate catastrophe can only be solved through interdisciplinary collaboration. We need physical and meteorological knowledge to understand the dynamics of global warming, and geological, geographical, and biological knowledge to predict its impact on our environment. We need economic, legal, and sociological knowledge, and finally political expertise to manage climate change in an economically and socially acceptable way. And for this, we first and foremost need an interdisciplinary theory, which is presented here.

I will show that our culture is an extension of our chemically encoded genetic information, our genes, encoded in “memes,” or as I will call them: SoftGenes. The term “meme” originally refers to a wide variety of building blocks of our culture: arithmetic, writing, reading, melodies, clothing fashions, the way pots are made or bows are built, or how to manufacture or operate a dishwasher. We will discover that genes and “soft genes” work closely together and that one cannot be imagined without the other.

 

Introduction

This book is about reconciling the natural sciences and the humanities, as they are often rather disinterested in each other and sometimes even disdainful of each other. This reconciliation is becoming increasingly urgent, as the complex problems currently plaguing humanity – above all climate change – can only be overcome with the joint efforts of all the sciences.

The natural sciences have a consistent and extremely reliable body of theories about nature. In contrast, human culture is apparently not subject to any set of rules. As a result, human decisions in a cultural environment defy prediction. But is this really true? Darwin raised the first doubts by placing humans in an evolutionary line with ancestors from the animal kingdom. Humans are equipped with genes, organs and brains similar to those found at least in our closest relatives, the great apes. Scientific findings from ethology, psychology and brain research prove that humans are not aliens in this world, not even mentally. From the point of view of biology, our mind has developed together with our body in an evolutionary process. The development process can be traced back to the beginnings of life. It is therefore obvious that human decisions should at least not be seen as completely detached from nature – as our scientific knowledge of human beings grows, it becomes increasingly clear that human actions are also based on biological laws.

If we compare the progress of the social sciences with that of medicine, for example, we see extremely dynamic growth in the healing arts and rather moderate progress in the social sciences. Edward Wilson attributes this to the degree of networking: While we find a global knowledge community with a lively exchange in the healing sciences, in which virologists, epidemiologists, neurobiologists or molecular geneticists can communicate with each other very well, and whose basic understanding includes chemistry just as much as biology, the degree of networking in the human sciences is rather low and sometimes overshadowed by bitter ideological disputes. Even among themselves, anthropologists, economists, sociologists and political scientists  are generally unable to understand or even encourage each other. (Wilson 2000, p. 244). And these cultural studies often consciously distinguish themselves from the natural sciences.

Culture has long been regarded as the special achievement that distinguishes humans from animals. However, as it becomes increasingly clear that man is less a spiritual, metaphysical being and more a natural creature, the humanities will inevitably become more and more natural scientists. Conversely, there is a clear trend in behavioral research towards granting animals their own culture – biologists are becoming cultural researchers.

Gene control alone cannot adequately explain the behavioral repertoire, at least in more highly developed animals. Genes are being joined by cultural components: for example, the use of tools, long a criterion for distinguishing humans from animals, has now been proven in many animal species. Not all of these cultural achievements are passed on to the next generation via the genes, but are passed on by members of their own species via learning processes within their own generation.

Understanding cultural building blocks as a biological phenomenon that are passed on like genes in a community was first put up for discussion by Richard Dawkins in the 1970s. For Dawkins, the term „meme“ generally referred to the various building blocks of our culture: arithmetic, writing, reading, melodies, clothing fashions, the way to make pots or build bows or how to make or operate an automatic dishwasher. Memes are not about the incarnation of a dishwashing machine, but about the knowledge stored in people’s brains about how to produce such an artifact. Ultimately, memes and genes are about information.

The attempt to establish a viable meme theory tragically failed, mainly due to a lack of scientific knowledge.What remained was the term „meme“ for a message that spread „virally“ on the WWW. We will discover that genes and, as I will call them in contrast to Dawkins, „softgenes“, work closely together and that one is inconceivable without the other. A new attempt to understand hereditary building blocks (genes) and cultural building blocks (memes) as a related legacy of organisms is worthwhile because it makes cultural studies compatible with the natural sciences and leads us to surprising new insights into human behavior.

Some preliminary remarks on good theorizing

Today, few scientists doubt that the human body has been shaped by evolution, both its external appearance and its internal organs and, of course, its brain. A good starting point for a theory that unites human nature and culture is therefore the theory of evolution. In order to develop a feeling for the extent to which our thinking and culture are shaped by evolution, we must first examine some fundamental aspects of our thoughts and actions.

The bridge we will find here between our nature and our culture consists of the most elementary thing the universe offers: „Information“. Genes are carriers of information. The place where culture arises and is formed is the human brain, an organ that processes and stores information. Brain researchers call the human brain a „neural network“, a term that is also used in computer science, and artificial intelligence (AI) is also based on such neural networks. Computer science teaches us that hardware and software form a single unit. Today, we can assume that our thinking is the product of a special type of software that is based on an evolutionarily constructed „hardware“, the brain. This „software“, which produces our world of thought, is adapted to the human brain. And it is the place where genetic predisposition and cultural influences meet. This analogy becomes even more convincing when we see what an AI, i.e. an artificial neural network, is already capable of today.

Logic excursus

It is probably the most amazing fact of this world that we can understand its laws. And the creation, structure and functioning of the universe can not only be understood, but even calculated. The mathematics that allows us to make these calculations has been developed by mankind in individual steps from the simplest calculus to the most complicated mathematical theorems. All mathematics builds on a few basic assumptions in an uninterrupted sequence. Each step towards greater complexity follows precisely defined rules, the formal logic. With such unbroken chains of proof, there is a fundamental problem that can be regarded as the original mantra of formal logic: „You can always derive something that is considered correct from a false premise.“

We are familiar with such problems from the natural sciences: Let us assume that the earth and therefore also mankind occupy a central position in the universe, which corresponds to the immediate appearance and is suggested by the Bible. Then a geocentric system describes the course of the stars quite well, which assumes rotating spheres arranged concentrically from the inside to the outside. These are seen as transparent hollow spheres. Alchemy also remains logical in its quest to produce gold as long as we know nothing about the structure of matter from different elements. Producing gold from other elements requires energies that only occur in stellar explosions (supernovae).

And in everyday life, these false assumptions constantly crop up, sometimes with drastic consequences: If we assumed that witches existed, we could assume that they could also do bad things without us understanding exactly how they do them. Then witches could, for example, be held responsible for the death of a child in the village that the villagers don’t know why it died. Unfortunately, such views about witches are still prevalent in some parts of the world today. And assuming, as was the belief in early modern Christianity, that a person’s soul could only be purified by their death by fire, it was a logical conclusion to burn witches.

Or let’s assume that the modern wizard Bill Gates is planning to use the fear of a COVID-19 infection to persuade the population to be vaccinated against the SARS-CoV-2 virus. The money-hungry businessmen around the Microsoft founder would also inject a tiny microchip into the body in order to gain „total control“ over people. Gates could then implement his long-prepared plan to depopulate the world. Under these premises, which were spread in an absurd conspiracy theory during the SARS-CoV pandemic, it would only be logical to fight tooth and nail against vaccination. Third example: If we were to assume that climate change is a myth created by bought scientists, it would only be logical to campaign against any policy that seeks to curb global warming.

 

So it is not necessarily the quality of the logical conclusions that matters – logic merely links statements together – but first and foremost the basic assumptions we make. Or, in the words of David Hume (1748):

 

One should reasonably expect that, in questions which have been eagerly considered and negotiated since the existence of science and philosophy, there would at least be agreement among the disputants on the meaning of the words, and that the efforts of two thousand years would at least have made it possible to pass from the words to the real and true subject of dispute. It seems so easy to give precise definitions of the terms used in the investigation and to make these definitions, and not the empty sound of words, the subject of investigation and examination. However, if we take a closer look at the matter, we see the opposite. If a controversy has been long negotiated and is still undecided, it may be safely assumed that there is some ambiguity of expression, and that the combatants attribute a different meaning to the words used in their controversy; for the powers of the soul are considered by nature to be the same in all, otherwise all reasoning and arguing would be in vain.

 

The natural sciences are interlinked, from physics to chemistry to brain research, and are based on a secure foundation of fundamental physical laws as basic initial assumptions. We must also demand such a foundation for the humanities. These sciences, too, cannot start somewhere with a metaphysical human mind, but must ideally be able to be traced back to the findings of the natural sciences. A Chinese proverb says: „The first step to wisdom is to call things by their right names“, i.e. to clarify their basic meaning. Therefore, the path to wisdom does not lead us forward at first, but all the way back to the roots of our thinking and even deeper down into the beginnings of life – and while we are at it, even deeper down to the beginning of everything.

The whole of mathematics is based on repeatedly tested first simple assumptions, its axioms. From there, successive logical steps lead to ever more complicated mathematical realms. Today we know that life on earth was constituted in a similar way to mathematics. The development of life led to increasingly complex organisms on the basis of simple building blocks and a few rules. Each step towards greater complexity followed an intrinsic chemical logic. And because this is the case, we can trace this development back to the basic building blocks of matter. A good theory that wants to mediate between the natural sciences and the humanities must be able to be traced back to these very first foundations.

Occam’s razor

The requirement that all science should be based on the same fundamental assumptions follows the principle of parsimony (lex parsimoniae). This principle, also known as Occam’s razor, is a fundamental guideline for rationally understanding the world. It originates from scholasticism, i.e. from the way of thinking and the methodology of reasoning of the medieval scholarly world. The lex parsimoniae demands the greatest possible simplicity from hypotheses and theories. It states that we should give preference to the simplest theory of various possible explanations for the same facts. Or, as it is attributed to the botanist and physician Herman Boerhaave: „Simplex sigillum veri“ (The simple is the seal of the true). The requirement of simplicity also goes hand in hand with the requirement of freedom from overlap: in the long term, there must not be two competing theories for the same object of investigation.

The principle of parsimony is universal: animals that take more laborious routes than necessary in their search for food are at a clear evolutionary disadvantage. Of two possible routes from A to B, light waves such as humans generally prefer the shorter route. Commercial enterprises optimize their production processes according to the lowest possible technical effort (with the same product quality) – the highest possible simplicity (for the same result) is always required.

A contrary example: childhood sociology assumes that childhood is always constructed and changeable (Oertli 2020). For the sociobiologist E.O. Wilson, on the other hand, it is predictable and genetically predetermined. This contradiction between scholars gives rise, for example, to the cultural battle over gender-neutral toys: do boys really tend more towards technical and heroic toys: cars, airplanes, superheroes and pirate ships? And do girls have an innate preference for Barbie dolls and fluffy toy living rooms? Or is it all just gender stereotyping? Anyone who has children will generally answer this question differently than gender activists without parenting experience.

Here we see two competing theories on the same issue that are mutually exclusive: Is childhood always constructed, or does it follow biological guidelines? Childhood sociologists refer to humanistic assumptions, while sociobiologists refer to (scientific) observations. Both cannot be correct at the same time; it would violate the principle of parsimony.

If we do not regard man as created by God, but as a biological being integrated into the rest of the living world, we cannot define man as something completely new at the (fictitious) boundary crossing to the culture-creating being. Rather, the lex parsimoniae calls for an overarching theory from the natural sciences to the cultural sciences with the theory of evolution as the obvious unifying theory.

As already mentioned, Richard Dawkins provided an early approach in this direction in his 1976 work „The Selfish Gene“, when he introduced the term „meme“. The term then began a rather strange triumphal march: It is now commonplace on social networks, but in the process has taken on a different meaning than Dawkins suggested. But somehow the term „meme“ sounds like „gene“, thus following the logic of the principle of parsimony. According to Dawkins, genes and memes behave very similarly, in particular they are subject to evolutionary shaping in a similar way and their only endeavor is to selfishly force their spread.

Emergence

Another important preliminary remark concerns the prediction of events. Ultimately, all our thinking is based on the attempt to predict the future and to align our options for action accordingly. These attempts are limited in principle. This is because there have always been developments that have created and continue to create something unprecedented and new. Earthly life, formed from inanimate molecules, is one of these mysterious emergent phenomena. Another is the human mind or human consciousness, which arises from the complexity of neuronal connections in the brain.

The term „emergence“, coined by philosophers, means that higher levels of being can emerge from lower levels of being, which are characterized by new qualities. Like the lex parsimoniae, emergence is a universal principle.

Aristotle was already aware that the „whole“ is more than the sum of its parts. Molecules in a very specific arrangement can suddenly carry out planned flight movements as a group – for example, fly south to their winter quarters as a crane. The components of any technical device say nothing about the ability of the assembled device. Put together, they might be a toaster, a washing machine, a nuclear power station with unprecedented capabilities: make a delicious toast, do the laundry, supply electricity. When all the individual parts of a car work together, a new ability is created: it can drive. The individual parts, placed next to each other, will hardly move by themselves.

Here is another simple example of propositional logic using language: {bite; dog; letter carrier;} are three words, each with a specific meaning. Through composition, through the formulation of a sentence, information is created that goes far beyond the meaning of the individual words: „Postman bites dog.“ This sentence is not only the sum of the meanings of the individual words, it is also a news! The compositionality of language constantly creates new additional meanings. And so, both in nature and in culture, compositionality is constantly creating new, unpredictable things with unprecedented capabilities. Compositionality is a decisive characteristic of evolution. What’s more, evolutionary compositionality grew over time, and evolutionary innovations in turn opened up completely new possibilities.

In 1931, Kurt Gödel proved in an essay that shook mathematics to its very foundations that formal-logical systems of sufficient complexity are incomplete in principle. In this context, incomplete means that we can formulate assertions in such a formal-logical system that we can neither prove nor disprove afterwards. They cannot be deduced. This proof can be interpreted as the mathematical background for emergence.

Conversely, it follows from emergence that the development of life can only be understood retrospectively, but not prospectively: we can (retrospectively) trace the individual steps that led to the development of, for example, the compound eye of Drosophila melanogaster. However, we cannot (prospectively) predict where this small black-bellied fruit fly will have developed in another million years, because it may then have developed new, unprecedented abilities. And this unpredictability also applies to human culture, as Sir Karl Popper put it: The future will be shaped first and foremost by technological change – but the nature of future discoveries is that they are not known today. (Springer 2020). And last but not least, the question currently being asked is what new capabilities AIs will bring to our world – the only certainty is that we don’t know yet!

Emulation

One last preliminary remark concerns the interchangeability of hardware and software. We need this insight from computer science to understand that there can also be a hard-wired (e.g. genetic) or learned solution to the same problem in biology. Let’s look at a simple mechanical calculator, an abacus, as an example. It consists of a wooden frame. Ten horizontal rods are placed one above the other in the frame. There are 10 wooden beads on each bar. With an abacus, you can add and subtract by moving these beads.

Today you can call up a program on your computer (edumedia-sciences.com) that offers you an interactive graphic that represents an abacus. On this graphic you can move balls with the mouse, just like on a physical abacus, and calculate in the same way. Not only the functions of an abacus are simulated as software, but also the abacus itself. The most important thing, however, is that the same operations, „adding“ or „subtracting“, can be solved both mechanically and electronically; there is a hardware and a software solution for the same problem.

Applied to biology, we find the digital code of DNA, which encodes information in four nucleotides: Guanine (G), Thymine (T), Adenine (A) and Cytosine (C). In cells, the DNA code is then first transferred into an RNA code and then translated into proteins. In other words, they transform genetic information into a physical process. (Nurse 2021, p. 113). Protein hormones, for example, can then trigger or control behavior. This behavioral control can either be triggered directly by the genes, i.e. is only dependent on the „hardware“, or it triggers processing processes in a brain. In this case, a possibly similar behavior is emulated by a kind of „software“.

Behavior control in higher animals and us humans is a hybrid of genetic factors and neuronal processes, an interplay of hardware and software, similar to a computer. Thinking is an electrochemical process of the brain that can set muscles in motion. The intensity of our feelings, and thus the drive to avoid or achieve something, depends on the amount of neurotransmitters released, e.g. hormones.

In relation to the „theory of softgenes“ presented here, another emulation is important – the so-called „Baldwin effect“. It describes an evolutionary mechanism in which a trait acquired through learning is replaced by an inherited, i.e. genetically determined, trait through natural selection within several generations (wikipedia 09).

Culture as an adaptation of the environment

„Culture“ is a term that we all intuitively believe we know what it means. Culture generally refers to the transmission of knowledge, skills, beliefs and behaviours within a society through learning and socialization. The transmission of cultural building blocks enables individuals to learn new skills and technologies.

The term culture is originally derived from Latin. There, „cultura“ means „cultivation, cultivation, cultivation, care“. Cultura, in turn, is a derivation of „colere“: „to cultivate, cultivate, cultivate, train“. In cultural studies, the term „culture“ is almost universally assigned to humans and only humans, and set in contrast to nature. As with all demarcations that do not work well, the attempts at demarcation always lead to different results, but never to a clear-cut one: „On the one hand, different disciplines (e.g. anthropology, ethnology, history, psychology, sociology, religious studies or education) each understand something different by the term „culture“. On the other hand, the understanding of culture“ differs both within individual disciplines and cultural studies as well as in different societies and social groups. (Nünning 2009). Culture is then, for example, that which humans change and produce of their own accord, while the term nature encompasses that which is as it is by itself. (wikipedia 01).

If human culture did not find itself in the animal kingdom in any way, any attempt to formulate an overarching theory from nature to culture would be futile from the outset. However, recent research has shown that we can find diverse cultural building blocks in a large number of animal species. This leads us to a first postulate:

„softgenes are the continuation and supplementation of genes by other means.“

Evolution favors the best possible adaptation to the environment through selection. However, there is also the opposite way – living beings reshape their environment according to their own needs.

The laws of physics dictate how adaptation to the environment should initially take place. Since the beginning of their existence, organisms have explored the conditions of a „real“ environment, gathered fitness-relevant information about the world and passed it on to subsequent generations. The physical laws of the environment are already reflected by living beings where a fish is streamlined to swim through the water with minimal frictional losses, or where the bones of a bird are built so light and stable at the same time that it can soar through the air. Very different animal tribes or classes such as fish, mammals or birds have „researched“ the laws of hydrodynamics in their development into sharks, dolphins or penguins and incorporated these findings into the construction of a streamlined body. In the same way, pterodactyls, dragonflies, albatrosses and bats analyzed the laws of aerodynamics long before Otto Lilienthal and implemented them in a functional flying body. The perception of light is almost indispensable for most higher organisms. And so a wide variety of species have produced at least 50 different types of eyes: from the light-sensing cells of the earthworm embedded in the skin for light-dark perception to the proverbial eagle eyes. The latter enable these birds to spot their small prey even from a height of several kilometers due to their five different color vision cells, their extraordinarily high resolution and – compared to humans – a significantly faster image repetition rate.

Adapting to the environment means understanding physical relationships and the art of engineering. We can see how competent the knowledge of physics stored in nature is by the fact that engineers in the field of bionics try to find solutions to certain technical problems in the animal and plant world. For example, the thickening of branches in trees is being researched in order to use this knowledge in architecture.

Adapted behavior

Adaptation to the environment was never just about physique, but also about controlling behavior. This is because organisms not only need a physique that is adapted to the environment, but also behavior that is adapted to the environment. Wings are of little use if you are always flying into everything. And how difficult it is to acquire neuronal control for bipedal walking is shown to us by small children in their attempts to learn to walk. Engineers face a similarly complex problem when they program the control system for robots that are supposed to move on two legs.

When it comes to eating or rearing offspring, for example, the environment guides the behavior of its animal inhabitants in a similar way to what we can observe in humans. A study by economist Toman Barsbai (2021) found similarities in 14 of the 15 areas of life examined, such as the size of the groups living together, the number of sexual partners and the social structure. If the hunter-gatherers of a region lived in social hierarchies, this also applied increasingly to the animals. If the humans had children early, the neighboring animals also tended to do the same. And if the parents raised their offspring together, it was often similar for the animals. (Gelitz 2021 (2)).

The neuronal cognitive apparatus of animals and humans has been selected out of the need to collect and interpret information about the environment that is essential for survival and to translate it into actions.

The basis for behavior is information and information processing. To this end, evolution has equipped all higher organisms with sensory organs and stimulus lines. The relevant incoming environmental stimuli are then evaluated by a highly efficient neuronal network and converted into behavior together with the genetic information. Species-specific behavioral patterns occur in all higher organisms. They are often genetically determined and have proven themselves over many generations. Even insects with their small neuronal networks, such as wasps, are capable of amazing things: as soon as they hatch from the honeycomb, they perfectly master the art of paper production and the construction of species-specific honeycomb nests. Swallows of the species „petrochelidon pyrrhonota“, which live in South Africa, construct spherical nests with a small, round entrance hole out of wet soil. The birds do not learn any of the sometimes difficult behavioral patterns required for this. (Heinrich & Bugnyar 2007, p. 27).

In addition to innate behavior, there is also learned behavior, at least in more highly developed species: During longer, very occasional dry periods, hordes of elephants have to find the last remaining waterholes. Then old elephant cows, who can still remember where to find such waterholes, lead the group. This knowledge is passed down from generation to generation.

Even such a simple creature as the small black-bellied fruit fly, a favorite of geneticists, is able to learn from its experiences. The more complex the challenges of the environment are for a living being, the less helpful rigid inherited behavior is. Intelligence has become the outstanding evolutionary response to constantly changing environmental conditions. This is particularly true for an individual in a community. Because where an individual animal has to assess its conspecifics and adapt its behavior accordingly, the social environment becomes the most important environmental component for a living being (Heinrich & Bugnyar 2007, p. 27). And so some behavioral researchers believe that the driving force behind the evolution of intelligence can be found precisely there: in the adaptation of individuals to a social community.

Global togetherness

Adaptation to the environment means fitting into a network of mutual dependencies and interactions. On Earth today, all land creatures are dependent on an oxygen-rich atmosphere and a cozy climate somewhere between -20 °C and +50 °C, among other things. A mouse could not survive on Mars. Among other things, it would lack oxygen because there are no plants that produce oxygen. It would have no food for the same reason, because there is only dust, sand and stones. More highly developed life is inconceivable in solitary form. And so on Earth, too, the colonization of the land was only possible in a network of bacteria, fungi and plants, and all life forms together stabilize the Earth’s temperature and atmosphere. Last but not least, climate change shows us that we are all dependent on the Amazon rainforest as a regulator of the Earth’s climate. Life has created its very own environment on Earth. „Gaia“, James Lovelock’s term for the global ecosystem, is a web of mutual dependencies (Lovelock 1991). Oxygen is produced by plants and animals respire this oxygen back into CO2. Different types of organisms are connected via food chains. Producers, such as trees, build wood and decomposers, such as fungi, decompose the wood. Everything in the biosphere is inextricably interwoven with everything else. The entire global ecosystem, Gaia, is one huge clockwork that shows us the degree of complexity achieved instead of the time. The environment and the organism are therefore difficult to separate for this reason alone, because every organism is a component of the environment for other organisms. But the connections are even more confusing and will lead us to an elegant definition of culture in a moment.

From Netwon’s third law, which states that actio equals reactio, it follows that every living being acts on its environment and thus does not change it in any way. In the African savannah, elephants keep the tree cover low through their feeding behavior and thus keep the landscape open. As gardeners, they create the habitat that is suitable for antelopes and zebras. When wolves were reintroduced to Yellowstone National Park in the USA in 1995 because the wapiti deer were multiplying too much there, beavers surprisingly also re-established themselves: because of the wolves, the deer now avoid unclear lowlands where poplar trees can now grow, which previously served as saplings for the wapiti as food. The beavers are now interested in these trees.

Animal culture

We are closely related to representatives of the animal kingdom, and not only from a genetic point of view. Dogs and rats feel empathy, gorillas have a language and chimpanzees and elephants form friendships (Christakis 2019, p. 319). Predators learn the necessary hunting techniques from their parents and migratory birds learn the best routes to their wintering grounds from other members of their species. Understanding the number zero is a remarkable cognitive achievement. After all, the number zero was only introduced in Europe in the 12th century by Leonardo Fibonacci. Scientists were therefore convinced that understanding zero as a number was something typically human, an ability that clearly distinguishes humans from animals. But as with the use of tools, which are not only used by humans, but also by monkeys, crows and even fish, it is gradually becoming apparent that the mathematical abilities of animals have also been drastically underestimated. (Baier 2018). – In any case, honeybees seem to understand the concept of zero as an empty quantity, as experiments have shown. Cichlids, stingrays and, of course, the clever bees can add and subtract (scinexx.de). This is not really surprising. As already mentioned, mathematical and physical structures can be found at the most basic level of the environment – and therefore a neural network that can do math is simply a well-adapted brain.

One possible definition of culture is: that something is done in a certain place according to a given set of rules and that the same thing may be done in a different place according to completely different rules. (Stichweh 2006). This does not apply to human mathematics, which is basically the same all over the world and probably even in the entire cosmos, but culture in the sense of this definition can also be found in the animal kingdom: in the suburbs of Sydney, yellow-crested cockatoos repeatedly manage to open garbage cans to rummage for food scraps. They sit on the edge of the bin and flip open the lid. The behavioral researchers were actually able to show that this is a cultural behavior. The cockatoos learn the behavior by observing other cockatoos, and within each group they have their own specific technique, so these vary over a large geographic range. (Schlott 2022).

Of course, we also find such cultural behaviors in our close relatives. Chimpanzee populations that have the same basic material such as trees or sticks and similar food sources at their disposal by no means all use – and depending on the population, also different techniques that a chimpanzee could master. Some chimpanzees fish for termites with sticks, while members of another population smash the hard-shelled nests of certain termites on tree roots to get at the tasty protein sources. Which techniques are preferred remains stable over generations and is passed on from the elders to the adolescents.

So if we cannot draw a real line between us and our close relatives, what biologists report about chimpanzees becomes conclusive: Because chimpanzees have an unusually wide variety of behaviors, some of which are only found in certain groups where they are passed on from one generation to the next, researchers refer to them as chimpanzee cultures (Blawat 2019). Long-term studies show that socially learned behavior is passed on from one generation to the next within a group and can thus be culture-forming. (Becker 2021, p. 42).

A new definition of culture

If we have to concede culture to animals, all definitions of culture that are purely tailored to humans necessarily fall away. At the same time, there are now new possibilities for a definition. As already mentioned, an organism must not only be as well adapted as possible to its environment, but it can also choose the opposite path and adapt the environment to its needs. Even bacteria secrete chemicals to make their environment friendlier for them. (Christakis 2019, p. 289). The Brandt’s Mongolian vole (Lasiopodomys brandtii), which lives in a family group, is on the lookout for predators. In doing so, the rodents create a clear view by drastically laying down tall grass in the surrounding area exclusively for the purpose of aerial surveillance (Lingenhöhl 2022). In terms of „cultura“, we know of ants that cultivate mushrooms in their burrows or milk aphids, protecting them from predatory insects, i.e. they engage in agriculture and animal husbandry to a certain extent. Squirrels practice stockpiling.

And even the service society, which is considered highly developed in economics, has parallels in the animal kingdom: Cleaner wrasses (Labroides dimidiatus) maintain cleaning stations. There they remove the skin parasites of the manta rays, among others, which swim to these spots especially for this purpose, a service that is somewhere between personal hygiene and a dermatologist. These service providers serve over 2,000 fish per day and can remember up to 1,000 of their „customers“. They differentiate between regular, new and walk-in customers and sometimes treat them opportunistically. (wikipedia 08).

The use of tools also does not help to clearly attribute cultural services to humans. Crows, crocodiles and wasps use them. We certainly cannot use architecture to differentiate them. Nest building is a widespread phenomenon among animals. Wasps build filigree honeycombs from paper made from chewed wood. Beavers build castles with ingenious entrances that protect them from predators. A termite mound has an ingenious system of ventilation and temperature regulation that protects the inhabitants from dehydration and excessive heat. Humans construct houses with heaters that create their own small cozy environment even in the dead of winter. These are adaptations of the environment to organisms as opposed to adaptations of organisms to the environment. From all this we can now derive a new definition for culture. We can define „culture“ as:

„the changes in the environment for its own benefit that an organism achieves through its action.“

Perhaps this definition does not include every kind of culture, or even things that we do not count as culture. Language, for example, would seem to fall outside such a definition of culture. But if we take a closer look at the proverbial „dumb chicken“, we are amazed to discover that verbal communication is not an invention of human culture. The purpose of the sounds made by chicken birds is to manipulate their environment, or more precisely, their fellow chickens. As mentioned, in a social group, conspecifics are an important part of the environment for an individual. In chickens, the researchers found 24 sounds that appear to denote specific events. (Zielinski & Smith 2015). Through their sounds and movements, chickens transmit information that is understood by their conspecifics. If there is a threat of danger from a hawk, for example, the chickens seek shelter and very quietly emit a high-pitched „Iiii“. The signals relate to specific objects and events, similar to human words. Apparently, the call creates a mental image of the respective object in the recipient and triggers the corresponding reaction. When cockerels come across food, they react with a series of excited dock-dock sounds – especially when they want to make an impression on a nearby female. For humans, too, language almost always serves to change the social environment in their own favor.

Perhaps some hunting traditions or other animal behaviors fall somewhat outside this definition, such as when orcas throw themselves onto the beach to prey on sea lions. Such a cultural hunting tradition obviously expands the ecological niche for these animals without directly changing their environment. The orcas are merely changing their environment by extending their marine habitat onto the beach. The definition certainly needs to be sharpened in this direction. But otherwise such a definition would be of great simplicity and clarity: on the one hand we find the adaptation of the organism to its environment (nature), on the other hand the adaptation of the environment to the organism (culture).

Culture as environment

There is a long-running debate about what actually shapes and defines human beings. Is it his genes, or rather his culture (nature vs. nurture)? The answer is clear one: both! Nature and culture together. Biology and culture are inextricably linked. Human behavior cannot be understood without our evolutionary heritage, which includes our eyes, ears, limbs and not least our brain. Our behavior is linked to our genes, neurochemistry, hormones, sensory stimuli, prenatal environment, early childhood experiences, general environmental pressures, our upbringing and any form of life experience beyond that.

Our environment consists to a large extent of other people with whom we interact. The fact that conspecifics represent a significant part of an individual’s environment is also widespread in the animal kingdom. Even every form of sexual reproduction is an interaction with the environment, because the sexual partner is not part of the individual itself. For an infant, the mother is the decisive part of its environment. For a male lion, every rival for a hunting ground and for females is a constant stress-inducing environmental threat. The environmental relevance of conspecifics becomes more significant in social communities, such as ants or honeybees, wolves or elephants and most primates. We humans have reshaped our habitat to such an extent that this reshaped environment, i.e. our culture, represents the majority of our current ecological niche. – Cities are examples of this. And the International Space Station (ISS) is even an environment that was created exclusively by humans and in which humans can live. The extent to which we ourselves have adapted to this environment through co-evolution is shown by the following plausible assumption made by Anthropologist Johannes Krause: A two-week stay in the wilderness without civilizational aids would probably end fatally for most Europeans today (Krause 2021, p. 75).

Climate change shows us that we have to live with or in our environment, we have to adapt to it. But we can also reshape the environment in our favor, and this is an ability that, as described, is also widespread in the animal kingdom. Ways out of the impending catastrophes that climate change will cause are therefore not only ways of doing without, but also innovative technical solutions such as geoengineering. Humans can face threats collectively and find new, unpredictable solutions. We do not have to tackle climate change with existing technology, we can and will create new technologies for it – we already have them for most problems: Wind power, solar energy and electromobility are examples of this.

Introduction to the theory of softgenes

Now that we have identified culture as an integral part of „nature“, we can take a step back to what is fundamental to biology, to genes. In a further step, we will then bring these together with the building blocks of culture, i.e. our „softgenes“. Let’s start at the very beginning:

Gregor Johann Mendel (1822-1884) undertook numerous crossing experiments using artificial pollination on peas and thus became one of the founding fathers of genetics. The name „gene“ is derived from the Greek „genesis“ – origin. It was introduced in 1909 by the Danish biologist Wilhelm Johannsen. Like Mendel, he also came to the conclusion that all hereditary characteristics are determined by certain „elements“ inside the cell (simplyscience.ch). The structure of deoxyribonucleic acid (DNA) decoded by James D. Watson and Francis Crick in 1953 finally led to a revolution in biology. At last, the world had an idea of how the information that parents transmit to their children is encoded. Genes, made up of deoxyribonucleic acid building blocks, contain information about the blueprints of organisms or control their behavior, and they can do much more. Genes are chemical patterns organized in a kind of twisted rope ladder, the so-called double helix. They travel along complicated paths from parents to children and further and further down the generations.

During its journey, the DNA stores the memories of the life of the ancestors. This happened through countless changes to the genetic code through mutations and recombinations. Under the influence of good or bad experiences, favorable genes prevailed in various selection processes. Parents who cope well with the environment and are able to adapt have a better chance of having offspring. In this way, evolution selects rules of behavior that have already been repeatedly tested by previous generations.

Finally, Dawkins pointed out that it is precisely here, with the genes, that selection begins, which is decisive for the development of the kingdom of organisms: genes that are favorable for survival and reproduction can spread more strongly than genes that reduce the „fitness“ of a living being. What survives from our entire body, if we succeed in reproducing, are first of all the genes: genes are potentially immortal.

The effects of genes on the behavior of organisms are so great and varied, claims psychologist Erik Türkheimer in his „First Law of Behavioral Genetics“, that all human behavioral traits are hereditary (Christakis 2019, p. 213).

The power of genes

The power of genes can never be separated from their context. The tangible and visible forms and characteristics of an individual, as well as their options for action, are predetermined by their genes, but never completely determined by them. Genes that control people like puppets are invoked far more often by critics of sociobiology than by sociobiologists themselves. (Hrdy 2000, p. 82).

Controlling behavior solely through genes, without the possibility of correction, is a problem. After all, controlling behavior too rigidly is not really a good solution in the fight for survival. However, the associated loss of complete control over the individual’s behavior does not weigh as heavily on the genes as the resulting advantages. Even flies and worms and almost all other creatures, depending on the complexity of their behavioral repertoire and to varying degrees, can learn and thus adapt their behavior to the circumstances.

Genes must cause an individual to reproduce; a living being must (almost) never lose sight of this goal, otherwise the gene and its message will die out. Setting this goal in the sense of evolution and leaving the path to it freely selectable may be the magic formula for a successful organism in the sense of evolution. There would be no human genes in this world if genes were not able to motivate people to reproduce. The trick that evolution has devised for this is: sex. The possible consequence of sex, the procreation of children, is at least accepted, but often even desired. In the Christian West, procreation should even be the sole purpose of sexual practices. However, the desire for sex and the positive feelings that are conveyed by our genetic predisposition when caring for our own children are apparently enough to maintain and increase the human population.

The desire to have children and care for them is by no means a matter of course and is initially only collateral damage of sex. After all, bringing children into the world demands a lot from people: just consider the danger that women expose themselves to when they give birth. The birth process is accompanied by severe pain. It can lead to a variety of complications that can be fatal for the mother. In London in the years 1583-1599, for example, around 2.4 percent of women died during childbirth, and even today up to 0.5 percent of women in sub-Saharan Africa die during childbirth or in childbirth (wikipedia 02). But despite all the dangers and hardships that can result, people strive for sex. And that is exactly what the genes want.

Increasing complexity

DNA was the most important information carrier in biology for around three billion years, until the groundbreaking „invention“ of neurons. This invention marked the transition from an almost pure hardware to a biological hardware/software system: from then on, behavior could be adapted to new challenges more flexibly, controlled by learning processes.

The success of an organism in the fight for survival and reproduction depends on how it absorbs information, processes it and converts it into behavior. Since the first neurons appeared in prehistoric creatures and took over information processing in organisms, selection has driven the nervous system towards ever greater complexity. The neurons of a human being and a fly are remarkably similar in construction, the difference lies more in quantity – humans have, (even if one sometimes doubts it), the significantly larger brain. The only qualitative exception are the spindle neurons, which we do not find in flies, but we do find them in the brains of whales and elephants and in other primates, i.e. in animal species with complex social behavior (Saplosky 2017, p. 65).

Neurons can build control networks of almost any size and complexity. From a level of sufficient complexity, a new quality develops: behavior is no longer rigidly predetermined by the genome, but can be changed through experience. The brain required for this already developed in the dinosaurs to an ever larger volume; we find the largest dinosaur brains at the end of their reign. Evolution then, as now, obviously followed the trend towards increasingly complex data processing (Losos 2018, p. 23). In more complex organisms, genes therefore provide not only innate behavior but also the ability to learn and remember.

Not only using experiences ourselves, but also exchanging them with other members of our species via signals becomes a milestone in evolution and opens up the broad field of „memes“: Exchanging experiences enables cultural developments. Being able to fall back on earlier experiences of life is no longer limited to genes, but can be communicated by conspecifics. Ultimately, human language becomes a booster of cultural development. The exchange of information becomes even more effective with writing: The ability to write, that is, the ability to capture the fleeting spoken word and immortalize it on one surface or another, from which it can be retrieved and repeated in an endless echo, has something supernatural about it. (Dorren 2021, p. 275). This emergent phenomenon of being able to collectively remember becomes so important that writing and book printing and eventually digital data carriers establish themselves worldwide as the basis of almost every human culture.

Epigenetics

Here are two more comments on genes and their transition to „softgenes“. The term „epigenetics“ (Greek: „in addition to genetics“) was introduced by C. H. Waddington in 1942 and refers to changes in the genome that are triggered by environmental influences, but without changing the basic structure of the genome. With the discovery of epigenetic influences on the control of genes, the relatively naïve view of genes and their effect on our lives is increasingly coming to light.

Genes are responsible for the formation of all cellular and extracellular proteins and RNA molecules in a cell. Today we know of around 20,000 genes that code for proteins, which is 1.2 percent of the genome. While in the 1990s it was still believed that only these few DNA segments carried real information and that the rest was „junk DNA“, this view began to change significantly with the ENCODE project (from 2003). The ENCODE project was founded to investigate the function of the human genome. It is now clear that a large part of the genome consists of millions of switches, which together form a highly complex control system. Genes are subject to complex regulation, which is probably controlled by 20 percent of the genome (Bahnsen 2012). The various control sequences on the DNA, which regulate the production of proteins, are able to either initiate, promote, reduce or completely prevent the transcription of a gene in the short term. A gene can be inactivated in the long term and reactivated if necessary. Methyl groups as chemical protective caps on the genetic material influence how often certain genes are read and converted into proteins.

It is not surprising that an identical genome can work very differently: humans carry many hundreds of different cell types. Despite the fundamental differences between the individual cell types, they all have the same genome. Genetic researchers now assume that gene regulation can differ considerably from cell to cell. The cells of the hair root activate genes that are responsible for hair color, liver cells produce alcohol dehydrogenase to break down alcohol.

And here’s the trick: changes in the methylation pattern do not have to be caused by the DNA itself! Rather, the cells can react to environmental influences without the need for a permanent mutation. If newborn mice are stressed by separating them from their mother immediately after birth, the activity of individual genes changes irrevocably. The result is that these animals are less resistant to stress, they develop deficits in memory performance and their emotions and drive are impaired (Meyer 2009). Even more astonishing are experiments with mice, which show that fear of certain situations can be „inherited“ over several generations. Researchers administered mild electric shocks to mice together with the scent of cherry blossoms. The grandchildren of these mice still react anxiously to the scent of cherry blossoms, even if they are conceived through artificial insemination (Elmer 2013). Other researchers have shown that loving rat mothers also „pass on“ their caring nature to their daughters via epigenetics (Sapolsky 2017, p. 291). We must assume that something similar also applies to us humans: traumas caused by wars or permanent stress caused by poverty, for example, can make themselves felt in subsequent generations in this way. More than 150 studies had already been published by 2019 supporting the concept of intergenerational transmission of epigenetic information. (Tautz 2021, p. 19).

The human genome is far less rigid and unchangeable than we think. Even identical twins do not have an identical genome, because genes can be activated to different degrees or switched off completely by environmental influences. There is therefore not only a random genetic change through mutation, but also an environment-dependent one that causes a change in gene control. Epigenetics thus marks the transition from rigid genetic inheritance to a genome that can be directly influenced by the environment. These modifications rehabilitate Lamarck’s theories to a certain extent: epigenetic information acquired from parents can be passed on to subsequent generations.

Phenotypic plasticity

Biology distinguishes between the genotype of an organism and its phenotype. The genotype comprises all of its genetic information. On the other hand, there is the sum of the individual’s physical and physiological characteristics and behavioral attributes. This is known as the phenotype, which, depending on the organism, is determined to varying degrees either by the genotype or by environmental influences. Phenotypic characteristics in animals can be their size, the strength of limbs, the formation of fangs or coat pattern and color. The gene for blond hair belongs to the genotype, the blond hair then characterizes the phenotype.

And here is a second observation that lends further support to the rehabilitation of Lamarck’s theory of inheritance: in Red-cheeked tortoises (Trachemys scripta elegans), male or female baby turtles hatch depending on whether the clutch was laid in a shady area or in a sunny section of a beach. This phenotypic plasticity, that different phenotypes can develop on the same genetic basis depending on the environmental influence, is possibly „ubiquitous“. Research over the past ten years has shown that environmental conditions often influence how active individual genes are – i.e. the extent to which the organism converts certain genetic instructions into proteins. (Pfennig 2022, p. 37). Phenotypic plasticity allows organisms to react to changing environmental influences within their own lifetime. 

.  

Now that we have identified culture as an integral part of „nature“, we can take a step back to what is fundamental to biology, to genes. In a further step, we will then bring these together with the building blocks of culture, i.e. our „softgenes“. Let’s start at the very beginning:

Gregor Johann Mendel (1822-1884) undertook numerous crossing experiments using artificial pollination on peas and thus became one of the founding fathers of genetics. The name „gene“ is derived from the Greek „genesis“ – origin. It was introduced in 1909 by the Danish biologist Wilhelm Johannsen. Like Mendel, he also came to the conclusion that all hereditary characteristics are determined by certain „elements“ inside the cell (simplyscience.ch). The structure of deoxyribonucleic acid (DNA) decoded by James D. Watson and Francis Crick in 1953 finally led to a revolution in biology. At last, the world had an idea of how the information that parents transmit to their children is encoded. Genes, made up of deoxyribonucleic acid building blocks, contain information about the blueprints of organisms or control their behavior, and they can do much more. Genes are chemical patterns organized in a kind of twisted rope ladder, the so-called double helix. They travel along complicated paths from parents to children and further and further down the generations.

During its journey, the DNA stores the memories of the life of the ancestors. This happened through countless changes to the genetic code through mutations and recombinations. Under the influence of good or bad experiences, favorable genes prevailed in various selection processes. Parents who cope well with the environment and are able to adapt have a better chance of having offspring. In this way, evolution selects rules of behavior that have already been repeatedly tested by previous generations.

Finally, Dawkins pointed out that it is precisely here, with the genes, that selection begins, which is decisive for the development of the kingdom of organisms: genes that are favorable for survival and reproduction can spread more strongly than genes that reduce the „fitness“ of a living being. What survives from our entire body, if we succeed in reproducing, are first of all the genes: genes are potentially immortal.

The effects of genes on the behavior of organisms are so great and varied, claims psychologist Erik Türkheimer in his „First Law of Behavioral Genetics“, that all human behavioral traits are hereditary (Christakis 2019, p. 213).

The power of genes

The power of genes can never be separated from their context. The tangible and visible forms and characteristics of an individual, as well as their options for action, are predetermined by their genes, but never completely determined by them. Genes that control people like puppets are invoked far more often by critics of sociobiology than by sociobiologists themselves. (Hrdy 2000, p. 82).

Controlling behavior solely through genes, without the possibility of correction, is a problem. After all, controlling behavior too rigidly is not really a good solution in the fight for survival. However, the associated loss of complete control over the individual’s behavior does not weigh as heavily on the genes as the resulting advantages. Even flies and worms and almost all other creatures, depending on the complexity of their behavioral repertoire and to varying degrees, can learn and thus adapt their behavior to the circumstances.

Genes must cause an individual to reproduce; a living being must (almost) never lose sight of this goal, otherwise the gene and its message will die out. Setting this goal in the sense of evolution and leaving the path to it freely selectable may be the magic formula for a successful organism in the sense of evolution. There would be no human genes in this world if genes were not able to motivate people to reproduce. The trick that evolution has devised for this is: sex. The possible consequence of sex, the procreation of children, is at least accepted, but often even desired. In the Christian West, procreation should even be the sole purpose of sexual practices. However, the desire for sex and the positive feelings that are conveyed by our genetic predisposition when caring for our own children are apparently enough to maintain and increase the human population.

The desire to have children and care for them is by no means a matter of course and is initially only collateral damage of sex. After all, bringing children into the world demands a lot from people: just consider the danger that women expose themselves to when they give birth. The birth process is accompanied by severe pain. It can lead to a variety of complications that can be fatal for the mother. In London in the years 1583-1599, for example, around 2.4 percent of women died during childbirth, and even today up to 0.5 percent of women in sub-Saharan Africa die during childbirth or in childbirth (wikipedia 02). But despite all the dangers and hardships that can result, people strive for sex. And that is exactly what the genes want.

Increasing complexity

DNA was the most important information carrier in biology for around three billion years, until the groundbreaking „invention“ of neurons. This invention marked the transition from an almost pure hardware to a biological hardware/software system: from then on, behavior could be adapted to new challenges more flexibly, controlled by learning processes.

The success of an organism in the fight for survival and reproduction depends on how it absorbs information, processes it and converts it into behavior. Since the first neurons appeared in prehistoric creatures and took over information processing in organisms, selection has driven the nervous system towards ever greater complexity. The neurons of a human being and a fly are remarkably similar in construction, the difference lies more in quantity – humans have, (even if one sometimes doubts it), the significantly larger brain. The only qualitative exception are the spindle neurons, which we do not find in flies, but we do find them in the brains of whales and elephants and in other primates, i.e. in animal species with complex social behavior (Saplosky 2017, p. 65).

Neurons can build control networks of almost any size and complexity. From a level of sufficient complexity, a new quality develops: behavior is no longer rigidly predetermined by the genome, but can be changed through experience. The brain required for this already developed in the dinosaurs to an ever larger volume; we find the largest dinosaur brains at the end of their reign. Evolution then, as now, obviously followed the trend towards increasingly complex data processing (Losos 2018, p. 23). In more complex organisms, genes therefore provide not only innate behavior but also the ability to learn and remember.

Not only using experiences ourselves, but also exchanging them with other members of our species via signals becomes a milestone in evolution and opens up the broad field of „memes“: Exchanging experiences enables cultural developments. Being able to fall back on earlier experiences of life is no longer limited to genes, but can be communicated by conspecifics. Ultimately, human language becomes a booster of cultural development. The exchange of information becomes even more effective with writing: The ability to write, that is, the ability to capture the fleeting spoken word and immortalize it on one surface or another, from which it can be retrieved and repeated in an endless echo, has something supernatural about it. (Dorren 2021, p. 275). This emergent phenomenon of being able to collectively remember becomes so important that writing and book printing and eventually digital data carriers establish themselves worldwide as the basis of almost every human culture.

Epigenetics

Here are two more comments on genes and their transition to „softgenes“. The term „epigenetics“ (Greek: „in addition to genetics“) was introduced by C. H. Waddington in 1942 and refers to changes in the genome that are triggered by environmental influences, but without changing the basic structure of the genome. With the discovery of epigenetic influences on the control of genes, the relatively naïve view of genes and their effect on our lives is increasingly coming to light.

Genes are responsible for the formation of all cellular and extracellular proteins and RNA molecules in a cell. Today we know of around 20,000 genes that code for proteins, which is 1.2 percent of the genome. While in the 1990s it was still believed that only these few DNA segments carried real information and that the rest was „junk DNA“, this view began to change significantly with the ENCODE project (from 2003). The ENCODE project was founded to investigate the function of the human genome. It is now clear that a large part of the genome consists of millions of switches, which together form a highly complex control system. Genes are subject to complex regulation, which is probably controlled by 20 percent of the genome (Bahnsen 2012). The various control sequences on the DNA, which regulate the production of proteins, are able to either initiate, promote, reduce or completely prevent the transcription of a gene in the short term. A gene can be inactivated in the long term and reactivated if necessary. Methyl groups as chemical protective caps on the genetic material influence how often certain genes are read and converted into proteins.

It is not surprising that an identical genome can work very differently: humans carry many hundreds of different cell types. Despite the fundamental differences between the individual cell types, they all have the same genome. Genetic researchers now assume that gene regulation can differ considerably from cell to cell. The cells of the hair root activate genes that are responsible for hair color, liver cells produce alcohol dehydrogenase to break down alcohol.

And here’s the trick: changes in the methylation pattern do not have to be caused by the DNA itself! Rather, the cells can react to environmental influences without the need for a permanent mutation. If newborn mice are stressed by separating them from their mother immediately after birth, the activity of individual genes changes irrevocably. The result is that these animals are less resistant to stress, they develop deficits in memory performance and their emotions and drive are impaired (Meyer 2009). Even more astonishing are experiments with mice, which show that fear of certain situations can be „inherited“ over several generations. Researchers administered mild electric shocks to mice together with the scent of cherry blossoms. The grandchildren of these mice still react anxiously to the scent of cherry blossoms, even if they are conceived through artificial insemination (Elmer 2013). Other researchers have shown that loving rat mothers also „pass on“ their caring nature to their daughters via epigenetics (Sapolsky 2017, p. 291). We must assume that something similar also applies to us humans: traumas caused by wars or permanent stress caused by poverty, for example, can make themselves felt in subsequent generations in this way. More than 150 studies had already been published by 2019 supporting the concept of intergenerational transmission of epigenetic information. (Tautz 2021, p. 19).

The human genome is far less rigid and unchangeable than we think. Even identical twins do not have an identical genome, because genes can be activated to different degrees or switched off completely by environmental influences. There is therefore not only a random genetic change through mutation, but also an environment-dependent one that causes a change in gene control. Epigenetics thus marks the transition from rigid genetic inheritance to a genome that can be directly influenced by the environment. These modifications rehabilitate Lamarck’s theories to a certain extent: epigenetic information acquired from parents can be passed on to subsequent generations.

Phenotypic plasticity

Biology distinguishes between the genotype of an organism and its phenotype. The genotype comprises all of its genetic information. On the other hand, there is the sum of the individual’s physical and physiological characteristics and behavioral attributes. This is known as the phenotype, which, depending on the organism, is determined to varying degrees either by the genotype or by environmental influences. Phenotypic characteristics in animals can be their size, the strength of limbs, the formation of fangs or coat pattern and color. The gene for blond hair belongs to the genotype, the blond hair then characterizes the phenotype.

And here is a second observation that lends further support to the rehabilitation of Lamarck’s theory of inheritance: in Red-cheeked tortoises (Trachemys scripta elegans), male or female baby turtles hatch depending on whether the clutch was laid in a shady area or in a sunny section of a beach. This phenotypic plasticity, that different phenotypes can develop on the same genetic basis depending on the environmental influence, is possibly „ubiquitous“. Research over the past ten years has shown that environmental conditions often influence how active individual genes are – i.e. the extent to which the organism converts certain genetic instructions into proteins. (Pfennig 2022, p. 37). Phenotypic plasticity allows organisms to react to changing environmental influences within their own lifetime. 

The transition from gene to meme

Genes and the environment also work closely together when we consider the interaction and mutual influence of genes and culture. The sociobiologist Edward O. Wilson understands epigenetics in a slightly different way than geneticists do: with sufficient nutrition and care for a healthy infant and toddler, it cannot be prevented that a child learns to walk and talk, that it integrates more and more competently into a community, learns to distinguish between „good“ and „bad“, reaches puberty and at this point develops an interest in a different gender or perhaps their own. Epigenetic rules control what food we eat and that we quickly develop fears and phobias of snakes and arachnids. Epigenetic rules determine that we avoid sexual contact with close relatives, smile at our mothers as babies and fear strangers when we are alone. Many of these rules are ancient, such as those for language acquisition. The fact that we learn to speak is inherent in us, but which language we acquire depends on our environment, which is usually dominated by the mother in the first few months of life. And it is even more complex, because the environment dictates what we speak and what we speak about – English people, for example, like to talk about the weather.

Developmental psychologists know a large number of developmental stages of behavior that a human child goes through, and because almost all children do it in a similar way, it can be described as „species-appropriate“ for H. sapiens. And from this follows a „species-appropriate“ human culture. Human nature consists in the inherited regularities of mental development that are typical of our species. (Wilson 2013, p. 233). Anthropologists Lionel Tiger and Joseph Shepher advocate a similar concept. In their opinion, we humans have a basic form of social life that is inscribed in our genes and predetermined by evolution. They call it the human biogram (Christakis 2019, p. 105).

Phenotypic convergence

Similar challenges lead to similar solutions. This is a widespread principle in biology. There are only a limited number of adaptations to certain environmental conditions. If you want to orientate yourself in a light-flooded environment, you should develop a sensor for light. And so, as already mentioned, the eye has evolved more than 50 times across the animal kingdom. Even the particularly efficient lenticular eye has given rise to several groups of animals, including squid, vertebrates, some jellyfish and even annelids.

When Darwin studied the different species of Darwin’s finches on the Galapagos Islands, which are now named after him, he initially believed that they represented four of the bird species he knew from home: finches, hawfinches, blackbirds and wrens (Losos 2018, p. 28). In reality, the birds all belong to the descendants of a few finches that made it to the islands from the mainland. There they split into a total of 18 very closely related finch species.

What fooled Darwin is what biologists call „convergent evolution“: Organisms arrive at similar evolutionary solutions under similar environmental conditions. Many Australian birds are similar to bird species found in the northern hemisphere, such as warblers, sparrows, flycatchers, robins, nuthatches, etc., without being related to these species. The porcupine (Hystrix cristata) has an apparent relative in North America, the New World porcupine (Erethizontidae), and a second apparent relative in South America, the Coendou porcupine. The evolution of these animal species leads from different ancestors to similar survival strategies, expressed by their spiny armor. Jellyfish, scorpions, insects, snails and some fish species hunt or defend themselves with the same weapon, the venomous sting. Australian marsupial moles (Notoryctidae) and European moles use the same shoveling technique, while the hummingbird hawk moth, a butterfly, and the hummingbird bird use the same flying technique, including standing still in the air and flying backwards. Both species can suck nectar from flowers – once with the help of quinine wings and once with feathers.

Only the disappearance of the dinosaurs made it possible for mammals, including humans, to occupy most of the ecological niches on earth. But what would have happened if the dinosaurs had not been largely swept away by an asteroid impact 65 million years ago? The Canadian palaeontologist Dale Russel imagines Troodon, a dinosaur from the geological period of the late Upper Cretaceous and probably the most highly developed dinosaur, as the possible ancestor of an intelligent branch of these animals. Troodon is thought to have an intelligence similar to that of modern birds. If the brain of the troodon grew larger in the course of the fictitious development towards intelligence, this would require a larger brain shell. Heavier heads are easier to balance if they are positioned above the body’s center of gravity and are reasonably spherical. In the case of the Troodon, this would result in the body becoming more upright. The tail would then be superfluous and fall victim to evolution. What Russel ultimately imagines, a „dinosaurid“, would look astonishingly human, precisely because evolution does not have any number of paths open to it.

Co-evolution of body and culture

The concept of „co-evolution“ in the animal kingdom is well illustrated by insects and flowering plants: Bees didn’t somehow evolve and then look to see where they could find nectar. And plants have not developed magnificent flowers in the hope that a bee will drop by at some point. Rather, this development must have taken place in small steps over millions of years, with plants and insects influencing each other, with the developments of one side representing necessary evolutionary steps for the other.

This is precisely how nature and human culture have developed in mutual dependence: To genetic evolution, natural selection has added the parallel track of cultural evolution. (Wilson 2000, p. 175). The mutual influence between genes and cultural behaviors is also called „double heredity theory“ or „biocultural evolution“ (Christakis 2019, p. 407). Man’s culture and his genetic adaptations to it influence each other; man would not have become man without his cultural achievements. „Perhaps human nature itself is essentially a product of cultural evolution influencing human genetic evolution through a systematic, large-scale Baldwin effect“ (Richerson et al. 2010).

It was an environment that probably changed from forest to tree-covered grassland as a result of climate change that initiated the human evolution. As humans evolved into humans in the course of this climate change, their physical characteristics changed. The big toes of our ancestors thicken and shorten, the legs stretch. The pelvis, hip joints and spine adapt to the upright gait. (Walter 2008, p. 41). Bipedalism is an extremely useful adaptation, especially in grasslands. Roaming is essential for hunting, hunter-gatherer peoples that still exist today, such as the Bushmen of the Kalahari, cover ten to thirteen kilometers a day in search of food. (Walter 2008, p. 45). As a result of this new way of life, the genus Homo also lost its body hair due to a number of mutations and developed sweat glands instead. This new cooling system enabled our ancestors to run for longer, hunt and flee better.

Compared to us humans, chimpanzees use a third more energy for locomotion. In addition to the advantage of needing less energy to move around, the upright gait allows a wide view of the open savannah landscape. Our ancient ancestors can now carry sharp-edged stones for carving up carcasses and have their hands free for throwing stones or spears with which they can hunt game. They learn to throw objects more powerfully and accurately, a prerequisite for starting a successful hunting career. Targeted throwing is a highly complex process that requires not only anatomical adaptations but also a high level of brain computation. In principle, chimpanzees are able to throw almost precisely, but only reach a throwing speed of approx. 30 km/h. Experienced human throwers reach a throwing speed of up to 175 km/h (Dönges 2013).

The most striking parallel development of genes and softgenes is the growth in the size of the brain and the emergence of increasingly complex cultural achievements. The brain is our biggest energy guzzler. It accounts for only two percent of body weight, but consumes around twenty percent of the energy and nutrients in the human body. With the increase in brain volume, there must also have been a switch to a more energy-rich diet. The two are mutually dependent and were achieved with the help of stone tools and hunting weapons.

The oldest known stone tools date from the time of H. rudolfensis from 2.6 to 1.6 million years ago and are assigned to the Oldowan culture. H. rudolfensis is therefore also considered to be the oldest representative of the genus „Homo“. It learned to make hammerstones – probably initially to open hard-shelled fruit, crack nuts or break open roots and tubers that it dug up with other tools. In addition to hammerstones, archaeologists from this period have also found sharp-edged flakes of larger stones. And these open up completely new resources. A chimpanzee does not disdain meat, but only smaller vertebrates and insects, which make up perhaps five to ten percent of the chimpanzee’s diet (Ewe 2009). It would starve to death in front of an elephant carcass because it would hardly be able to take a bite out of this mountain of meat. When the first hominids developed stone tools, this is exactly what became possible with the help of sharp stone chips: carcasses of large animals became an additional source of food. The switch from a low-energy plant-based diet to a higher proportion of energy-rich animal proteins allowed for a shorter digestive tract. More energy-rich food plus less laborious digestion opens up the option of a larger brain. Since then, fire has also accompanied humans. Access to cooked food initiated major changes in the human diet, which are reflected in the genome – without cooked food, modern humans can probably hardly feed themselves. Potatoes, rice, pasta and bread would not be available, nor would manioc, green beans or rhubarb, which are poisonous when eaten raw. And all in all, it would be difficult to cover even the basic calorie requirements with raw food; moreover, important trace elements such as vitamins D, B2, B12 and niacin as well as the minerals zinc, calcium and iodine would be missing (Strassner 1998). Bacteria in raw milk or salmonella in eggs or meat, which would otherwise be killed by heating, also pose a health risk. This is especially true in warm climates.

The invention of hunting weapons marks the transition from the hunted to the highly successful hunter. At the same time, the behavior of our ancestors must have changed radically. New, more innovative tools and hunting techniques were invented and more complex hunting strategies were practiced. This in turn increases hunting success. The volume of the brain can continue to increase and the spiral towards greater efficiency can continue.

Fossil finds of sharpened wooden spears suggest that H. erectus (earliest evidence approx. 1.85 million years ago) had already developed an optimized physionomy for throwing. The first hand wedges also appear with H. erectus in the Acheuléen culture 1.75 million years ago. Today’s human hands have a very special and unique anatomy, they are highly developed gripping tools. The fingers have flat nails instead of claws. Compared to all other primates, the thumb is elongated and opposable. It enables the thumb, index and middle fingers to grip a worked stone or hold it with the „basket grip“ of all five fingers and move it with all five fingers. For H. erectus, the increased dexterity of the hands enabled greater hunting success and better processing of the prey. These hands make the Hominidae masters of tool use in general. The resulting improved feeding possibilities open up options for an even larger brain. The development of the musculoskeletal system in relation to the use of stone tools and throwing weapons continues in a process of co-evolution. These advances are passed on from generation to generation through cultural transmission and also lead to evolutionary changes in the cognitive abilities and behaviors of pre-humanity.

Without the corresponding knowledge of hunting weapons and techniques, genes that enable precise and powerful throwing would be superfluous. After all, who would need genes for javelin throwing if they didn’t know how to make such a projectile? The general rule in biology is: „use it or lose it“. What is not used will eventually disappear from the gene pool.

Tool use, however, cannot be genetically inherited, or only in an extremely rudimentary way. The use of bow and arrow has not been genetically encoded in our DNA, and not every single individual can invent the manufacture and use of a hunting bow from scratch. It follows that only the constant and reliably accurate passing on of such skills via learning processes guarantees a refined use of objects or even the production of complicated tools. However, in order to be able to pass on this constantly growing knowledge precisely and reliably, pre-humans must develop an efficient form of passing on knowledge: language. This requires fine control of breathing with a corresponding change in the muscles of the diaphragm and the chest (Blackmore 2000, p. 155).

Let there be man

No chimpanzee is able to play a song by Elton John on a piano (Neuweiler 2005). Not that he lacks musicality – perhaps he does – but the real reason lies in the lack of fine motor skills in his hands. He still lacks the ability to command his fingers to perform these rapid movements. And he is also unable to perform these precise finger movements in the required quantity one after the other.

No chimpanzee could sing an Elton John song to the sound of the piano. Again, this is not primarily due to a lack of musicality, but to the fact that no chimpanzee can articulate. This is also due to the lack of fine motor skills: he cannot control the facial and laryngeal muscles as precisely and quickly as would be necessary. It is noteworthy that improved control over dexterity and facial expressions is already apparent in primates, but the ability to articulate speech is not yet.

Movement control in mammals is based on three hierarchical levels: Small neuronal networks in the spinal cord send signals as the lowest instance, e.g. to the motor neurons that extend from the spinal cord to the muscles. In principle, the spinal cord can already control the basic movements of locomotion, for example. This is the reason why decapitated chickens can still run for a short time while flapping their wings. These neuronal networks learn which movement patterns are currently required from the hierarchically superior hindbrain. In the course of evolution, this control center in turn comes under the control of the motor cortex, which runs like a ribbon over the vertex. The premotor area immediately in front of it, as part of the motor cortex, ultimately provides the commands for the temporally and spatially coordinated movements. Sensory perceptions and associations are also integrated into this process.

In the course of human evolution, an innovation is in the offing, an achievement that has already changed primate behavior in many respects. (Neuweiler 2005, p. 27). An expressway is created that bypasses control by the hindbrain via the so-called pyramidal tract and also bypasses the spinal cord center, so that the forebrain now gains direct control over the movement neurons. This direct connection between the cerebral cortex and muscle neurons is probably the basis of the special dexterity of primates, as well as humans. (Neuweiler 2005, p. 27). Monkeys and humans can move individual fingers, cats cannot. In particular, the hand and finger muscles are controlled via this highway, and in humans also the arm and shoulder muscles. This is why humans are able to throw with pinpoint accuracy, whereas a monkey can barely drive a nail with a hammer.

Area F5

What makes humans most likely to be aliens on this planet is their competence as manipulators, but above all as articulators. The rich repertoire of chimpanzee sounds is not learned by the children of apes, but is innate. The area of the brain responsible for this differs from the language regions in the human brain. And this is the crux of the matter: the brain region known as F5 controls the fine motor skills of the hands and facial expressions in primates, but not their vocalizations. In humans, however, the F5 area is congruent with the speech center, Broca’s area. In humans, this area is involved in speech and – as in primates – in controlling the fine motor skills of hand and finger activities. It is therefore not surprising that we communicate not only with sounds but also with gestures. The dual role of Broca’s area in the control of fine motor skills and human language suggests that language developed from the increasing manual dexterity of primates, which includes the rapidly differentiating facial expressions. (Neuweiler 2005, p. 31).

„Speaking skills“ and „language“ belong together. The ability to speak is genetic, but it only makes sense if there is something worth speaking. Language in humans develops from the brain region that is designed for fine motor skills. Fine motor skills, in turn, develop as a need to create and manipulate tools. In turn, being able to make tools requires learning through imitation. Imitation becomes safer and more efficient when learning is reinforced through language instruction.

We see an intimate intertwining of the use of tools, the adaptation of motor skills to the use of tools and the development of language, i.e. an overall interdependence of human nature and culture. Language was at least helpful, if not necessary, for the transmission of tool production and how tools should be used. The complexity of cultural tools evolved reciprocally with the improvement of the fine motor control of these tools and the development of language. Humans with their current genome are therefore inconceivable without the development of their culture and, conversely, the evolution of human culture is inconceivable without the genetic development of H. sapiens. The full extent of culture-driven gene-culture coevolution in the depths of human history is still largely unknown, but evidence suggests that such effects were profound (Richerson et al. 2010).

High-speed co-evolution

Evolution can progress relatively quickly, and this is no different in humans. Today, for example, we have significantly more gene copies for the production of the enzyme amylase than our hunting ancestors and this allows us to digest carbohydrates much better – obviously an adaptation to the emergence of agriculture perhaps 12,000 years ago. The mutation in favor of multiple copies of the AMY1B gene, which controls the production of amylase, can be detected in members of agricultural peoples, but not in hunter-gatherers or even in Neanderthals and Denisovans, who managed without agriculture. What is even more impressive is that this genetic change can be detected not only in humans, but even in the dogs domesticated by them! Wolves only have two copies of the AMY2B gene. Dogs, on the other hand, have more than two copies. Apparently, they are also selected in this direction in the course of the beginning agricultural economy, when starchy food is available on a larger scale (Shipman 2021).

The skin of Europeans becomes lighter in color depending on latitude, as lighter skin allows for more efficient synthesis of vitamin D. This mutation occurs in areas where agriculture is introduced, depending on the change in diet to cereals. This is because cereals contain hardly any vitamin D. Agriculture and skin lightening are therefore mutually dependent, i.e. a kind of co-evolution of genes and cultural components. Another genetic adaptation due to nutrition can be found in the far north. There, where agriculture is not possible, the Inuit of Greenland develop a more efficient fat metabolism from their animal-based, very high-fat diet.

A major genetic change that occurred less than 7,500 years ago was initiated by cattle farming. Acquired independently in some African and European populations, it favors genetically fixed lactose tolerance. Holders of this gene variant can also digest milk and dairy products as adults without any problems. The lactose persistence allele (LP allele) gives its carriers an enormous selective advantage. (Curry 2016)

(An allele corresponds to a specific DNA sequence of a gene at a specific location in the genome. For example, in pea plants there is a different allele for the expression of the flower color white or purple. Depending on this, the pea plants then flower in the respective color).

Carriers with the LP allele produce up to 19 percent more offspring in the next generation than people without the LP allele. A few hundred generations are enough to help the LP allele achieve a continent-wide breakthrough. Recent research estimates that it will take around 3,000 years for this gene variant to become widely established in Central Europe (Fischer 2020). However, only where sufficient fresh milk was available and dairy farming was practiced. We can also see this in this example: Genes and cultural techniques co-evolve, they complement and benefit from each other. (Curry 2016).

However, the LP allele not only made it possible to be a cattle breeder, but may have been decisive for war during the Mongol campaigns against China. Mongolian horsemen have the adult LP allele and can thus feed on the energy-rich milk of their mounts. As a result, they needed a much smaller cavalcade for food and were more mobile than the Chinese army – a potentially decisive advantage in war!

In fact, culture and genes are so closely linked that even sociological correlations can be proven: The transition to a world of property, hierarchy and patriarchy can also be proven genetically. (Krause 2021, p. 160).

It is possible that human nature itself has become more and more a product of our cultural evolution. The process of cultural evolution could play an active role in the evolution of genes, because human culture develops rapidly, creating new challenges that put genes under selective pressure.

Cultural convergence

Similar challenges lead to similar solutions. Thus, different human populations have achieved different solutions to the same adaptive problem. „The genes underlying the light skin adaptation to increase photosynthesis of vitamin D in cold, low-sun environments differ in eastern and western Eurasia“ (Jablonski & Chaplin 2010).

What applies to the body of organisms also applies to the same extent to human culture. The development of human cultures is predictably remarkably uniform. David Hume (1711-1776) already noticed this parallelism when he wrote: It is generally admitted that there is a great regularity in human actions among all nations and at all times. Men are so much the same in all times and places, that history offers us nothing new or strange in this respect. (Hume 1748 (1869)).

If we assume here that the development of human culture is subject to evolution, then the similarities between the various human cultures are obvious. They are based on the fundamental biological and psychological nature of man, on his environment and the universal conditions of human existence, i.e. on epigenetics as Wilson understands it. Or, as Hume puts it: The ambition, the avarice, the self-love, the vanity, the enmity, the nobility, the public spirit; all these passions, in various mixtures and cures, have formed among men from the beginning of the world, and still do, the source of all actions and enterprises among men (Hume 1748 (1869)). Our feelings of anger, fear, tension, trust, surprise, sadness, joy or disgust are part of human nature and we share them at least with our closer relatives in the animal kingdom. They are inherent in humans over a long phylogenetic development. The successes and failures of all generations before us have flowed into our emotional balance and have been stored in our genes.

While humans have colonized diverse ecological environments, from the icy steppes of the north to the hot and humid jungles around the equator, there is one outstanding constant everywhere: the most important feature of the human environment, past and present, is the presence of other humans. Humans have adapted primarily to this. This is the adaptive explanation, both for the social emotional world of H. sapiens and the reason for the many other similarities that characterize us humans across the world.

The common cultural traits are related to language, diet, housing, art, mythology, interpersonal interaction and attitudes to property, power and war (Christakis 2019, p. 30). Music fulfills similar functions in all cultures around the world: such as singing to calm children or put them to sleep, music for courtship, when working together, in war and, last but not least, in a religious context, for example to induce trance. (Willems et al. 2017).

Building blocks that we can find in almost every culture can be seen as the basic structure of our cultural DNA. According to ethnologist George Peter Murdock, these are universals: Religious rituals, soul concepts, eschatology, cosmology, superstition, dream interpretation, magic, divination, belief in faith healing, medicine, surgery, pregnancy customs, obstetrics, post-natal care, funeral rituals, hygiene, cleanliness education, dietary laws, laws, property rights, domestic law, government formation, class differences, population policy, settlement principles, communal organizations, punitive actions, expiatory sacrifices, inheritance rules, sexual prohibitions, incest taboos, puberty behaviour, courtship, marriage, meal habits, family celebrations, education, kinship groupings, kinship nomenclature, age group differentiation, labor cooperation and division of labor, trade, gardening, calendars, weather observation, tool factories, weaving, use of fire, cooking, language, ethics, etiquette, folklore, gifts, forms of greeting, gestures, visiting customs, hospitality, games, dance, sport, jokes, hairstyles, body ornaments, ornamental art, personal names.  (Wilson 2000, p. 198).

The similarities in the characteristics of the various cultures are not limited to those cultural universals that we find almost everywhere, such as clothing and huts, music, dance and body adornments. Cultural developments are context-dependent; they are not entirely independent of the environment in which they arise. The invention of nets for fishing can only be made where people discover the water as a hunting ground. Livestock farming developed in places where it was difficult to grow grain. In regions where neither agriculture nor livestock farming is possible, e.g. in polar regions, a hunting culture is logically maintained.

The emergence of advanced civilizations on the Euro-Asian continents and the American double continent did not take place at the same time, but was surprisingly analogous: With the end of the Ice Age, the main food source „big game“ dries up in Eurasia and America. As a result, the Eurasians and the nomadic inhabitants of Central America gradually changed their way of life from the 10th millennium BC. Both here and there, people began to use wild plants more intensively and to cultivate them.

On the American double continent, especially in the Andes and in Mexico, permanently inhabited villages emerged in the 5th millennium BC. At the same time, more and more plant species and some animals were domesticated. Around 4400 BC, ceramic technology emerged in ancient America and around 3,300 years BC, the first cities and hierarchically organized societies with powerful elites developed from the village communities. The foundation on which the advanced civilizations of the Olmecs, Maya and Incas, as well as the advanced civilizations of Eurasia, were built, was based on a development phase lasting thousands of years towards a productive agriculture (Gendron 2013).

The parallels are most impressive when it comes to monumental buildings: In Eurasia as on the American double continent, huge pyramids are piled up for cultic purposes. Almost all religions erect places of worship, temples, synagogues or cathedrals, depending on the size and ability of the population, no matter where in the world. Pictorial writings, number systems and a mathematics to match are created, on both sides of the Atlantic Ocean.

We therefore find good arguments for considering both the human body and its culture to have been shaped by evolution. The further question is: Is there an underlying principle between man as an organism and man as a cultural being? A link that connects us, so to speak, body and spirit, nature and culture of man? We will address these questions next.

 

Information as basic building blocks

The explanations about emulation show that there can be a hardware as well as a software solution for the same problem for an organism, that both are interchangeable or can work together. We have also shown that human nature and culture have partly co-evolved. Many cultural developments have only been possible because our bodies have adapted to these new developments at the same time. Now it is time to bring all this into a fundamental context. Just as Einstein’s famous formula: e=mc2 unites two seemingly very different phenomena, matter and energy, the term „information“ can bring together nature and culture.

Whatever exactly evolves, it is clear that what makes genes special is their ability to encode information. Genes are nothing more than a memory that biological systems use to store and pass on information. (Christakis 2019, p. 215). And culture also initially consists of the information that is necessary to create culture: „Culture“ is then the body of information „that is transmitted from individual to individual through social learning (and not genetically). It colloquially includes phenomena such as attitudes, beliefs, knowledge, skills, customs and institutions (Richerson et al. 2010).

DNA has an enormously high storage density and is comparably very long-lived. Researchers led by George Church from the Wyss Institute at Harvard University have succeeded in storing an entire book in the form of DNA and reading it out again. Both when writing (synthesizing) and reading (sequencing) the DNA, the researchers use standard equipment that can be found in almost every better genetic engineering laboratory today. The book is coded in a sequence of zeros and ones in HTML format, i.e. in a computer dialect that is also used to write websites. The scientists assign the „1“ of the digitized text to the two nucleotides of the DNA – guanine and thymine – and the „0“ to the remaining two bases of the DNA, adenine and cytosine. In a further step, they read out the book again. In doing so, they obtain only ten incorrect bits from the 5.27 million pieces of encoded information (Dönges 2012) (computer scientists define a bit as the smallest unit of information: „zero“ or „one“, „on“ or „off“, „charged“ or „uncharged“). By the way, the human genome contains about 0.75 gigabytes of information, which is about as much as fits on a CD (Biologie-seite.de).

Researchers have also tried to estimate the amount of data a person needs to master their native language, i.e. what our brain has to provide for this. The researchers have defined phonemes, i.e. the sounds that make up words, as the smallest unit. They estimate an average of 15 bits for this. They also assume that a typical young adult has an average word count of 40,000 words, and they estimate the meaning of this amount of words to be around 550,000 bits. In total, according to these researchers, an English-speaking adult has 12.5 million bits of language data stored. (Podbregar 2019). This corresponds to around 12.5 megabytes, which is about twice the size of our genome and about the size of a high-resolution photo taken with a smartphone.

Sacha Lobo comments in DER SPIEGEL on the new biotech companies and the development of nRNA-based vaccines that this approach is not just scientific esotericism, but has tangible consequences for us all: It starts with the fact that DNA is ultimately just data. The famous four letters G, C, A and T, the initial letters of the nucleic bases that make up the DNA code, correspond to zero and one in the digital world. So far, so well known. As a result, however, every biological problem can be described as a data problem, every disease as a bug, every biological agent as an algorithm. (Lobo 2021).

Fundamentals of information

If DNA is ultimately just a data storage device, we first need to look at some basic facts about information: The physicist and philosopher Frank Schweitzer writes: Just as there would be no unity of the sciences in sight, there is also no unified theory of information in sight. (Schweitzer, 1997). In 1949, Claude Shannon and Warren Weaver developed a transmitter-receiver model of information transmission for communications engineering and computer science. Their model deals with electrical charge states, signals that transmit and change these charge states, and the storage of these charge states. The meaning of the information is, so to speak, meaningless. The sender-receiver model developed by the British sociologist Stuart Hall is about the transmission of a message from a sender A to a receiver B and also about how the meaning of the message is encoded by the sender and decoded by the receiver. Here we have two different aspects: the information itself, as this term tends to be used by engineers, and the information as a carrier of meaning, as the humanities tend to use the term. Communications engineering is not concerned with meaning, whereas sociologists are primarily interested in the production of meaning. We will see that the two go together in a very simple way.

Information and reality

Let’s start here at a very basic level. As explained at the beginning, it is the basic assumptions that essentially determine the viability of a theory. In quantum physics, we encounter phenomena that are so inscrutable that the physicist John Weeler formulates: „It from bit“. We normally assume the opposite: Bit from it: first there is the world (it), then we get information about it (bit): One understands the world by extracting information from it (Weyh 2019).

The physicist Weeler sees it the other way around: Information cannot just be what we „learn“ about the world. It can be what ‚makes‘ the world. When a photon is absorbed and thereby ‚measured‘ – until it is absorbed it has no reality – an indivisible bit of information is added to what we know about the world, and at the same time the bit of information determines the structure of a small part of the world. It ‚creates‘ the reality of time and space of this photon. (Weyh 2019). Only the measuring process forces the elementary particle to be reality in the way we measure it.

Since only a quantum physicist can really understand this, here is the famous double-slit experiment to explain it: light – which consists of so-called light quanta or photons – is projected onto a screen through two closely spaced slits. What we will see on this screen is a so-called interference pattern, consisting of alternating light and dark stripes. The light appears to pass through both slits simultaneously as a wave. Like two stones thrown into the water, wave crests and troughs spread out behind the two slits, and where they meet, the wave crests intensify (light areas on the screen). Where a wave crest meets a wave trough, these parts of the waves cancel each other out, creating a dark stripe on the screen. Now we would like to know what exactly is happening at one of the gaps. So we set up a detector that measures when the light passes by. And now it gets spooky: light quanta no longer pass both slits simultaneously as a wave, but as particles they choose only one of the two slits. We no longer see a stripe pattern on the screen, but a scattering pattern of individual points of light. The measurement, i.e. the information we receive, creates the light particle as a particle, so to speak, whereas it did not exist „in reality“ beforehand, as Weeler says. The information we receive creates the reality that we measure.

For Weeler, information and not just any „reality“ is the fundamental thing! For us, physical existence and the information content of the measured, observed and perceived world are inextricably linked. „Information“ is the term that relates all phenomena and processes to each other for us (Mascheck 1986, p. 3).

In this context, physicist Anton Zeilinger believes that physicists ultimately only talk about information in relation to an „elementary system“. An elementary system is nothing other than the representative of this information; it is a concept that we can only form on the basis of the information available to us (Kaeser 2019). Zeilinger (undated) adds with a smile: It would be fair to admit that the concept of „information is fundamental“ is in fact ancient human knowledge, already set out in the Holy Scriptures. For there it says: „In the beginning was the Word, and the Word was with God, and the Word was God. This was in the beginning with God. All things came into being through him…“ (1 John 1-2, Elberfelder Bible 1905).

The concept of information is not only of central importance in quantum mechanics. It is just as fundamental in the second basic physical theory of physics, the theory of relativity. In his book „Mostly harmless“, Douglas Adams, aware of the theory of relativity, ironically writes that nothing in the universe is faster than light – except bad news! He creates the utopia of a civilization that would have constructed spaceships powered by bad news. This would enable these aliens to travel faster than light. But this is exactly what the theory of relativity rules out: an exchange of information at faster-than-light speed. The theory of relativity is about when and in what order signals are received from moving objects. Information may only propagate at a maximum speed of light, otherwise there is confusion in the cosmos and the causal relationship between before and after becomes confused. Incidentally, the aliens‘ fictitious propulsion technology does not catch on because the spaceships traveling with it are not popular anywhere due to the bad news.

The really big computer

Most of us think of a computer as a mostly gray box with a few silicon chips on a circuit board inside, powered by electricity. For physicists, however, every physical system is a computer: stones, suspension bridges, oceans or hurricanes. Although none of these systems run on Windows, iOS or Linux, these systems also store and process information.

The central axiom of quantum mechanics is fundamental to understanding such systems as computers: Everything can be traced back to the smallest indivisible units – the world is digital at its core! Energy, mass and even time consist of the smallest indivisible units, which physicists have dubbed quanta. The best way to understand the idea of the quantum is with the example of a digital watch. While the hand of an analog clock moves continuously across the dial, the digits of a digital clock jump from unit to unit, for example from 11.55 to 11.56, from one minute to the next. Half minutes do not exist on this clock, and there is also no in-between in the universe within the span of the smallest possible time span, the time quantum. Another understandable example is the frame rate of a movie. Films consist of individual images, the film quanta, so to speak. These are projected at a speed of 24 frames per second. Only in our perception does this become a continuous sequence, a seemingly analog view of our world. The universe at its core is not continuous, but discrete, or digital. In our world, time does not pass continuously, as on an analog clock, but jumps from unit to unit, as on a digital clock. The world consists, so to speak, of a sequence of individual images with nothing in between.

Every elementary particle from the standard model of physics, whether electron or the particles protons or neutrons composed of elementary quarks, can be identified on the basis of three basic characteristics: Mass, charge and angular momentum (spin). These three degrees of freedom are not created by the observer, but are already present – most likely in the particle itself. They are like a label or a ‚particle DNA‘. As a result, matter stores a certain minimum amount of information simply through its structure of such elementary particles – without taking into account the additional data generated from the chemical structure or interactions. (Podbregar 2021).

The spin of an electron is a type of angular momentum that can point in two directions: „left“ or „right“. The spin can therefore represent exactly one bit. Through an interaction with another particle, the spin can be reversed, i.e. change in the other direction. The reversal of the spin thus represents a logical operation, a calculation step is carried out. Every time two such particles interact, these bits are converted. (Lloyd. & Ng 2005, p. 32). The universe and its development can thus be completely traced back to the interactions of tiny pieces of information. (Moskowitz 2017). For a physicist, every physical system is a computer, and the universe as a whole can be interpreted as such (Lloyd & Ng 2005, p. 32). – It from bit – and works like a computer.

At this point, we can also briefly return to Goedel and his incompleteness theorem: As a computer, the universe is a logical system of sufficient complexity. According to Goedel, it is then incomplete in the sense that we can raise questions that we cannot answer in this system. Two questions suggest themselves: „Why is there such a thing as a universe at all?“ And, since it exists: „Was it created by God?“

Information therefore has a physical basis and is processed in a physical „environment“. Information transfer is what takes place between cause and effect. Information transfer is based on a specific arrangement that undergoes a change of state through an interaction. However, all physical information is initially meaningless; it has no meaning (for us). Sociologists can therefore not do much with this type of information theory. They are concerned with the meaning of information. An ant crawls through the sand and leaves behind tracks that happen to be a caricature of Winston Churchill. The problem now is: what makes the trace in the sand a caricature? What gives the physical change in the sand this meaning? The ant had no intention of drawing anything. For us, the trace is a caricature, but not for the ant. The meaning of the trace as a caricature would not exist if there were only ants.

Order and information

Everything is information, this realization is not very helpful in itself. We have to go in search of how we can assign a meaning to information. In German, we can derive information from the term „in-Form“. Information is patterns or certain arrangements. A prominent example of „information“ in physical arrangements comes from thermodynamics, where the term information is linked to physical systems via statistics.

The state function entropy derived from the second law of thermodynamics is a measure of the order of a system, whereby every system strives towards the state of greatest possible disorder. This state is also the state of the lowest energy level. If you keep an eye on your desk, you can observe the second law of thermodynamics live: Your beautiful order on your desk, (if it ever existed,) will evaporate over time, the disorder will gradually increase until everything is evenly disorganized across your desk. Everything in our world gets messy all by itself; we have to expend energy on it if we want to create order. – unless you put energy into it and tidy it up.

You can read how much this law permeates our daily lives in any supermarket: Every product has an expiry date on it, i.e. a date after which entropy has possibly already struck to such an extent that the product has become inedible. As an aphorism, entropy can be formulated as a variant of Murphy’s Law: „Everything that can break, will break at some point.“ And, we can take it personally, we will all die because the incredibly complex order in our bodies will eventually fall out of kilter, our bodies will eventually disintegrate.

Entropy links information to a certain pattern, to an order. If we have a container with two different gases that are separated from each other by a gas-tight partition and we pull out this partition, these two gases will mix. The state in which all the atoms of one gas are on one side and the atoms of the other gas are on the other side is only a very specific configuration, a specific order. However, the gas molecules can arrange themselves in any other way, for example, they could all squeeze into one corner. There are purely statistical reasons why we never observe this: It is one of an almost infinite number of microstates that the molecules of the gas can occupy. Since every arrangement of the molecules is more or less equally probable, it is almost impossible to observe a predetermined arrangement. Information here is a measure of the statistical predictability of certain patterns.

It is unlikely that all gas molecules will crowd into one corner, but it is only unlikely and not impossible. Information here is therefore closely related to the concept of a predetermined order, a very specific pattern. Perhaps a lottery draw makes the whole thing easier to understand: 6 out of 49 balls are selected at random each time a draw is made. There are around 14 million different number combinations that can all be drawn with the same probability. If I sit down in my armchair and watch the lottery numbers being drawn, I will unfortunately not see „my“ numbers being drawn. The probability of that is too low! But if 14 million people play, someone will probably sit in their armchair and cheer because their combination is drawn! For me as the loser and for the winner, the chances of winning are the same.

While information and information transfer in physics primarily describe existence and causality, a certain arrangement, e.g. the numbers on my lottery ticket, sometimes has something meaningful attached to it.

The mysterious pattern

Das Universum ist ein einziger, wirklich sehr großer Computer und seine Informationen sind in den Anordnungen der Materie gespeichert. Aber was unser Kosmos da so genau vor sich hin rechnet, hat zunächst einmal keine Bedeutung. The question now is: if information is patterns or certain arrangements, what makes a certain pattern a „special“ pattern, a „meaningful“ piece of information, as we normally use this term? In order to give information a „meaning“, we obviously need additional „meta“ information that conveys to us what is special about a pattern, information that helps us to extract a very specific pattern from all possible arrangements. My lottery ticket with its six numbers is such a specific pattern. For me, this arrangement has a special „meaning“ because it promises me a lot of money. For me, my lottery ticket singles out one combination of numbers from all other combinations of six numbers out of 49: I only win if this pattern is replicated when the lottery numbers are drawn.

The selection criterion we need, i.e. the meta-information, is: the pattern itself. This is a surprisingly simple conclusion that is as obvious as it is compelling. My lottery ticket becomes meaningful if my betting line and the numbers drawn match. The same mechanism applies to the caricature of Winston Churchill. A caricature of Winston Churchill is only a caricature of Winston Churchill if a person can compare the trace in the sand with similar information in his brain. The comparison between more or less identical patterns is a way of giving meaning to a pattern, because we can compare new information with existing information. And, as we will see shortly, it is precisely this comparison that is the basis for the existence of life as we know it. Funnily enough, the God of the Old Testament also uses this trick in the creation story: „Then God created man in his own image, in the image of God he created him.“ (Genesis 1:27, New Gospel). So, strictly speaking, God did not create something new in man, but a (perhaps not quite exact) replica of himself. This self-referentiality is the essential ingredient of creation: a pattern creates its own image.

The book of life

A generally recognized property of information transfer is that it causes a change in the receiving system. Information transfer is a form transfer that transforms something that has a certain form into another „form“, for example the spin of an electron from counterclockwise to clockwise. Self-reference now leads us to a special class of information transfer: replication. When a certain arrangement of atoms acquires the „ability“ to imprint its own pattern on its environment, this is something „special“, as we will see in a moment. Information generates an identical image in its environment by itself representing the copy rule. Lifting self-reference or replication out of the background of the perpetual information noise of the universe provides us with an elegant transition from physics to evolution: for biology is the place where we find the masters of replication, the genes. According to Shannon & Weaver’s sender-receiver model, inheritance is ideally a „successful communication“: Communication can be considered successful if the message sent is identical to the message received. (wikipedia 03).

Molecules have a certain shape and therefore have a certain „in-formation“. At some point, something very special has formed on earth, perhaps it is an RNA molecule. This (presumed) RNA molecule has the ability to transfer information to its environment in such a way that the chemical reaction results in the same information again, namely the form of the original molecule. The Belgian biochemist Christian de Duve calls it the „dawn of the age of information“ when this special information-carrying molecule spreads across the earth. It sets the new processes of Darwinian evolution and natural selection in motion. (de Duve 2008, p. 74). At this point, I would say it is the dawn of the „age of meaningful information“.

According to the second law of thermodynamics, it is actually impossible for a complex molecule to exist for a long time: everything breaks down at some point. In biology, we call it death. The ingenious trick of RNA, and later DNA, is to create new copies of itself before it decays. Of course, the more the original molecule influences the formation of new replicas, the better.

The RNA molecule not only carries information about its own structure, but also communicates this information to its environment. This can only succeed because the information is adapted to the environment in such a way that it can be understood and translated into the construction of chemical substances. Even at this stage of life, we can see how closely organisms and their environment are connected: If the environment does not provide appropriate materials, replication is not possible.

The next step towards a living organism is to enclose the direct environment of the RNA or DNA in a shell in which a safe environment for its replication prevails. Cells are still the basic structure of all living organisms.

Here we see for the first time the powerful strategy at work of reshaping the environment for its own benefit, i.e. creating culture: Like humans with their dwellings, DNA creates its own small, self-contained environment in which it is protected and can thrive.

Genes encode proteins. In the environment of a cell, the structure of the individual gene results in a sequence of individual steps in which molecules arrange themselves into a predetermined pattern, i.e. the encoded protein. Although this is not replication, it is a step along the way. The protein as a structure or pattern in turn carries certain „information“. This information is also communicated and leads to certain chemical or electrical processes being triggered. At the end of this chain of information transfer is the original molecule – the DNA. The replication of DNA can take place via any number of intermediate stations, but remains the essential goal at all stages of information transfer. Even later in the development of life, genes only create a copy of themselves via the long detour of a body they have formed: Thus the chicken becomes a necessity for the egg to produce a copy of the egg.

All life arises from its DNA and is passed on as DNA. Dawkins calls everything in between a „vehicle“ for the purpose of perpetuating our DNA, especially the body of a living being. The „purpose“ of genes is to replicate themselves. They are concerned with making copies in their own image.

So we can summarize up to this point: Life can be described as an algorithm that replicates a certain information pattern in a self-organized way. The entirety of all information transmissions that organisms on earth need in order to ultimately replicate themselves, this entirety of the biosphere is the „book of life“. All intermediate stages of replication are meaningful information. Their significance lies in ensuring the preservation of life and that it can renew itself again and again. If something gets out of hand, for example if the organism dies, the body disintegrates into a meaningless molecular arrangement and at best becomes raw material for a new round of evolution.

The curse of God may weigh on our bodies: „By the sweat of your face you will eat your bread until you return to the ground, for from it you were taken. For dust you are, and to dust you will return!“ (Genesis 3:19, Elberfelder Bible) The DNA molecule, however, defies the divine curse, it escapes the cycle of life of becoming and passing away, it defies the law of entropy and passes on its orderly existence from generation to generation. But not in perfection! Entropy wouldn’t be entropy if it didn’t have a hand in this too.

Chess

But let’s first illustrate one aspect of „meaningful information“ using the example of chess. There is a finite number of squares, pieces and rules that determine what state the game is in and which moves are possible next. The position of the king on the chessboard has no meaning on its own. Even every movement of the king on the board contains no more information than that we can physically determine its position and momentum. The position and movement of the king on the board only takes on meaning when the individual moves reflect the rules of the game of chess. This does not change from the starting position to the end of the game – each move on the chessboard only acquires its meaning in comparison with the squares and pieces, i.e. with the current environmental conditions and the rules. The game of chess has only one goal: checkmate. If the rook moved like the bishop, if pawns could suddenly move forward any number of squares and the game could continue without a king, the whole game would lose its meaning and we would no longer attach any importance to such moves. Chess moves acquire their meaning with regard to the aim of the game.

We can interpret the game of life in a similar way: The aim of the game is to stay in the game until you have produced new players.

Information is meaningful if it serves the goal of enabling the reproduction of genes. The core of „meaning“ is the „replication of genes“. It is surrounded by a cloak of information that is in some way relevant to the „replication of genes“ project. Even if this information space can grow at will, and in the case of us humans it also includes our entire world of thoughts, this is still a vanishingly small subset of the information that the universe contains.

Self-reference

At the beginning of life there was not the word, but a very simple self-referential expression, perhaps written as an RNA molecule: „Copy this copy instruction.“ Not only our genes, but also our entire way of thinking is based on self-reference, on the comparison with existing patterns or information. The German canon lawyer, philosopher and cardinal Nikolaus von Cues pointed out that it is fundamentally impossible to think without presuppositions. Rather, knowledge is always related to something that is tacitly or explicitly assumed to be known. Our brain has this problem, for example, at the level of recognizing objects. Seeing is, as the engineer would say, a „poorly posed problem“: we must already know what we see in order to be able to identify an object. We see a cat because we know what a cat looks like. We can also illustrate this using the example of picture puzzles: One time we see two opposite faces, another time a vase, depending on whether we attribute meaning to the inside or the outside of the image.

Consciousness presumably arises from the fact that the brain perceives itself, and so our „I“ is another example of self-reference.

 

Replication and the environment

Living beings communicate with their environment. External stimuli such as light, heat, metabolically relevant chemical compounds or toxicity are important environmental information for survival. It is assumed that life on earth develops in volcanic undersea „black smokers“. These hydrothermal vents offer a unique habitat with an extreme chemical environment, high pressure conditions and a very high temperature gradient. The latter in particular represents a special challenge for the organisms that have developed there. Being too close to the hot spring means heat death; if the distance from the spring is too great, the chemical environment changes so radically that the specialized organisms‘ metabolic supply collapses. The organisms must therefore remain at a very specific distance from the hydrothermal source. To do this, they need chemical and temperature-sensitive receptors. Significant information in this case is the physical environmental information that indicates the temperature and those that signal the pH value of the water, for example. They are important because they contribute significantly to survival, and this is the prerequisite for possible replication of the organism.

Replication and behavior

In the course of evolution, important physical parameters of the environment are stored in the genes, e.g. where a fish is streamlined, or where the bones of a bird are stable and lightly built so that the bird can defy gravity.

But what also characterizes an organism is that it can react adequately to its environment. At the lowest level, behavior control can be understood in purely chemical terms. Genes control the behavior of certain molecules in their cell so that they produce a protein, for example, in a predetermined way. At a more complex level, the behavior of certain substances can lead to electrochemical reactions being converted into movements, e.g. by contracting muscle fibers. Sensors can send electrochemical signals, resulting in a directed movement.

Presumably in the Cambrian, or perhaps somewhat earlier, cells form communication proteins in their membrane envelope. These enable them to organize themselves in a network, a necessary prerequisite for the development of multicellular organisms. A further step is the development of pure nerve cells. The combination of such cells into neuronal networks makes the processing of environmental stimuli more effective and flexible and revolutionizes behavioural control.

As soon as an organism can make a choice between different courses of action, it should be able to evaluate these options. All living beings, trained by evolution, interpret environmental stimuli with regard to the preservation of their existence, the search for a partner and, if necessary, the care of their brood – they give this information a meaning in relation to these topics. And all of this serves to reproduce the original pattern, namely the genome of the living being. It is a selection of information from an infinite number of possibilities. Only very specific „meaningful“ information from the environment is evaluated by simple living beings, such as insects with their simple neuronal networks. In a fly’s brain, two nerve cells in different areas of the visual field send their information to another nerve cell. If one of the two signals arrives earlier or later, this delay is registered and interpreted as movement of the object being viewed (Takemura et al. 2013). The movement of the fly swatter is recognized and the fly can escape.

 

A generally recognized property of information transfer is that it causes a change in the receiving system. Information transfer is a form transfer that transforms something that has a certain form into another „form“, for example the spin of an electron from counterclockwise to clockwise. Self-reference now leads us to a special class of information transfer: replication. When a certain arrangement of atoms acquires the „ability“ to imprint its own pattern on its environment, this is something „special“, as we will see in a moment. Information generates an identical image in its environment by itself representing the copy rule. Lifting self-reference or replication out of the background of the perpetual information noise of the universe provides us with an elegant transition from physics to evolution: for biology is the place where we find the masters of replication, the genes. According to Shannon & Weaver’s sender-receiver model, inheritance is ideally a „successful communication“: Communication can be considered successful if the message sent is identical to the message received. (wikipedia 03).

Molecules have a certain shape and therefore have a certain „in-formation“. At some point, something very special has formed on earth, perhaps it is an RNA molecule. This (presumed) RNA molecule has the ability to transfer information to its environment in such a way that the chemical reaction results in the same information again, namely the form of the original molecule. The Belgian biochemist Christian de Duve calls it the „dawn of the age of information“ when this special information-carrying molecule spreads across the earth. It sets the new processes of Darwinian evolution and natural selection in motion. (de Duve 2008, p. 74). At this point, I would say it is the dawn of the „age of meaningful information“.

According to the second law of thermodynamics, it is actually impossible for a complex molecule to exist for a long time: everything breaks down at some point. In biology, we call it death. The ingenious trick of RNA, and later DNA, is to create new copies of itself before it decays. Of course, the more the original molecule influences the formation of new replicas, the better.

The RNA molecule not only carries information about its own structure, but also communicates this information to its environment. This can only succeed because the information is adapted to the environment in such a way that it can be understood and translated into the construction of chemical substances. Even at this stage of life, we can see how closely organisms and their environment are connected: If the environment does not provide appropriate materials, replication is not possible.

The next step towards a living organism is to enclose the direct environment of the RNA or DNA in a shell in which a safe environment for its replication prevails. Cells are still the basic structure of all living organisms.

Here we see for the first time the powerful strategy at work of reshaping the environment for its own benefit, i.e. creating culture: Like humans with their dwellings, DNA creates its own small, self-contained environment in which it is protected and can thrive.

Genes encode proteins. In the environment of a cell, the structure of the individual gene results in a sequence of individual steps in which molecules arrange themselves into a predetermined pattern, i.e. the encoded protein. Although this is not replication, it is a step along the way. The protein as a structure or pattern in turn carries certain „information“. This information is also communicated and leads to certain chemical or electrical processes being triggered. At the end of this chain of information transfer is the original molecule – the DNA. The replication of DNA can take place via any number of intermediate stations, but remains the essential goal at all stages of information transfer. Even later in the development of life, genes only create a copy of themselves via the long detour of a body they have formed: Thus the chicken becomes a necessity for the egg to produce a copy of the egg.

All life arises from its DNA and is passed on as DNA. Dawkins calls everything in between a „vehicle“ for the purpose of perpetuating our DNA, especially the body of a living being. The „purpose“ of genes is to replicate themselves. They are concerned with making copies in their own image.

So we can summarize up to this point: Life can be described as an algorithm that replicates a certain information pattern in a self-organized way. The entirety of all information transmissions that organisms on earth need in order to ultimately replicate themselves, this entirety of the biosphere is the „book of life“. All intermediate stages of replication are meaningful information. Their significance lies in ensuring the preservation of life and that it can renew itself again and again. If something gets out of hand, for example if the organism dies, the body disintegrates into a meaningless molecular arrangement and at best becomes raw material for a new round of evolution.

The curse of God may weigh on our bodies: „By the sweat of your face you will eat your bread until you return to the ground, for from it you were taken. For dust you are, and to dust you will return!“ (Genesis 3:19, Elberfelder Bible) The DNA molecule, however, defies the divine curse, it escapes the cycle of life of becoming and passing away, it defies the law of entropy and passes on its orderly existence from generation to generation. But not in perfection! Entropy wouldn’t be entropy if it didn’t have a hand in this too.

Chess

But let’s first illustrate one aspect of „meaningful information“ using the example of chess. There is a finite number of squares, pieces and rules that determine what state the game is in and which moves are possible next. The position of the king on the chessboard has no meaning on its own. Even every movement of the king on the board contains no more information than that we can physically determine its position and momentum. The position and movement of the king on the board only takes on meaning when the individual moves reflect the rules of the game of chess. This does not change from the starting position to the end of the game – each move on the chessboard only acquires its meaning in comparison with the squares and pieces, i.e. with the current environmental conditions and the rules. The game of chess has only one goal: checkmate. If the rook moved like the bishop, if pawns could suddenly move forward any number of squares and the game could continue without a king, the whole game would lose its meaning and we would no longer attach any importance to such moves. Chess moves acquire their meaning with regard to the aim of the game.

We can interpret the game of life in a similar way: The aim of the game is to stay in the game until you have produced new players.

Information is meaningful if it serves the goal of enabling the reproduction of genes. The core of „meaning“ is the „replication of genes“. It is surrounded by a cloak of information that is in some way relevant to the „replication of genes“ project. Even if this information space can grow at will, and in the case of us humans it also includes our entire world of thoughts, this is still a vanishingly small subset of the information that the universe contains.

Self-reference

At the beginning of life there was not the word, but a very simple self-referential expression, perhaps written as an RNA molecule: „Copy this copy instruction.“ Not only our genes, but also our entire way of thinking is based on self-reference, on the comparison with existing patterns or information. The German canon lawyer, philosopher and cardinal Nikolaus von Cues pointed out that it is fundamentally impossible to think without presuppositions. Rather, knowledge is always related to something that is tacitly or explicitly assumed to be known. Our brain has this problem, for example, at the level of recognizing objects. Seeing is, as the engineer would say, a „poorly posed problem“: we must already know what we see in order to be able to identify an object. We see a cat because we know what a cat looks like. We can also illustrate this using the example of picture puzzles: One time we see two opposite faces, another time a vase, depending on whether we attribute meaning to the inside or the outside of the image.

Consciousness presumably arises from the fact that the brain perceives itself, and so our „I“ is another example of self-reference.

 

Replication and the environment

Living beings communicate with their environment. External stimuli such as light, heat, metabolically relevant chemical compounds or toxicity are important environmental information for survival. It is assumed that life on earth develops in volcanic undersea „black smokers“. These hydrothermal vents offer a unique habitat with an extreme chemical environment, high pressure conditions and a very high temperature gradient. The latter in particular represents a special challenge for the organisms that have developed there. Being too close to the hot spring means heat death; if the distance from the spring is too great, the chemical environment changes so radically that the specialized organisms‘ metabolic supply collapses. The organisms must therefore remain at a very specific distance from the hydrothermal source. To do this, they need chemical and temperature-sensitive receptors. Significant information in this case is the physical environmental information that indicates the temperature and those that signal the pH value of the water, for example. They are important because they contribute significantly to survival, and this is the prerequisite for possible replication of the organism.

Replication and behavior

In the course of evolution, important physical parameters of the environment are stored in the genes, e.g. where a fish is streamlined, or where the bones of a bird are stable and lightly built so that the bird can defy gravity.

But what also characterizes an organism is that it can react adequately to its environment. At the lowest level, behavior control can be understood in purely chemical terms. Genes control the behavior of certain molecules in their cell so that they produce a protein, for example, in a predetermined way. At a more complex level, the behavior of certain substances can lead to electrochemical reactions being converted into movements, e.g. by contracting muscle fibers. Sensors can send electrochemical signals, resulting in a directed movement.

Presumably in the Cambrian, or perhaps somewhat earlier, cells form communication proteins in their membrane envelope. These enable them to organize themselves in a network, a necessary prerequisite for the development of multicellular organisms. A further step is the development of pure nerve cells. The combination of such cells into neuronal networks makes the processing of environmental stimuli more effective and flexible and revolutionizes behavioural control.

As soon as an organism can make a choice between different courses of action, it should be able to evaluate these options. All living beings, trained by evolution, interpret environmental stimuli with regard to the preservation of their existence, the search for a partner and, if necessary, the care of their brood – they give this information a meaning in relation to these topics. And all of this serves to reproduce the original pattern, namely the genome of the living being. It is a selection of information from an infinite number of possibilities. Only very specific „meaningful“ information from the environment is evaluated by simple living beings, such as insects with their simple neuronal networks. In a fly’s brain, two nerve cells in different areas of the visual field send their information to another nerve cell. If one of the two signals arrives earlier or later, this delay is registered and interpreted as movement of the object being viewed (Takemura et al. 2013). The movement of the fly swatter is recognized and the fly can escape.

About the meaning of information

From the infinite ocean of information, we can single out certain pieces of information to which we assign a meaning. Ultimately, this answers the question of the meaning of life, insofar as it can be fathomed. For the behavioral physiologist at the University of Bremen, Gerhart Roth, our brain has different main functions: The two basic ones are maintaining life-sustaining systems such as the heart and circulation and controlling the body’s movements. Then there are perception, emotional evaluation and the rather involuntary control of behavior. The brain then takes over cognitive evaluation and communication via language and finally action planning and control. This all has the individual purpose of keeping us alive and the supra-individual purpose of enabling us to reproduce so that people are born who will then do the same . Whatever fantastic things people do, they are all directly or indirectly embedded in this cycle. (Roth 2008, p. 53).

Bernard Shaw is said to have described Darwinism with its „blind chance“ as a merciless reaper that, as the sole primal cause, indiscriminately wipes out everything that is not lucky enough to survive in the general struggle for meaninglessness. (Dawkins 2018, p. 180). And indeed, it sounds very biologistic and callous to see reproduction as the only meaning of life. But it is undeniable that the purpose of life of all organisms before us in this world was precisely this: To bring offspring into the world, which in turn have offspring. To close one’s eyes to this fact would be loosely based on Shaw, not only be to live meaninglessly, but also to die stupidly.

But in reality, this meaning of life is also acceptable to us humans if we remember that love for another person and for our children is one of the most valuable things that defines our existence. And it is precisely these two aspects of life that are direct consequences of the universal mandate of evolution: „Be fruitful and multiply!“ (Genesis 1:28, Elberfelder Bible 1905). These are also the first words that God (of the Mosaic religions) addresses to mankind. God gives them the same mission as evolution gives us and so this aspect should also be acceptable for Jews, Christians and Muslims.

And looking at it the other way round, it becomes even clearer: a living being (A) that does not focus all its energies on having offspring will lose out to a living being (B) that uses all its resources precisely for this purpose, from the point of view of evolution, and in the long run the hereditary line B and the behaviors encoded in it will prevail.

With the theory of „softgenes“ to be developed below, we will also see that in humans it is not only the inheritance of their genes that is important, but also their contributions to cultural development. People not only pass on their genes, but also their contribution to culture. An outstanding deed can bring a person eternal fame, a groundbreaking invention can make him immortal. But this does not change anything fundamental: Information always has its meaning in the context of the evolution of man and his community.

Copying errors

Closely interwoven with the „meaning of life“ is, of course, the question: „Who are you?“ There is now a devastating answer to this! Errors inevitably creep in during repeated replication. As mentioned, entropy cannot be kept out of the equation entirely. The DNA molecule was therefore not only renewed again and again, but also varied again and again.

The reproduction of a pattern, the identity, is not necessarily the optimum if only a limited number of copies can be produced that compete for resources from the environment. Sometimes inaccurate copies that make better use of resources have an advantage and in the long run we will find more or only such „improved“ copies.

Ironically, the diversity of life, including us humans, is initially nothing more than a collection of copying errors. From a philosophical point of view, this is undoubtedly a further dramatic insult to human self-awareness after Kepler’s cosmological insult of not being at the center of the universe, Darwin’s biological insult of not being created by God but descended from ape-like animals and Freud’s psychological insult of being dominated by the subconscious, and now here is the information technology insult: humans are a sum of copying errors. – One consolation: at least those copying errors were selected that contributed to the optimization of replication.

Evolution has gradually created a growing pool of very specific arrangements of chemical molecules through small random changes (mutations) and the selection of certain mutations (selection). The Earth’s gene pool contains the book of life; it contains all the information needed to replicate life again and again. This pool of information is necessary but, as we will see, not sufficient – because information is not only passed on to the next generation via DNA in more complex organisms.

Assessing meaning

Because everything that exists is at the mercy of gradual decay, including genetic information, the DNA and its associated functionality of an organism must be actively maintained: first and foremost, there must be selection against obviously disadvantageous mutations. At the same time, however, a selection of advantageous mutations takes place. With the selection of the most favorable mutations, the DNA climbed further and further up the ladder of complexity through gradual changes.

And here is another crucial point: selection according to certain criteria, such as fitness, is judgmental. Information is either useful, obstructive or irrelevant in terms of survival and reproductive success.

This provides a better paraphrase for the „significance of information“: significance means assigning an evaluation or judgment to information. With the Darwinian algorithm of variation and selection, information is given an evaluation: something is good or bad for a certain purpose. And so the human brain is also essentially concerned with filtering out information from the environment that is meaningful in this sense, processing it, evaluating it and converting it into options for action. Evolution has already pre-sorted this information; it has only given us a limited, necessary arsenal of senses for this purpose. Our world only consists of the information that we can absorb and process. The underlying „reality“ eludes our senses or, according to Wheeler, consists only of information that is condensed into a reality for us: „it from bit“, but not all of which is accessible to us. We can only detect a certain spectrum of electromagnetic waves – the light that is „visible“ to us. We are blind to infrared or ultraviolet light. We have no „hearing“ for radio waves and no sense of smell as fine as rats or dogs.

The messages that are transmitted to the brain by these limited senses are additionally filtered unconsciously and only some important information penetrates our consciousness. The information is ultimately also given meaning through cognitive processing.

A good example of this is „checking one’s surroundings“. People look up at regular intervals, scan their surroundings as if they were absent, they „check their safety“ (Eibl-Eibesfeldt 1997, p. 166). The human visual system evaluates the incoming images in relation to predators, conspecifics or suspicious movements and registers any attention directed at the subject. We sense that someone is watching us even before we consciously realize that this is really the case. If the subconscious suspects danger, it prompts us to look again in the direction of the threat, and only then is the conscious mind switched on. This is because the gaze directed at us can be meaningful for us, especially if the eyes belong to a big cat. In contrast, we ignore the chirping of birds when we are engrossed in a conversation; our subconscious mind ignores this information as irrelevant. We express this colloquially when we talk about the bursting currywurst in China – things that don’t concern us have no meaning for us. The only things that matter to us are those that are important for our lives and the survival of the species.

Evaluation through feelings

A memory in which we collect memories would be superfluous if we could not use what we have experienced to plan our future actions. To do this, it is necessary to evaluate experiences and, of course, this also applies to animals. Whether something is good or bad for the task assigned to it by evolution is ultimately decided by animals and humans through feelings.

Since neuroscience has been able to use new methods to study brain processes, comparative studies of animal and human brains have shown that the areas in which emotions are processed are relatively „old“ structures that we share with at least all other mammalian species. And more: These brain areas also appear to fulfill the same tasks in all mammals. This means that the parts of the brain that are active in humans in threatening (or pleasurable) situations are also active in other mammals in corresponding situations.  We also find corresponding changes in their behavior, willingness to act, (neuro)physiology and cognition. (Kästner 2020).

Our emotional balance is the quintessence of our entire phylogenetic development. They reflect the successes and failures of all generations before us as value judgments and we use this heritage to evaluate our individual experiences. We not only store what we have experienced, but also how we have experienced it. Experiences are judged to be successful, beneficial or pleasurable, or unsuccessful, detrimental or unpleasant and painful. The result of the assessment is stored in our emotional experience memory and serves as the basis for our future decisions. When we have eaten in a restaurant, we not only remember that we were there, but also how good it tasted. If it was delicious, we will try to eat there again; if it was a flop, the restaurant will probably never see us again. Only the feelings we experience allow us to process memories in a useful way. All in all, the attribution of meaning in human culture is not arbitrary, but is conveyed to us through our feelings and is linked to usefulness in the sense of evolution. We cannot learn feelings and we share them more or less with all other humans and most of them probably also with our close relatives in the animal kingdom.

Pleasure and suffering

With a little thought, the full implications of the idea presented here become clear: all we need is a pattern and a matching environment. The self-organization of matter takes care of the rest, driven by the four fundamental physical interactions: The strong interaction, the weak interaction, the electromagnetic interaction and gravity. In the process, the law of entropy is undermined by the fact that the reproduction of DNA takes place at least as quickly as its decay; old DNA decays while new DNA has already formed. As copies are rarely completely exact, there are always variations of the original molecule, which leads to ever greater DNA complexity through the selection of advantageous „copying errors“. In addition to physical characteristics, options for action are also selected in complex organisms. These selection guidelines are inherited as emotional traits. The most important evolutionary engine is driven by sexuality and reproduction and therefore our feelings around these reproductive mechanisms are the strongest.

Our various feelings are the quintessence of our entire evolutionary development. In particular, we all serve the same two masters, pleasure and suffering. We attribute meaning to information if it is relevant to fitness in some way. Meaning means positive or negative evaluations, which are primarily conveyed via feelings. This meaningful information is either genetically fixed, transmitted by parents or the community or learned individually through experience. Pleasure and suffering are the tools that control our actions. They relate to the individual.

Good and evil

A single chimpanzee, as a primatologist is said to have once put it, is not a chimpanzee at all. This applies to humans to an even greater extent: we humans are only truly human in the company of other humans. A sad example of this is the case of Kaspar Hauser. Kaspar Hauser appeared as an „enigmatic foundling“ on May 26, 1828 in Nuremberg as a 16-year-old youth who was apparently mentally retarded and spoke little. According to his own account, he had been kept in a dark room all alone with bread and water for as long as he could remember (wikipedia 06). Even though his story was probably not true, this tragic figure gave his name to the „Kaspar Hauser syndrome“. It describes the negative physical and mental consequences of social isolation or deprivation of love in connection with abuse, lack of care or neglect (Stangl, 2023).

A person cannot grow up without a human community and can only survive with difficulty on their own. This is because in the course of becoming human, other people became a necessary and dominant feature of the human environment. For example, the human body has adapted to culturally determined environmental conditions through the upright gait, the opposable thumb or the genetically fixed lactose tolerance. With the human-dominated environment, the human mind must also undergo considerable changes, which are less obvious but just as profound. I will return later to this adaptation to the human environment, which, like the physiognomic characteristics, is genetically reflected in the human genome.

In addition to pleasure and suffering for the individual compass of action control, a person needs comparable criteria of evaluation for dealing with other people. Before man became man, he must therefore eat from the tree of the knowledge of good and evil (Genesis 2:17, Elberfelder Bible 1905). For this he is thrown out of paradise by God, but our evaluations according to moral standards are based on these categories of „good“ and „evil“. Without the development of morality, without the realization of what is „good“ or „evil“ in a community, man would not have become human. And only in a community is it even possible to develop more complex cultural building blocks.

Genes and memes as information carriers

We now know the axioms that lead us logically and without contradiction to our human existence: The subtle design of physical forces enables a certain arrangement of atoms to produce a copy of itself in a suitable environment. Due to the second law of thermodynamics, which states that everything tends towards the greatest disorder (unless energy is added), the copying processes always result in errors. In rare cases, these errors mean that the copying processes do not fail, but lead to improvements. Over millions of years, simple creatures such as bacteria are created, followed by animals and plants and finally humans. Over an almost infinite number of copying processes, everything is related to everything else; each of us can trace our ancestors back to LUCA (Last Universal Common/Cellular Ancestor). Conversely, we only have ancestors who succeeded in bringing descendants into the world – it is this quality of having successfully passed the baton to the next generation in the relay race of life that characterizes life on this earth. Genes are central to the passing of the baton.

Genes are information storage media and the „DNA of culture“ also consists of information carriers: human memories, writing, electronic storage media, etc. Human culture is built on the vast pool of teachings that have been collected by our ancestors and passed on through learning processes, carved on clay tablets and written down in books, and are now disseminated worldwide via the internet. We are constantly adding to this wealth of knowledge. – Let us now finally approach these cultural building blocks as the second track of evolution.

Dawkins‘ selfish genes

and memes

Richard Dawkins was one of the first to propose a theory of the development of our culture based on the biological theory of heredity. He called his building blocks of culture „meme“, a phonetic reference to the term „gene“. Reflecting this hypothesis, I will propose an improved theory below, renaming the term „meme“ „softgene“ to distinguish it. I use the term in the sense of cultural evolution, which has a similar effect on the development of cultural building blocks as biological evolution has on genes.

Dawkins, certainly one of the most influential biologists of our time, postulates in his work „The Selfish Gene“, published in 1976, that the unit of selection according to which selection is made is not the living being or the entire species, but is to be sought much more elementarily at the level of the genes. At the gene level, small deviations, so-called mutations, occur again and again. In addition, the sexual act mixes the parental genes. These mutations are subject to selection, disadvantageous genes are removed and useful ones are favored. Only later in the book, and rather incidentally, does he finally introduce his theory of memes as an analogy to genes. First of all, a few things about the „selfish genes“, as Dawkins describes them:

Dawkins points out that the fundamental drive of genes is „selfishness“. Humans and all other living beings share the fate of being vehicles created by genes and controlled by them. As the fruiting bodies of genes, so to speak, they fight a proxy war of survival, which in reality only serves the survival of the genes, which unscrupulously pursue their selfish goals. The organism dies, the genes that travel along the germ line of the living being survive – in the case of sexual reproduction, at least 50 percent of a living being involved. Evolution is the evolution of genes.

With this view, Dawkins enriches the discussion about evolution enormously, because a change takes place in the DNA due to copying errors or external influences, such as radioactive radiation, i.e. a mutation changes individual alleles. If this mutation is advantageous, the change at this point in the genome can spread throughout a population.

However, the problem is not quite so simple. Even at the gene level, the matter is complicated enough: individual bases can be exchanged at certain positions, a whole block of bases can be omitted, sequences can be duplicated or reversed in their order, sequences can be moved or new sequences can be inserted. For example, viruses can introduce parts of their own genome into the genome of the host and anchor them there permanently. In 1999, the American biologist Lynn Margulis was awarded the National Medal of Science for proving that bacteria have even taken over entire cell organs during their development that originally came from other bacteria living in the wild. Millions of years ago, they were swallowed by other bacteria, but were not digested but incorporated. All this goes beyond a simple gene mutation.

However, when it comes to the subject of „sex“, Dawkins‘ views are vehemently contradicted by Veiko Krauß, for example: For Krauß, the function of sexuality can only be understood if it is considered in the context of a population of living beings and not, for example, as a function useful to a single individual. (Krauß 2021, p. 210). Since sexuality presupposes the interaction of genetically different individuals, successful sexual reproduction, especially if both participants produce equal shares of the offspring, is essentially cooperation, i.e. successful group behavior, and not the result of a selfish gene (Krauß 2021, p. 211). In addition, sexuality has been given an additional function in humans – it serves to maintain social coexistence. This also has little to do with the selfishness of genes.

After all, you can also take a very relaxed view: As I have explained, the life of an organism consists of an arbitrarily long chain of successive steps that are causally linked to each other, and at the beginning and end of each is (ideally) the same DNA molecule. The longer this chain is, which lies between the replication of the DNA, the more can go wrong. Selection can start at any of these intermediate steps and cause the „replication“ enterprise to fail. And because this is the case, selection cannot be limited to genes alone – it can, for example, act on behaviors that are passed on via teaching experiences – e.g. how to make a hand axe.

And finally, there is this objection, in which emergence plays a special role. Ultimately, we can break down the whole of biology to its physical causes – the four elementary interactions. Similarly, all processes relating to geology or chemistry are based on their physical foundations. Nevertheless, it makes sense not to study chemistry, geology and biology exclusively from a physical point of view – it would be unmanageably complicated. Nor does it make sense to examine every selection from its fundamental aspect – the change in individual nucleotides. We also need to look at the phenotype of an organism or a population. The fact that it is ultimately always about the change in DNA is just as trivial as the realization that chemical reactions can always be traced back to physical processes.

But back to Dawkins. He claims that the only goal of our genes is to remain in the game of life for as long as possible. By causing the body (the phenotype, or as Dawkins calls it, the vehicle) to survive, eat, have sex and raise children, the genetic basis (the genotype) promotes its own preservation. The plans that genes would pursue are different from what we as humans would intend and desire. Genes are concerned with their propagation, we humans are concerned with health, a high income and love. Humans pursue the strategy of obtaining pleasure through sex, our concerns revolve around health and our income. The genes would exploit this pleasure and our worries to save themselves for the next generation. Humans act according to their biologically predetermined urge to realize their own needs, and always in such a way that they strive for the greatest personal happiness. But our genes define what happiness is. And Dawkins now transfers these ideas of „selfish genes“ to culture.

Theory of memes

Probably no theory of the past has had a comparable career as the „theory of memes“. Dawkins introduced the term and its meaning in 1976 in his aforementioned book „The Selfish Gene“ with the words: I believe that a new kind of replicator has recently appeared on this planet of ours. It is still young, still drifting awkwardly in its primordial soup, but it is already bringing about evolutionary change at a rate that puts the good old gene in the shade. (Dawkins, 2001, p. 308). In theoretical biology, a replicator is a replicable unit. In particular, this refers to a gene.

By his own admission, Dawkins draws on the theses expressed in 1975 by the American anthropologist F.T. Cloak on the existence of „corpuscles of culture“ at the neuronal level as the basis of cultural evolution. However, the idea that human culture „evolves“ in a similar way to species is much older: Darwin himself, in „the Descent of Man“ (1871), drew on the work of historical linguists who were already constructing informal evolutionary trees of language families (Acerbi & Mesoudi 2015).

Dawkins finds the name „meme“ analogous to „gene“. In 1988, this artificial word was included in the official list of words considered for the future edition of the „Oxford English Dictionaries“ (Dawkins, 2001, p. 514). Today we can read the following definition of a meme in the Oxford English Dictionary: An element of a culture that is apparently passed on by non-genetic means, especially by imitation. Dawkins mentions a number of different terms as memes: melodies, thoughts, catchphrases, clothing fashions, ways of making pots or building bows.

For Dawkins, „cultural transmission“ is similar to genetic inheritance in that it is essentially conservative, but can still give rise to a form of evolution. (Dawkins 2001, p. 304).

However, Dawkins brought his theory into the world a bit as a monster, which a scientist does not really want to deal with. For Dawkins immediately outed the memes as villains that must somehow be imagined as the antagonists of „humanness“ when he writes: If someone implants a fertile meme in my mind, he is literally planting a parasite in my brain and making it a vehicle for the spread of the meme in exactly the same way that a virus does with the genetic mechanism of a host cell. (Dawkins 2001, p. 1). (Dawkins 2001, p. 309).

It is understandable that such a theory meets with resistance. Nobody wants to walk around with parasites in their brain, nobody wants to be a petri dish for the propagation of memes. But, of course, these reservations are not yet scientific arguments. And, at least with regard to undesirable ideas, it is not entirely absurd or new to talk about „parasites in the brain“ when you read in the book „The Secret Inquisition“ by Peter Godman about a dissenting opinion in the Catholic Church in the 16th century: This mind-infecting „cancer“ was spread through the highly contagious medium of the printed book. (Godman 2001, p. 23).

The reproduction of memes occurs through a process that can be described in the broadest sense as imitation. (Dawkins 2001, p. 309). The biologist then explains using the example of the „idea of God“: We don’t know how it was created in the meme pool. It was probably born many times through independent ‚mutations‘. (Dawkins 2001, p. 310). He thus also introduced the concept of „mutation“, which is decisive for the theory of evolution.

In a later work, Dawkins distinguishes between memes and their phenotypic effects: He assumes that memes should be detectable as electrochemical signatures in principle under a microscope in the brain (Dawkins 2018, p. 115). Their effects (vehicle, phenotype) are then expressed as words, music, facial expressions and gestures, clothing fashions, or even in the animal kingdom in the opening of milk bottles by tits in England or in the washing of sweet potatoes by Japanese macaques. He thus distinguishes here between the chemical signatures in the brain and their expression as material cultural goods in the sense of a phenotype of memes.

Imitation

According to Dawkins, one mechanism for the spread of memes is imitation in the broadest sense. As Susan Blackmore puts it in her book „The Power of Memes“: The thesis of this book is that it is the ability to imitate that distinguishes us from animals. Imitation is a gift that is innate to us humans. (Blackmore, 2000, p. 27). According to Blackmore, imitation is extremely rare in the animal kingdom. She jokingly cites as an example of the inability of animals to imitate that we humans cannot teach dogs or cats to „to sit up and beg“ by pretending to do so (Blackmore, 2000, p. 27). True enough! However, humans, for their part, fail to take to the skies when a seagull shows them how. Learning certain things from conspecifics via imitation, on the other hand, seems to be quite common in the animal kingdom – the basic ability to imitate is not only given to humans at birth. Even the so-called mirror neurons were not first discovered in the human brain, but in macaques (de Waal 2015 (1), p. 186). These „monkey see, monkey do“ neurons enable us humans to empathize with processes that we perceive: For example, by observing, we activate neuronal representations of movement sequences in a similar way as if we were performing these movements ourselves.

Learning through observation is linked to complex neuronal processing. Simple movements are still relatively easy to imitate: After just a few days, an infant is able to stick out its tongue when its mother demonstrates this to it (Foppa 2011, p. 47). But even this is a complex process: first the infant has to observe and analyze the movement and then it has to think about how it can perform this movement itself. Imitation is dependent on an efficient brain at the latest when it comes to the intentions that we pursue with an action. This is because, in order to learn through imitation, we also need to understand the intention of the individual performing the action. An example: A man wipes the table after feeding his toddler, which has become quite dirty during the feeding procedure. His intention is to clean the table. The child watches the wiping process closely and then wants to imitate his father. The man hands the sponge to the child. The child enthusiastically starts wiping the table, but instead of cleaning the table, the child spreads the leftovers evenly over the tabletop. It is completely enthusiastic about what he is doing, but is unable to adequately grasp the father’s intention of „wiping the table clean“. It merely imitates the wiping movements.

Blackmore is right in that animals generally do not have sufficient brain capacity to grasp more complicated intentions. But this may not even be necessary if genes and memes are cleverly interlinked – „imitation in the broadest sense“ is already very helpful.

Dawkins memes

Dawkins introduces memes as something completely new and different and attributes them primarily to humans. He later implicitly retracts this when he evaluates the washing of sweet potatoes by Japanese macaques as an expression of a monkey meme: In 1953, the female red-faced macaque Imo on the Japanese island of Koshima washes a sand-stained sweet potato for the first time before eating it. This behavior spreads among the macaques of the horde and after about 10 years, potato washing has become a typical behavioral trait of the entire troop (Sachser 2018, p. 156 f.). And Dawkins insists that there is no connection between memes and genes: A meme has its own reproductive possibilities and its own phenotypic effects, and there is no reason why success for a meme should have any connection with genetic success. (Dawkins 2018, p. 116).

Dawkins is wrong. Only in interaction do genes and memes open up options for action in higher developed organisms that benefit the survival and reproduction of the individual. Certain behavior can be genetically encoded, e.g. imprinting. Chicks hatch from the egg and follow whoever is in close proximity and moving around. This is usually the mother or Konrad Lorenz. Chicks are not born with the ability to hide from birds of prey. There is probably no way to encode the outlines of predators circling in the sky as genes. Instead, evolution chose a far more efficient way in terms of effort and effect: the chicks hatch from the egg and flee from any shadow they see in the sky (innate, genetically fixed). This is a sensible but energy-intensive strategy. But the chicks have also brought the ability to learn with them from the egg: they can quickly memorize which shadows (meme) in the sky cause the other birds to flee and which do not. They therefore do not learn to fear birds of prey, but rather unlearn the fear of harmless flying objects through habituation. This simple learning process readjusts or refines an innate reaction. Chicks learn by observing the behavior of conspecifics and imitating this behavior. Researchers call this process „social referencing“. The „harmless shadow“ meme is passed on from hen to chick via learning processes, while the disposition to flee from shadows is genetically inherited.

This also explains why scarecrows only work for a short time (Sachser 2018, p. 145) – more daring crows test out the reactions of the scarecrows and venture closer and closer. They learn that there is no threat of trouble from these frightening creatures and ignore the scarecrow from then on. The more timid crows then adopt this „courageous“ behavior and eventually ignore the scarecrow too.

In chicks, genetic disposition and shadow images stored in the culture of conspecifics intertwine. We find something similar in primates. In laboratory monkeys that have never seen a snake before, Susan Mineka from the Karolinska Institute in Stockholm can show that the test animals have no innate fear of these reptiles. However, if the monkeys are shown films of conspecifics that show clear fear reactions at the sight of snakes, the laboratory animals quickly develop fear themselves when they see a snake. They have a genetic predisposition to learn this fear quickly, faster than fear of flowers or rabbits, if the laboratory animals have never seen such things before either. Here, too, cultural achievements intertwine, such as the message: „Danger: run away! – That’s a snake!“ and the predisposition to learn this quickly. Meerkats, whose diet consists of around 5 percent scorpions, remove the poisonous sting from these prey animals and then let their offspring practice on these scorpions (Hrdy 2010, p. 254). This spares the offspring some bitter or even fatal experiences. This necessary learning of species-specific culture is what makes it so difficult to release animals that have grown up in human care back into their native territories. This is because these animals lack the knowledge of the traditional behaviors necessary for survival, which are inherited from their parents or other conspecifics in their natural habitat. The problem is even more dramatic if attempts are made in the future to bring back an extinct species, such as the dodo. This bird, which is about one meter tall and unable to fly, lived exclusively on the island of Mauritius in the Indian Ocean until it became extinct around 1690. Today, no one can show a dodo what it means to be a dodo (Kenneally 2023). No one can teach a dodo chick the specific social behavior of a dodo.

Young rhesus monkeys learn to avoid snakes if they have seen their parents react fearfully to a snake. Octopuses attack something they have seen other octopuses attack. Birds and rabbits learn not to be afraid of trains when they follow conspecifics across railroad tracks that are not afraid of trains (Blackmore, 2000, p. 94). The behavior of „avoiding snakes“, „attacking certain things“, „no longer being afraid of certain things“ is genetically predefined: „be fearful when your conspecifics are fearful“, „be aggressive towards objects that are attacked by conspecifics“ and „lose your fear when conspecifics show no fear“. These are simple behaviors.

The cultural aspects associated with these behaviors are then adopted as memes by conspecifics: „snakes – flee“, „certain sea creatures – fight“, or „trains – ignore“.

We find similar preconceptions and cultural forms in humans: If you ask people what they are most afraid of, the top of the list is: Snakes, spiders, heights and confined spaces, as well as fear of injections, flying in airplanes or fear of the dentist, electrosmog or cell phone radiation (Rosling 2019, p. 131). We bring the disposition for this with us, as it relates to the general fear of physical harm. But our culture teaches us what we are afraid of in detail. We learn them through our cultural environment, and we hear and see the corresponding memes in the news: Airplane crashes, bodily harm and contamination by radiation or invisible substances. In particular, the fear of „electrosmog“ cannot be innate, but is culturally inherited. This is because no one can have experienced any actual harm from „electrosmog“. In any case, the WHO came to the conclusion that the current state of knowledge does not confirm the existence of any health consequences of exposure to weak electromagnetic fields. (wikipedia 04).

Reservations

One shortcoming of Dawkins‘ meme theory is the strong reduction of evolution to selfishness or competition. Because better adapted does not necessarily mean actively throwing others out of the race. If an antelope were to develop a longer neck through random mutation, it would be able to reach higher-hanging leaves and fruit. It would then even compete less for food with conspecifics that can only reach the lower branches. If, due to the increased food supply, it were to successfully raise one more child per generation and a certain percentage of individuals per generation were to be killed by predators, the mathematical result would be that in the long term there would only be antelopes with long necks. No long-neck would have been in real competition with the short-necked antelopes. It is important to understand: It is not a matter of a struggle for survival, but rather completely unexcitedly only about whether a certain form of DNA manages to stay on earth until it succeeds in producing as exact a copy of itself as possible. A more far-reaching drive such as „selfishness“ or a strategy of asserting oneself at the expense of something else can help, but it is only one of the possible courses of action, and probably not always the better one in the long term.

But back to the memes: There is no competition between genes and memes in an organism, but cooperation as far as possible. Just as we know it from hardware and software in computer science, genes and memes interact and complement each other. On an interpersonal level, too, memes do not necessarily promote competition, but rather strengthen the ability to cooperate with others.

The emotional unacceptability of the „egoist meme theory“ has certainly contributed to the fact that this groundbreaking theory has not spread widely. A serious problem with the theory is that there is supposedly no functional connection between genes and memes: Clothing fashions and diets, ceremonies, customs, art and architecture, engineering and technology – they all evolve over the course of historical time in a way that looks like vastly accelerated genetic evolution, but in reality has nothing to do with genetic evolution. (Dawkins 2001, p. 306). For Dawkins, a meme like „God“ has great psychological appeal without biological justification. And he writes: What we have not considered so far is that a cultural trait may have evolved the way it has simply because it is useful in its own right. (Dawkins 2001, p. 320). As we shall see, Dawkins is also mistaken here: Regardless of whether there is a God or not – in evolutionary terms, deities play significant roles.

Cultural studies largely ignored the new theory, partly because from the 1960s onwards it became fashionable to demonize all biologistic approaches in reaction to the disaster that had arisen from the racial theories of the Nazi era. Even today, the meme theory is considered to fall short of the mark: Dawkins, with his theory, ultimately misses the special nature of the subject matter of the social sciences, which is precisely different from that of the natural sciences. The subject matter of the natural sciences can ultimately be modeled at will, whereas the subject matter of the social sciences is in itself already socially, normatively and affectively structured. (Bosch 2010, p. 125). Despite everything, the term „meme“ became established and found its way into debates on the theory of evolution, human consciousness, religions, myths and „viruses of the mind“. Respected scientists such as Daniel Dennett, Susan Blackmore, Richard Brodie and Edward O. Wilson integrated the concept of the meme into their thought models. A website has existed since 1997: „Journal of Memetics: Evolutionary Models of Information Transmission“. Google already listed almost 323 million hits under the keyword „meme“ in 2020, while the term „mempool“ was still listed with almost 3.16 million hits (search from: 17.05.2020). The persistence of this term is due to the fact that the idea makes intuitive sense.

So let’s rethink this idea from scratch, without weaving in the original sin that Dawkins imposed on his creature. For the sake of distinction, I will call it „softgene theory“ here. Admittedly, the term softgene is not quite as elegant phonetically, but it shows even more clearly where the journey is heading. DNA is an ingenious chemical memory for storing information and controlling simple behaviors. Neurons in a brain are often better suited to solving problems because they make our behavioral control much more flexible. And a brain without its contents, its softgenes, would be useless, it would be like a computer switched off.

 

Softgene –a new meme theory

Thinking without pigeonholes is probably not even possible. But certain classifications and boundaries obscure the view of the whole, and this certainly applies to the bitterly contested answer to the question of what shapes people more, their nature or their culture (nature vs nurture). We can see that it is not just the one, but also the other: around 94% of German prisoners are men. This strongly suggests that delinquency is genetically predetermined. Conversely, if delinquency were anchored in the male genes, we would expect more than around 0.12% of German men to end up in prison (Federal Statistical Office 2020).

It is perhaps merely an anthropocentric bias that leads us to believe that it is a cultural achievement when a baby can say „mama“. Certainly, evolution has not written the word „mama“ into our genes. But in fact, the contribution of culture to this achievement is rather small: it starts with the sheer existence: a child must first be born and develop according to its genetic plan before it can even begin to articulate sounds. From this perspective, the contribution of culture seems rather small – on the one hand, the enormous contribution of genes to the existence of a child – on the other hand, the structuring of some neurons influenced by human culture, which then enables the child to say „mom“. Neurobiologist Donald Hebb therefore considers this discussion to be largely irrelevant: The question of whether our behavior is influenced more by our nature or more by our culture is as meaningful as the question of whether the area of a rectangle is determined more by its length or more by its width (Sapolsky 2017, p. 327). What shapes us is not culture or nature, but culture and nature together! Genes and culture form an inseparable unit. And just as we humans have been and are influenced by our environment, we in turn exert influence on our environment.

Hardware and software

The theory presented here combines knowledge about the biology of humans with knowledge about their culture. Following the principle of the greatest possible simplicity, the lex parsimoniae, we use the well-established theory of evolution. The concept that holds everything together is information.

As in computer science, we can initially distinguish between hardware and software. For living beings of higher complexity, hardware alone is not enough to control behavior. But even the reverse, pure software control, which some humanities scholars assume humans have when they see the mind working freely and independently of the body, would not be a functional product.

There is a remarkably powerful computer in our heads (Kahneman 2011, p. 96). Computer systems only function properly when software and hardware work together smoothly. We can immediately agree with the latter when we think of depression or schizophrenia, i.e. when a brain is not working „properly“ and coping with life suffers dramatically.

While the hardware is predominantly produced by genes, the software is largely acquired through learning processes. Learning is seen as the ability to change behavior based on individual experiences and thus adapt to the environment. Even in animals as simple as threadworms and paramecia, learning processes play a role (Sachser 2018, p. 143). And even the small black-bellied fruit fly is not irrevocably programmed in its behavior by its genes.

Our brains do not only contain software tools that enable us to breathe, monitor our heart and circulation, walk on two legs or trigger a fight or flight response. These are abilities that we ourselves do not know how to achieve. Rather, they also contain the prerequisites for human culture and culture is their logical consequence: our genes, together with our cultural building blocks, are inextricably linked to our human existence.

Intelligence is the inevitable response to all rapidly changing environmental conditions and so the cultural components of our thinking, driven by selection, co-evolved with the neural network of the brain towards ever greater complexity. In turn, the appropriation of culture forced the adaptation of the human body, i.e. our gene pool.

Since our brain has a modular structure, our thinking is also organized in „sub-programs“ and thus the various contents in our brain are also divided into individual components that are more or less closely related. We could also think of a hierarchy similar to the one we know from computer systems: There is a kind of „operating system“ that organizes thought processes internally, basic programs that regulate, for example, the homeostasis of bodily functions such as blood pressure, body heat and oxygen levels in the blood, tools that run through options for action, databases for a wide variety of tasks, such as a memory for experiences. And, of course, there are also databases for factual knowledge such as customs and clothing fashions, for edible and poisonous plants and how to make pots, for hunting methods and how to make nets, or bows and arrows and how to build houses. Finally, our „Internet browser“ is our language, which enables us to communicate in a kind of WorldWideWeb with basically everyone in the world, to exchange experiences and to establish commercial relationships. The computer Internet has not invented these capabilities, but has only functionally expanded and strengthened them overall.

Object-oriented

A definition according to which a meme is to be regarded as a unit of information that resides in the brain (Blackmore 2000, p. 69) appears to be highly under-complex.

A definition of culture in relation to cultural evolution can be found in Acerbi & Mesoudi (2015): „Culture is commonly defined as the body of information that is transmitted from individual to individual via social learning (rather than genetically), and colloquially includes such phenomena as attitudes, beliefs, knowledge, skills, customs and institutions.“ This is a little too general.

But there are different views on what exactly a „meme“ is: the „internalist“ view assigns cultural traits a place in the brain, the „externalist“ view consists of seeing cultural information stored in artifacts (Acerbi & Mesoudi 2015).

Since a large part of our culture is immaterial, I would prefer the internalist view: A more precise definition could be based on „object-oriented programming“: We can program objects in computer science, e.g.: „Draw a rectangle on the screen!“ If this object is available to us, whenever we want to draw a rectangle on the screen, we only have to pass this „rectangle“ object some information such as: „starting point“ and „size“ of the rectangle.

(e.g. starting point at screen pixel 50 from the right and 30 downwards (pixel (50/30)); „size“ horizontal = 100 pixels; vertical = 200 pixels).

In this way, we can create any rectangle on the screen. We could perhaps imagine a small softgene in a similar way: A neural object that enables us to draw any rectangle on a sheet of paper. More complex softgenes might be action sequences such as „peeling potatoes“ or elements of knowledge such as a „theory about the origin of the universe“.

Some theses on softgenes

The softgene theory presented here assumes that our „thinking“ is essentially software that runs on the hardware „brain“. It postulates that humans function in a similar way to the systems of a robot: It consists of hardware produced by genes and software – which sits on top of the brain’s neural network. Since the development of artificial intelligence, such a scenario has become increasingly plausible.

The foundations of our thinking are based on genetically inherited predispositions. Genetically inherited dispositions such as emotions play a decisive role in this. These control a wide range of our behaviors. These foundations are modified and expanded by culturally inherited „softgenes“. The evolutionary advantage of softgenes is that they enable a rapid response to rapidly changing environmental conditions. They are therefore particularly important where genetic adaptation would take far too long or would not be possible at all. The magic word here is: „adaptation through learning“. Adapting behavior by learning is a powerful weapon in the fight for survival.

Behavior becomes even more flexible when the environment is adapted to one’s own needs – nest building, birdsong, tool making are examples of this. Such cultural achievements enable humans to develop any environment as a habitat. 

The „softgene theory“ will contradict Dawkins‘ meme theory on at least the following points: Dawkins believes that memes have only recently appeared on the world stage, that they would show no connection with genes, that they are selfish like his genes, and that selection is exclusively related to genes.

According to the theory presented here, softgenes have existed in the animal kingdom for a very long time and form an inseparable unit with genes. The original softgenes include the behaviors transmitted by conspecifics through social referencing: „hide when you see the shadow of a hawk“, „retreat when you see a snake“, „you don’t have to be afraid of rails“. This also includes the „optimized travel routes of migratory birds to the south“ or the „hunting techniques of cats of prey“. In the „brains“ of animals such as orcas, elephants or primates, we also find a host of socio-cultural behaviors. A good cross-genus example of cultural variation is the peeling of bananas: humans usually peel bananas from the end where the banana is attached to the plant. This works rather poorly if the peel does not want to tear. Chimpanzees open bananas at the other end – they squeeze the end of the banana a little where the blossom was and then the banana peel opens a crack without any effort. The banana can then be peeled open effortlessly. It is possible that apes have the more highly developed cultural technique at this point. In humans, the softgenes include social behavior, work techniques, books, how to surf the Internet or waves and much, much more.

If softgenes are something that is subject to evolution, we should find the following evolutionary mechanisms: Different competing ideas (or softgenes) must be possible (variation), with some turning out to be more helpful than others (selection), and they must be able to spread as unaltered as possible (replication). All teaching aims to spread softgenes (replication); random errors in teaching or acquiring cultural particles lead to mutations; statistical effects in small populations (drift) and the impact on an individual’s life chances as a result of using different cultural variants result in natural selection.

It should be emphasized that softgenes are subject to evolution in the way that Karl Popper characterizes scientific change: Each softgene can merely be falsified and then disappears from the softgene pool and is displaced by a new, usually better one. But there is no such thing as the perpetually best softgene.

Softgenes must make a significant contribution to enabling their owners to cooperate. Culture is a phenomenon of cooperative shaping of the environment and only the ability to cooperate allows the production of more complex cultural building blocks. Cooperation is so elementary for the development of more elaborate culture that we find the rules of cooperation in our genes as a default setting: These are our feelings for moral behavior. So if we want to trace some of the beginnings of cooperation and culture, we will also find the first basic softgenes. We will take a closer look at the development of morality later on.

Soft genes are primarily the permanently stored knowledge of a community rather than the knowledge of an individual. Softgenes are usually distributed redundantly across many individuals. This storage of cultural knowledge, distributed over many heads, is necessary so that the acquired knowledge of a community is not diminished when individuals die.

The unit of selection for softgenes is to be seen above all in group selection and less in the individual. This is actually obvious: most of the building blocks of our culture only make sense in a community. Language is the classic example here. Speaking, reading and writing books and everything else that is connected to these cultural techniques only makes sense in a social group.

Well-organized communities obviously have a survival advantage, because social units such as clans, hordes, tribes, principalities or nations compete with each other. The following applies: group members must cooperate within the in-group and must be able to compete with an out-group as well organized as possible.

In terms of group selection, there are different cultural areas that compete with each other, just think of the rivalry between the USA and China (variation). The model of a free market economy in a democracy has proved to be more successful than a planned economy in a „proletarian dictatorship“ (selection), as the collapse of the Eastern Bloc shows.

One consequence of the softgene-theory appears to have particularly far-reaching consequences: in the case of genes, the vast majority of mutations are harmful or neutral. It is therefore generally a good thing if genes are passed on unchanged. In principle, this must also apply to the evolution of softgenes. Cultural assets must be able to be „inherited“ over many generations without major changes. I will discuss this central aspect further under the term conformism. Conformism in a community goes so far that, in cases of doubt, the reluctance to change prevails over the credibility of rational argumentation. These conclusions,

 

that softgenes must be largely immune to change explains an astonishing number of aspects of social behavior.

 

New ideas are above all mutations of old ideas and not always better. However, human rationality also plays a role here. Intelligence is the ability to shift the ratio of harmful and useful mutations of ideas in favor of the useful ones. Human foresight can move things forward more quickly than blind Darwinian evolution, which only knows trial and error. With reason, the „blind watchmaker“ has learned to see with at least one eye.

For the individual, the theory of softgenes means that not only our genes are preserved through our children. What we have contributed to our culture may also survive our individual death permanently as a softgene. We can see how important this aspect is to us from the fact that not only heroes strive for „eternal“ fame, but people also want to go down in history as benefactors.

As explained in the „Emulation“ chapter, there is an equivalence between genes and softgenes. A further hypothesis can be derived from this: softgenes, even if they usually cooperate with genes, can occasionally compete with genes. This is indicated when we look at celibacy in the Catholic Church. In favor of the spread and preservation of the softgene complex „Catholic Church“, its priests more or less renounce their genetic success. They dedicate their lives exclusively to the survival of the softgene they represent. The same applies to Islamists who want to defend their extremely radical interpretation of their religion through suicide attacks.

Group selection

Darwin was already aware that good ideas spread for the benefit of a community and that this would strengthen the fitness of a community: If someone in a tribe who was more astute than the others invented a new weapon or other means of attack or defense, the others in the tribe would imitate him out of their own interest and this would result in an advantage for the whole tribe. If the invention were of great importance, it would enable the tribe to spread and gain the upper hand in competition with other tribes (Darwin 1871; 2010, p. 84).

The level at which cultural building blocks are produced and selected is most likely to be found in group selection. Since Darwin, there has been a long-running dispute among biologists as to whether the phenomenon of group selection, as indicated in the quote above, exists at all, or whether individual selection is not always effective. This dispute is not to be settled here. However, it cannot be denied that culture often presupposes a group and is based on cooperation. These cooperative skills are behaviors acquired in the group and are obviously stable in terms of evolution: they do not disappear again sooner or later, and the selfishness of individual members cannot reassert itself in such communities. And since cooperation generally pays off for the individual, individual and group selection are not contradictory.

Every member of a society therefore has genes that have developed through individual selection as well as genes that have been forced by group selection (multi-level selection). In addition to individual abilities, there are behaviors that only make sense within a community, abilities that are only cultivated in a community and therefore only appear then – for example, when hunting together. Hunting mammoths is an emergent phenomenon of a hunting community, unattainable for a single individual. The mental skills required for this – tactics, the will to cooperate and a sense of fairness when sharing the prey – are favorable behaviors. And these cannot be acquired individually, but only within a community.

The same applies to all predators that hunt in groups! Animal species such as wolves are organized in packs. On the one hand, they have to work together within their own group – for example when hunting – and on the other hand, as a group they are in intra-species competition with other packs and have to defend their territory. Both Canis lupus and H. sapiens are cooperative hunters. Both are caring towards the members of their own community, but mistrustful and often murderously brutal towards outsiders. (Becker 2012).

An individual in a social group with a cooperative character must divert resources for the group that he cannot use for his own purposes. This results in an „inescapable conflict“ between these two types of selection (Wilson 2013, p. 71). Envy, for example, is the feeling that evolution has created in us, which arises in us when we feel disadvantaged in the distribution of resources in a community, i.e. when we feel overreached as individuals. Most intra-cultural conflicts are probably rooted in the conflict that arises from collective and individual perceptions of advantage.

A conflict of this kind is, for example, the discourse on compulsory vaccination, in which the relationship between citizen and state is always negotiated. It is about who decides about the body, the individual or the collective. (Wiegrefe 2020, p. 30). In order to resolve such conflicts, a series of specific softgenes emerged, such as „moral rules of coexistence“ or codes of law. And the other way around also applies to „intellectual property“, which we grant to an individual and which tends to refer to individual selection but is protected by the community.

In these conflicting goals, an individual must insist on a hierarchy that is as flat as possible in order not to be taken advantage of, and consequently we generally find a more or less egalitarian community among hunters and gatherers. Today, this striving for egalitarianism is visible in the struggle for democracy. The striving for freedom (selection at the level of the individual) is nothing other than the striving for as little „social coercion“ as possible. In particular, this feeling is directed against hierarchical structures. On the other hand, a horde in conflict with other hordes demands protection and clear leadership. But leadership requires subordination. We also have a sense for this: quite a few people are prepared to blindly follow populist leaders.

Placing the focus of softgenes on group selection does not contradict the central theorem of evolution, as Dawkins calls it: that an animal always acts in the best interests of its overall fitness (Dawkins 2018, p. 62). This is because overall fitness is calculated at the end. Swimming in a shoal may be more energy-intensive for a sardine and make foraging more difficult – compared to traveling alone. But the protection that the shoal offers against predators outweighs these disadvantages. The advantage of the group for humans is orders of magnitude greater compared to the unorganized school of fish: a human can hardly survive in the long term without the company of other humans.

The key question regarding group selection is: egoists who exploit the advantages offered by a social unit, but who do nothing for the community themselves, would always have an advantage. So how can cooperative behavior and altruism arise if it were only about the individual or their genes? But in fact this is only a contradiction as long as a group has no means of putting egoists in their place. Many examples show that cooperative behavior could prevail. Without the local knowledge of older female elephants, the survival of the entire herd during episodic droughts would be in doubt – a good reason to promote group life instead of roaming the area alone and, in case of doubt, dying of thirst. Well-functioning groups of animals and humans will therefore fare better and be fitter in the long term. The prerequisites for a well-functioning community are socially acceptable behavior and a willingness to help. Without the willingness to cooperate and the altruistic behavior of its members, no social units could exist in the long term and without social bonds there would be no higher culture. We will therefore look at the emergence of cooperative behavior later.

Softgenes and culture

A „target variable“ in the selection of softgenes is not so much the optimal adaptation to the environment, as is often the case with genes. It is also not just about the expansion of individual abilities, e.g. through the use of a tool. Essentially, culture is about adapting ecological niches for the benefit of the group. The omnipresent pressure to intensify food production, to organize collective work and to be able to defend oneself against other communities leads to the invention of the plough, the wheel and the construction of irrigation systems, to the development of writing and bookkeeping, to the codification of law and, last but not least, to the development of sophisticated tools of warfare. Human culture is thus increasingly becoming the main component of the human environment. – By mid-2023, an estimated 4.6 of the world’s total population of just over 8 billion people lived in cities. (google; 07.10.2023). Humans have pushed a large part of the „natural environment“ out of cities. Included in the transformation of the environment for our own benefit is collateral damage such as climate change.

As with the evolution of genes, development is contingent. Contingency in evolution means that once evolutionary developments have occurred, they have an impact on further evolutionary development. As with genes, selection has a cumulative effect: The output of each round of selection serves as input for the next. (Buskes 2008, p. 172). Inventions generally build on previous inventions. This is quite significant: it was the relatively simple technical use of fossil fuels to generate energy and for mobility that enabled a civilization to develop photovoltaics and electrically powered cars. At the technological level of wood-powered steam engines, it would probably not even have been possible to produce steel on a sufficient scale. The climate change associated with burning fossil fuels is therefore, to a certain extent, the price we have to pay for being able to switch to renewable energy sources. And in view of the alleged „overpopulation of the earth“, it is a legitimate question as to whether it would even be possible to develop something like a smartphone with fewer than 7 billion people who cooperatively pooled their knowledge of the world.

 

Aspects of the softgene theory

According to Darwin, a mutation in the germline of the parent generation, i.e. a genetic change acquired during parenthood, is passed on to the offspring. Selection is either already effective in the individual that experiences a mutation in its genes, for example if the mutation leads to infertility. Alternatively, the mutation is evaluated by selection in subsequent generations as positive or negative or neutral in terms of fitness. Positive evaluations lead to the spread of the mutated genes in question in the gene pool of a species. According to Darwin, mutations occur randomly.

 

Darwin vs. Lamarck

In Darwin’s time, there was a bitter dispute about the way in which traits are passed on to the next generation. In addition to Darwin’s theory of evolution, there was also one by Jean Baptiste de Lamarck. The latter suggested that behaviors and abilities acquired by a father or mother during their lifetime could be passed on directly and permanently to the next generation, thus giving rise to a new species. Darwin would assume that random mutations were responsible for the elongation of the neck when a species such as the giraffe evolved. Lamarck, on the other hand, assumes that an antelope tries to reach higher hanging leaves and this effort or purposefulness leads to a slightly longer neck in this antelope. Over generations, the necks of the offspring of such antelopes become longer and longer and gradually a species of antelope with a preference for high-hanging leaves becomes: giraffes.

The Lamarckian way of passing on survival-relevant information from parents to children would be many times more efficient in terms of adaptation to the environment, because it would be faster than the random mutation of genes would allow. It should therefore come as no surprise that evolution sooner or later also produced this trick: the passing on of behaviors by imitating parents or conspecifics. And as we have seen with the human hand, for example, this eventually leads to genetic changes, to evolution as described by Darwin. However, Lamarckian evolution is only a stable evolutionary strategy if the changes can be passed on permanently over many generations, i.e. if many generations of antelopes in succession want to reach the higher-hanging leaves. This required an additional idea. Lamarck therefore ascribes to all organisms an instinct for perfection that encourages the species of antelope in question to strive for ever higher hanging leaves. According to Lamarck, all organisms generally have the drive to climb ever higher up the ladder of complexity through gradual changes.

Cultural building blocks are not imparted at conception, but during long childhood and are also acquired by an individual later and continuously through lifelong learning. Unlike genes, softgenes do not spread gradually from generation to generation, but are passed on from individual to individual through learning processes. The algorithm for the inheritance of culture therefore follows Lamarck’s ideas rather than Darwin’s theory of evolution. There is no doubt that, in the human technosphere at the latest, inheritance progresses according to Lamarckian rules. The automotive industry, for example, is constantly striving for greater complexity and perfection in cars.

Phenotype and genotype of culture

In an individual, we can distinguish between the genotype, i.e. the predispositions encoded in the genes, and the phenotype: The phenotype is understood to mean every expression of the genes, not only the outward appearance, but also the functioning of the brain, including personality and behavior (Christakis 2019, p. 213). In the case of softgenes, we can consider information, wherever it is stored, as the equivalent of the biological genotype and the expression of the information in behaviors or artifacts as the equivalent of the biological phenotype. We can now describe this in a little more detail, in particular that biological and cultural phenotype often occur together: For songbirds, musicality is essential for survival. A bird that sings incorrectly remains alone. The nightingale’s song is as much a part of its phenotype as its plumage. Male zebra finches (Taeniopygia guttata) develop their own melodies during puberty in order to beguile a female. Their cultural asset, their song, together with their body, make up the whole, unique species of bird. The mating dance of cranes, termite mounds and beaver dams are genetically determined phenotypic characteristics of cranes, termites and beavers. The fitness of a wheel web spider literally hangs by a thread. It is the spider silk together with the shape and statics of the spider’s web, i.e. how and with what it spins its web, which together enable it to hunt insects successfully. Song, dance, structures and hunting tools are therefore phenotypic expressions of the genes in the respective species, but in some cases also of the softgenes. Zebra finches, for example, instinctively adapt their song to that of adult conspecifics (Bergamin 2017). The song is therefore passed on as a softgene from the parents to the young birds.

For humans, „the use of socially learned information (culture) is central to their adaptations to different environmental conditions“ (Richerson et al. 2010). It is the only primate without fur. Nevertheless, it is not usually the „naked ape“. In Europe, during the ice age, humans could not have survived without clothing and sophisticated equipment for hunting large land mammals. His phenotype, at least then and there, included clothing and a spear. Today’s man has far more material and intellectual goods, and he is less and less able to survive without these things. A person from a city like Berlin, for example, would hardly be able to survive even a month in the Amazon jungle without outside help.

 

 

 

Transmission of softgenes through experience

As explained theoretically in the chapter on emulation, behavior can be genetically fixed or learned, i.e. in the form of hardware or software. In most cases, however, both work together. This means that softgenes are equally important alongside genes. This is the case when, as described, chicks learn from their parents when they actually have to flee to safety. It is sufficient to genetically encode the ability to learn and to provide neurons for the image of a hawk in which the image can be encoded. The appropriate behavior is culturally inherited as the chick orients itself towards older animals. The predisposition to social referencing helps here. Dogs learn hunting techniques from each other; meerkats show each other how to deal with dangerous prey and some of this knowledge is actively passed on in the animal kingdom: Primates and elephants are born teachers. (Christakis 2019, p. 356).

Learning from experience is good, learning from the experience of others is often even better. Learning from experience is good, learning from the experience of others is often even better. We prefer either quantity or quality: we conformistically orient ourselves to the majority behavior of the population or to people with particularly high status or prestige.

Our sense of empathy, i.e. empathizing with the feelings of others as our own, not only enables us to be compassionate, but above all to learn safely. We flinch when someone else cries out in pain and feel at least some discomfort. In this way, we don’t have to have every unpleasant experience ourselves, it is enough if someone else touches the hot hob in our presence: Learning from the misfortune of others works all the better the more capable we are of compassion.

The best way to learn, however, is from the experiences of our ancestors, as this provides us with accumulated and frequently evaluated knowledge. We pass on a wealth of information to our children that we have already adopted ourselves and without which our ancestors would hardly have survived. Each of us learns first and foremost from our parents and siblings. Later, we may read the Bible or even etiquette books to learn how to behave properly in society. Universities teach us knowledge that enables us to build a car, a cathedral or a balloon, or how to play the violin. A good example of softgenes are patents, i.e. clearly defined building blocks that form the basis of our technological development. Today, the next generation inherits libraries full of knowledge about the world and Wikipedia, compiled by all the generations before us and supplemented and expanded by all of humanity today.

Language

Higher forms of communication have been established to ensure that the experiences of conspecifics are not constantly lost and, above all, to make them accessible to the next generation. Humans have cultivated the inheritance of experience like no other living being before them, and this required one of the most important cultural developments: language.

In the evolution of language, as explained, we have a similar case to that of tools and the hand, and at the same time a convincing example of how a group directs individual selection: refined communication enables extremely effective transfer of softgenes to other individuals. The more important softgenes become in the evolution of hominids, the more necessary „language“ becomes. This is easy to see: Groups of hominids that develop a culture of weaponry, such as fire-hardened spears and stone axes, and can reliably transmit them, have a significant advantage over hominid hordes that lack these skills.

As reported, the need to communicate better is associated with a change in the human vocal apparatus – „speech“ requires an adaptation of the genes. In order to learn to speak, not only the anatomy of the larynx has to change, because what and how we can learn is closely linked to our brain structures. A child needs a sophisticated language center that can absorb and process the words, the meanings of words, the rules for linking them to form sentences and many other things that together make language possible. These brain structures are innate, as is the willingness to acquire language. The hypothesis of universal grammar, which is mainly advocated by Noam Chomsky, should also be seen in this context. According to this hypothesis, all (human) languages follow common grammatical principles and these principles are innate to all humans. (wikipedia 05). But whether a child learns German or English or a sign language depends on its environment. Once again, we see that genes and softgenes form an inseparable unit.

Tasty things

Our close relatives, among others, show us how fundamentally our survival depends on traditional knowledge about our environment. Chimpanzees occasionally eat insects and the meat of smaller vertebrates, but they mainly eat plant food. Thousands of plant species grow in the jungle, but only a few of them are suitable for a chimpanzee’s diet. Each plant has its own composition of nutrients and has different amounts of energy, and even the individual parts of a single plant are edible in very different ways. Worse still, some animals and plants are even poisonous and would be bad for chimpanzee children. A young chimpanzee is faced with the task of putting together a combination of plant parts and small animals from the vast range on offer so that it neither starves to death nor poisons itself. If he were to start trying out all possible plant parts in order to solve the task according to the principle of trial and error, he would hardly survive his weaning period.

There is only one way out of this dilemma: our little chimpanzee must learn from its mother what it eats while it is still breastfeeding. And indeed, a chimpanzee infant begins to reach for the food its mother eats and snack on it at the age of just a few months. In this way, the baby learns what a good chimpanzee meal looks like, how it smells and how it tastes. So even before it is finally weaned, it already has the cultural knowledge of what is suitable and proven as food.

It’s no different with humans: I show my child a button mushroom (Amanita phalloides) and explain to him that this mushroom is poisonous. The child will learn this information by memorizing the picture of this mushroom together with the information about its toxicity. And it will link this information with other existing information content, for example the taste of mushrooms and the memory of its rabbit that died. This creates a replication of the information: „It is deadly to eat this poisonous mushroom.“ The importance of the information lies in the fact that it helps my child to better control his environment; it gives him a survival advantage. At some point, my child will then pass on the same information, the same „softgene“, to their children.

From the child’s point of view, evolution has also made provisions, because it has pre-set how and when and what there is to learn about food. For an infant in prehistoric times, the most dangerous time is when it switches from the safe food source „mother’s breast“ to food that comes from somewhere in the environment. Food intake is initially guided by the sense of taste. Sweet, sour and bitter or even umami are taste qualities that are fixed by hereditary factors. Fatty, protein-rich or sweet foods generally provide energy-rich nourishment. Bitter and sour foods should be avoided. Plants may use the latter as a warning against eating unripe or even poisonous food.

In the first two years, the human infant eats practically everything its mother puts in front of it, unless it is too sour or too bitter. After that, this learning phase is over. „Neophobia“ is the technical term for what drives fathers and mothers crazy with older toddlers, „neophobia“ is the rejection of foods that the child is not yet familiar with after this learning phase. Their strong tendency towards neophobia protects toddlers from exploring on their own and accidentally snacking on deadly nightshade cherries instead of cherries. Children only gradually overcome this rejection of the unfamiliar by taking their cue from the behavior of other people around them and learning from them.

When our ancestors emigrated from Africa, their descendants spread all over the world and were confronted with very different foods: From pineapple to zucchini, from seal oil as the main source of calories among the Inuit in the far north to certain insects as sources of protein in Mexico. The problem has always been: how do you tell the difference between a champion and a tuber leaf mushroom without engaging in lethal eating experiments? – The safest way is to draw on the experience of others. In the absence of previous experience, the courageous must gain new insights. Certainly one reason why we hold people who have left us useful knowledge in high esteem.

 

Conformist behavior and stability

One of the most important and far-reaching conclusions from the softgene theory is, as mentioned, that cultural assets must be passed on just as conservatively as genes. „We observe that the ideas, practices, skills, attitudes, norms, art styles, technology, ways of speaking and other elements of culture change over time, but we see above all that persistent traditions exist.

In the case of genes, mutations are generally harmful or neutral. Cultural building blocks must also be „inherited“ over many generations without major changes, otherwise they could not build on each other. What has been discussed under the term „mysterious pattern“ therefore runs through our entire culture: it is the replication of what already exists. Above all, culture produces the same culture again and again, the same language, the same rituals, the same techniques and, over the centuries, only a few innovations in most times. However, revolutionary inventions such as the development of multicellular organisms in the Cambrian or the invention of the steam engine and the computer in the Anthropocene can lead to evolutionary leaps.

Evolution is above all preservation, because there are too many mutations that lead to something worse. Something can break down in many ways, but it can only remain whole in one way. Functionality is an exceptional and rarely long-lasting condition and must be actively maintained. The „preservation of existing functionality“ is a fundamental problem of evolution (Krauß 2021, p. 6). Everything that exists is subject to gradual decay; according to the entropy theorem of thermodynamics, everything eventually decays into its simplest, energetically lowest state forms. Such decay processes in biology are, for example, mutations. As a rule, mutations have a detrimental effect. The evolutionary process therefore does not primarily select advantageous mutations. Rather, selection usually consists of so-called stabilizing or negative selection, which, in contrast to the much rarer directed or positive selection, acts against changes in the genome. (Krauß 2021, p. 7).

One advantage of the genetic fixation of information in DNA is that this memory is relatively well protected against changes. In cells, we know of a whole range of testing and repair mechanisms that prevent the genetic material from changing when it is passed on to the next generation. Mechanisms should also exist for softgenes that promote the spread of useful softgenes (positive selection), but above all protect what has been handed down and proven against change (negative selection).

Today, we can trace the evolution of the human family tree on the basis of genetic changes. There is a genetic clock that allows us to estimate when individual hominid species diverged. The basis of this time measurement is the number of mutations since the split – and path dependency. Path dependence here means that each generation of genes can be traced back to the previous generation, except for minor deviations.

Broca’s area and Wernicke’s center as the brain sites of our language processing have developed in co-evolution with our human communication. This can only succeed because language and language content are transmitted from parents to children in an uninterrupted sequence, without any major deviations occurring in a community.  And just like genes, languages change slowly and in a path-dependent manner: Each evolution builds on the previous one. Similar to the original forms of hominid genomes, we can also reconstruct the original forms of languages. One example is „Indo-European“. It forms the root of all languages that we find today in a wide area from Western Europe (Germanic) to India (Indo-European). In the case of written texts, we have all become familiar with such a mechanism that enforces conformist writing at school – frequent deviation from spelling is sanctioned with lower grades.

I will call the mechanisms that encourage cultural elements to remain as unchanged as possible conformism. The term here stands for a whole bundle of different behavioral dispositions that prevent cultural components from changing. Even in birds, there is a time window for the acquisition of the species‘ own „language acquisition“, often colored as a regional dialect, in which the birds adopt their songs from those they hear every day – their parents. This time window favors the correct reproduction of traditional songs. In adulthood, hand-reared young birds produce only a stunted, unnatural version of the normal song and social vocalizations of adults of their species. (Safina 2022, p. 202). This atrophy of learning abilities can be interpreted as a first indication that only a certain type of song is to be acquired: the species-specific one inherited from the parents. Thibaud Gruber from the Swiss Center For Affective Sciences in Geneva also suspects a kind of conservatism and functional attachment in chimpanzees and orangutans. The apes rely on knowledge they already know. This „functional attachment“ then prevents them from making possible innovative inventions (Becker 2021, p. 112 f.). Different forms of hammering to reach the inside of hard-shelled nuts have been observed in different populations of crested capuchin monkeys. These different cultural techniques in the different groups are neither based on genes nor are they due to food shortages: They are based on traditional behavior that is socially learned (Becker 2021, p. 25). There is evidence that some chimpanzees have been using certain anvil sites for at least 700 years (Becker 2021, p. 30). There is therefore evidence that a type of conformist behavior can also be found in primates.

We can name our willingness to learn as the most important prerequisite for conformism. It is a prerequisite for knowledge to be passed on across generations. Our predisposition to social referencing and our willingness to adopt softgenes, initially preferably from our parents and later from the most successful or from the majority, are further building blocks. We find the preservation of softgenes in the term „tradition“, politically in conservatism.

A foundation of most religious traditions is the veneration and worship of deceased ancestors whose spirits somehow lived on (Tomasello 2016, p. 202). Not least for this reason, the Old Testament also states in the fifth commandment: „Honor your father and mother as Jehovah your God has commanded you.“ (Deuteronomy 5:16, Elberfelder Bible 1905). Because with our ancestors we also honor their views, their knowledge and thus adopt their softgenes as unchanged as possible.

We are all interested in living in a stable environment, and this also includes a stable social environment. If you pay close attention to this, you realize that the vast majority of people follow the vast majority of rules. (Warkus 2018). The behavior of group members is therefore easily predictable, which contributes to a sense of security. Conformism encourages us to adhere to social frameworks and leads us to internalize political, social and religious rules of conduct.

Social researchers roughly distinguish between three types of group influence on the individual: Group members (1) bow to pressure or respond to an external stimulus, (2) they adopt social norms into their world view, i.e. act out of conviction, or (3) they align themselves with the majority (Gelitz 2020).

As a rule, every person can rely on two instances for every decision: On their own judgment and on the opinions of others. The wider the gap between one’s own choice and the conformist decision, the more likely a person is to listen to the majority and distrust their own judgment. It is a key factor of social influence that we orient ourselves towards our fellow human beings. Recent research suggests that we unconsciously adopt attitudes and only then do we start looking for arguments to back up our opinions (Cialdini 2001, p. 61).

Emotionally, we seem to value our „store of knowledge“ like material goods. We react differently to gains or losses, even if both are of equal value: we mourn a lost 50 euro bill more than we would be happy about a gain of 50 euros. According to this possession effect, we assign a higher value to things that we own (and have lost) than to things that we do not own (but have gained). These cognitive distortions of the possession effect and „loss aversion“ do not only occur with objects or money. Sophisticated psychological experiments have shown that we are also less willing to give up information that has already been promised to us – i.e. that we already own to a certain extent – even if we can expect to gain more information in return: People are as attached to information as they are to objects.

All in all, the inertial forces of a culture are enormous, they make it difficult to change traditional ideas, views and behaviors – traditions, customs and not least love of our homeland and national pride encourage us to hold on to what has been handed down, the loss of certainties hurts us. All of these mechanisms make it almost impossible to bring about rapid cultural change in a society. This may be the reason why the Americans were able to win the war in Iraq, but were unable to establish a democratic state in the Western style. In Afghanistan, the Western alliance was not even able to win the war and establishing a democracy there also failed due to the resistance of deeply rooted tribal traditions.

Rhapsodies

We can view conformism as a mechanism for permanently storing knowledge once it has been acquired. Rituals help us to internalize and preserve conventions and traditions. Conformity starts with language. We would not be able to converse if words, grammar and pronunciation were not passed down from generation to generation without much change. One indication of conformity with regard to language is the amazing ability to preserve myths and stories orally (and later in written form) for centuries. The author of the Odyssey must have hoped from the outset that his work would find a wide and long-lasting oral distribution, because it is written in epic rhyme form, in hexameters. The rhythm of the verse form makes the text easier to remember. The verse form also prevents too many errors from creeping in during transmission, as an error will usually disrupt the verse meter. A check code is therefore incorporated, so to speak, which indicates changes. The original version, which was written around 720 BC, was passed down and performed by so-called rhapsodes for centuries before it was written down.

Canonization and standardization

Teaching our children is almost always about the same thing: we teach them to eat like we eat, speak like we speak, we teach them the same behaviors and manners that we expect from all our fellow citizens. We teach them mathematics and are pleased when they master a calculation in the same way that Pythagoras did. As pupils, we learn that it is not the logic of language but the Duden editors who watch over the correct spelling and that teachers punish us with poor grades if we deviate from the canonized spelling.

The spread of softgenes often goes hand in hand with their canonization: even the ancient Greeks believed in the educational value of the role model throughout their existence. What was recognized as correct was to be canon and norm. (Conti 2000). In architecture, this leads to the standard temple; there is a fixed order of pillars on which the entire architecture of the temples is based. As a rule, temples are not always newly conceived and constructed, but are built according to the model of proven buildings. Deviations from the norm are at the very least considered to be inappropriate. For this reason, we can identify something like the Doric, Ionic or Corinthian order of columns, and in later centuries stylistic periods such as Gothic, Renaissance or Baroque. And even the gods who dwell in the Greek and Roman temples experience a certain kind of standardization with monotheism: In the Trojan War, the Greek gods fight each other and the different gods expect different moral behavior from the people who believe in them. For the monotheistic religions, however, the following applies: one God, one word, and everyone has to follow this word – but more about that later.

Today, there are building regulations for buildings that stipulate exactly how they must be built. And there are construction plans for technical devices, according to which something can be assembled identically over and over again. DIN standards (German Industrial Standards) help to ensure that all components actually fit together and can be replicated exactly. The Americanist Klaus Peter Hansen sees standardization as the core of every culture: culture should be understood as standardization supported by collectives (Nakoinz 2009). The importance of conformism in business and technology can be seen not only in DIN, but also in the euro, for example: The standardization on one and the same means of payment is of such enormous economic importance that a whole number of European states are giving up a piece of sovereignty in return.

Social norms are of particular interest not only to sociologists, but also to natural scientists. And so the latter have put a lot of effort into defining their basic units: Second, meter, kilogram, ampere, kelvin, mole and candela precisely and universally defined. And everyone should stick to them! When NASA’s Climate Orbiter Mars probe, which cost 125 million euros, crashed to the ground in 1999, it was not due to a technical failure, but because the engineers involved had calculated in different units of measurement, some in feet, others in meters. It was a very expensive clash of cultures between US standards and EU standards. Another good example of the constancy of softgenes is the obligation to cite in the sciences: it ensures that knowledge is adopted unchanged.

Enforced conformity

We can assume that conformism was created in us a long time ago, because we demand conformist behavior not with arguments, but with emotions: We feel anger at deviation and happiness at conformity. Within a cultural group, there is a selection pressure towards imitation and conformity. (Tomasello 2016, p. 216). Cultural norms are defended, there is a tendency towards aggression against non-conformist behavior. It is directed internally against deviants and externally against strangers. Within a community, if you step out of line, you get into trouble. We get angry when someone violates cultural norms: Someone takes my right of way, throws garbage in my front garden or farts loudly at the table. All things that „you don’t do“. Our sense of shame causes us to refrain from doing such things. At the institutional level, criminal law and civil law force us to behave in a compliant manner. The sanctions go through various stages of escalation: It starts with teasing, laughing at and mocking, with bullying. Gossip plays a major role as a means of controlling social norms. In cases that are classified as criminal, a convicted person can even be excluded from society through a prison sentence.

In a foreign country, an individual feels uprooted, the loss of their own cultural environment is difficult to bear. At the same time, a foreigner is often met with rejection, sometimes even xenophobia. The foreign culture expects the newly arrived individual to adapt to it. This was already known in ancient times: „If you are in Rome, behave like a Roman“ (Si fueris Romae, Romano vivito more!) Otherwise there is a threat of sanctions, including rejection and racism.

Racism as a far-reaching consequence of the conformism enforced by the softgene can only be pointed out here; the discussion of this aspect requires a book of its own.

Religious conformity

Soldiers are put into uniforms, which even standardizes their appearance, they have to march in step and are certainly the most impressive example of enforced conformity. In civilian life, we find the strongest pressure to conform in softgene complexes such as the Catholic Church or Marxist ideology. With its Holy Office founded in 1542, the seat of the Inquisition (today: Congregation for the Doctrine of the Faith), the Catholic Church created an institution that branded any deviation from the right faith as heresy and stamped it out. The situation is similar in communist states, where deviations from the official pure doctrine are punished with gulags and executions.

Of course, with regard to religions, there is the possibility that a person voluntarily converts to a faith, but that is the exception. As a rule, you inherit your faith. Catholics have sons and daughters who become Catholics, Protestants produce children who later adhere to the Protestant faith, in countries with Islamic state religions the children become Muslims and in India, if they grow up in a Hindu household, they become followers of Hinduism. Transmitted from generation to generation, these world religions have been able to persist, even against all rational knowledge. Religions have proven to be almost resistant when it comes to adapting to newly acquired knowledge or social change, a strong evidence of conformism in terms of preserving softgenes.

Religion is also spread with fire and sword. The purpose of forced conversion is religious standardization. In many places, state power is seen as a divine order and the respective rulers feel entitled to enforce the state-recognized religion. This can be seen in ancient Egypt as well as in ancient Greece or in the imperial cult of the Roman Empire. With Emperor Constantine, Christianity became the state religion in the Roman Empire in 380, and Catholic Christianity was also the de facto state religion in the Middle Ages of the Holy Roman Empire until the beginning of the early modern period. Heresy, i.e. religious deviations within the church, were persecuted under imperial law. (wikipedia 07)

Montesquieu had already noticed that every persecuted religion in turn begins to persecute as soon as it has established itself, i.e. it begins to demand conformism (Godman 2001, p. 248). Conformity to the faith is a duty, and so the first of the ten commandments is: „You shall have no other gods before me.“ (Exodus 20.3, Elberfelder Bible 1905). Dissenters, i.e. heretics, were and are – in some cases still today – mercilessly persecuted. In places where religions still dominate everyday life, the following still applies: woe betide anyone who does not live in accordance with the faith.

Unbelievers are considered immoral at the very least. Since atheists are not subject to the prescribed moral laws of the respective religion, they are not only unbelievers, but morally inferior and may be killed in case of doubt. Even in secular countries such as Australia, China, the Czech Republic, the Netherlands or New Zealand, atheists are more likely to commit atrocities. The idea of the immoral atheist feeds on the idea that unbelievers need not fear divine punishment for reprehensible actions. (Herrmann 2017). We will explore the connection between religion and morality in more detail later.

 


Cooperation and moral behavior

As explained above, a highly developed culture is a phenomenon of a group of individuals. Only collectively can cultural building blocks, which are not located in the genes, be piled up brick by brick to form an increasingly complex building. However, since a cooperative individual must primarily sacrifice resources for the group that it cannot use for its own purposes, the emergence of cooperation from evolution is not to be expected without further ado. Because according to Dawkins, genes are selfish! Let us now take a closer look at the connection between evolution, cooperation and culture.

Cooperation can develop wherever one’s own success depends on the behavior of others. One of the reasons why cooperation has been able to prevail over competitive behavior in evolutionary terms may have its origins in the advantages of brood care. Brood care makes it possible to reduce the number of offspring because the probability of survival of the children increases due to the protection offered by the mother or the parents. A reduction in the number of offspring can be compensated for by quality. This is an advantage because quantity is a waste of resources, as a large proportion of the offspring usually perish. In addition, joint brood care in particular makes it possible to give birth to offspring at a more immature stage of development, which is of great importance for the development of H. sapiens.

For us humans, however, cooperation does not only refer to the division of labor between women and men in order to raise children, but affects our entire way of life. We have an emotional tendency to cooperate within our community, which we have been given by evolution and which we can only overcome through strong cognitive efforts (de Waal 2015 (1), p. 70). Sarah Blaffer Hrdy calls it a hardwired willingness to cooperate. (Hrdy 2010, p. 15). If two-year-old chimpanzee children and two-year-old human children are tested for motor skills, the apes have a head start. However, when social interactions are tested, human children are vastly superior to young chimpanzees (Bahnsen & Schnabel 2012). Highly developed skills, such as our „social intelligence“, clearly distinguish us from other primates and the rest of the animal kingdom. Social intelligence refers to the ability to empathize with, understand and influence others. We are able to empathize with other people and thus assess the consequences of our decisions and actions. We can understand the actions, decisions and wishes of others and behave accordingly. Both are essential for effective communication between fellow human beings. What sets us apart is not just our individual skills, such as being able to play the piano, but also our ability to make music as an orchestra. H. sapiens was only able to develop its culture to such a high level because of this ability to cooperate.

But there is something else, something quite mysterious about cooperation! It is the driving force behind emergence. There are so-called major transitions in evolution, which are characterized by cooperation with division of labour. Perhaps the two most important are, on the one hand, that pieces of DNA unite in a genome and, on the other, that the first cells organize themselves into higher organisms in the Cambrian. This gives everyone involved an additional advantage. The individual cell puts its special abilities at the service of a body, the body provides the individual cell with nutrients. This makes it possible to occupy completely new ecological niches. These are two of these major events in which competition is replaced by cooperation. The mysterious thing is that something completely new is created! There is no doubt that the development of culture, which is largely based on cooperation, represents another major transition.

Zero sum and added value

Let’s take a closer look at the benefits of cooperation: poker is a so-called zero-sum game. The amount of money wagered at the table always remains the same, it only changes hands during the course of the game. In most cases, the use of violence is also a zero-sum game at best: what one person wins, the other loses, occasionally both lose. All earlier wars and most of today’s wars are such zero-sum games – one seizes natural resources and steals foodstuffs or squeezes taxes out of the defeated population. Cooperation is different: If a bonobo removes the annoying ticks and other parasites from his buddy, and his buddy removes his own, they both get a lot more out of life without the costs being particularly high. Mutual support and the protection offered by a group pay off for both sides in the ape horde.

For H. sapiens, the turn to cooperative behavior becomes imperative at the latest during the Ice Age hunt for mammoths: No hunter can kill such large animals as a lone hunter and he could not defend the carcass afterwards against competing predators such as saber-toothed tigers or cave bears. In glacial areas, our ancestors could only survive in a cooperative community.

More generally, even if we might not want to think of it directly as cooperation: The whole of global life, Gaia, is a vast cogwheel of interdependence – with each cog having its part to contribute. Ecosystems are biological economies based on sustainability. This can only work if everyone ultimately benefits from it.

In our modern world, this interplay often means: work for wages. The division of labour means that, although everyone pursues their own interests, everyone can benefit from the selfish pursuits of others. This is why we are social creatures, because we gain more from our social life than we could generally achieve as individuals.

Cooperation generates added value in the sense of a positive-sum game. In 1817, the economist David Ricardo formulated the law of „relative advantage“, also known as the law of „comparative cost advantage“: If two individuals differ in terms of their relative efficiency in producing goods, both will benefit from reciprocal trade, even if one can do everything better than the other. It is said of Winston Churchill that he was a good bricklayer. Nevertheless, he would hardly have built his house brick by brick himself. After all, he would have a greater personal advantage if he bought the services of a construction company in order to run the British state in the time he gained. This is one of the reasons why globalization is a blessing in economic terms, even if not everyone benefits equally from it and even if not everyone wants to admit it: Germany supplies the machine tools and then buys the products made with them on the world market, instead of producing every sock itself and then not finding any customers for the machines.

The key to the comparative cost advantage is the division of labor. The first efficient division of labor developed between men and women, mainly because a human child has such a long childhood and the cost of caring for it is so high. In almost all indigenous tribal cultures, the men generally hunt and the women provide the plant-based food (Hrdy 2010, p. 28 f.). This is not God-given, nor is it inevitable in our modern world, but the parental division of labor was and is to a certain extent the best thing for the offspring and therefore for our genes. A certain gender differentiation with regard to food procurement can also be found in chimpanzees: While female chimpanzees fish more frequently and persistently for ants and termites, males prey more often on vertebrates such as monkeys, bush pigs, bushbucks, bats, snakes, birds and eggs. (Becker 2021, p. 121).

Genuine cooperation between us humans develops step by step: in a Stone Age culture, if a hunter brings home a large piece of venison, he can give away parts of it, because he can’t eat it alone anyway. And in the Ice Age, it was only through communal hunting that people were able to kill mammoths in the first place – all hunters together were able to access resources that were inaccessible to individual hunters. On days without hunting luck, both men and women can benefit from the plant-based food, which is mainly provided by the women. Overall, this kind of behavior pays off for all sides. Sharing minimizes the risk of being left with an empty stomach on bad days. Sharing food becomes a universal trait of human culture. Anthropologists have discovered that eating together is a trait that exists in every society, while cats and dogs, for example, jealously defend their food bowl against potential eaters.

What is important for cooperative behavior is that the costs must be lower than the gain, it must be a positive-sum game. The advantage of comparative costs inevitably leads to the development of morality. Every economic transaction is based on some form of trust. The virtuous are virtuous only because it enables them to join forces with other virtuous people for mutual advantage. (Ridley 1997, p. 209). In the long term, only credibility and fairness make it possible to achieve profit through the comparative cost advantage. The ability to behave morally as a prerequisite for the cooperative division of labor is so valuable due to the added value it generates that it is genetically inherent in us. It is much older than any human civilization.

However, there would be no need for morality if there were no cheating – the selfishness of the individual still jeopardizes the cohesion of communities today. – From an evolutionary perspective, this comes as no surprise, as biologists are still puzzling over how altruistic behavior as a basis for cooperation was able to develop in the first place.

Slave-owning societies and social stratification show that morality is not the only way to enjoy comparative advantage – even today, slaves and the lower classes are systematically deprived of part of the wages that their contribution to value creation generates. Such social structures are not held together by morality, but by repression.

In democracies, there are deeds and contracts, receipts, tickets, time clocks and the Civil Code as aids against fraudulent behavior. Moral behavior is the foundation of prosperous economies. Companies lose their customers very quickly if they cheat. In all prosperous states, with the exception of the oil states, whose wealth is not based on their own efforts, democracy is the foundation of prosperity, because democracy is the fairest form of government we know.

On the trail of truth

The need to behave cooperatively forces the development of softgenes that enable unrelated individuals to live together. The most important of these cultural assets are morality and law. And it must be possible to enforce these. This also requires cultural building blocks.

What is good or evil, truth or error, was defined for a long time by the Catholic Church in the European cultural area: This holy mother, who never erred and never changed, was always there to instruct and punish her children. (Godman 2001, p. 36). Those days are gone. Today we no longer believe in the creation story as a real event and the authority of the Catholic Church has diminished in many ways. Just as we now give priority to the theory of the Big Bang developed by cosmologists, we can now find scientifically based explanations for „truth and error“, for „good and evil“.

In the animal kingdom, selection through female mate choice favors those males that allow reliable assessment. The size and color of the peacock cock’s feather tail is a reliable indicator of the quality of the male bird. Only the cocks with the largest and most colorful plumage are chosen by the hens. With forgery-proof characteristics, honesty comes into nature, because the hen can rely on the forgery-proof quality of the male peacock’s tail. The precious metal gold shows just how important forgery-proof and therefore honesty is for us humans. Gold is considered valuable because it is rare and very difficult to forge. This makes it, like the peacock’s tail for the peacock, a signal of evolutionary fitness. To this day, it signals wealth and high status and thus – largely forgery-proof – the possibility of being able to provide well for one’s offspring. Since paper money and bank cards replaced gold, entire industries have been created to guarantee honesty and counterfeit protection, right up to today’s cryptocurrencies such as Bitcoin.

Honesty proves its worth in terms of evolution: it is advantageous to pass on honesty, both genetically and culturally. Wolfgang Wickler tells the story of a vixen who comes home with prey (Wickler 1971 p, 135 f.). A cub jumps at her and begs for food. The prey falls down and the young fox immediately begins to devour it. The vixen walks around a few steps and has to watch. Suddenly she raises her snout and lets out the high-pitched warning cry that normally warns her young of danger. The young fox immediately abandons its prey and hastily disappears into the den. The vixen then eats her prey without dividing it any further. The story’s epilogue reveals why this behavior cannot become established in the long term. Because once you tell a lie, you don’t believe it, even if you are now telling the truth. After the vixen has gained an advantage several times, the young fox learns to see through the deception and only reacts very hesitantly to the warning call. When real danger threatens, the hesitant reaction to signals that actually indicate an immediate escape represents a significantly increased risk of death for the offspring. The reproductive success of foxes that display such „deceitful“ behavior is likely to be lower than that of „honest“ foxes. Thus, over time, the line of honest foxes will prevail.

From a genetic point of view, it is a disaster for men to invest in a child that was not fathered by them. And so female love and fidelity in humans gives men the certainty that he is the witness of the children, which prompts him to invest in the offspring. (Christakis 2019, p. 187). Overall, the need to live in a well-functioning society requires the evolution of honesty and ultimately the development of morality and conscience.

Altruism

For the behavioral scientist Frans de Waal, morality is based on a sense of justice that develops out of an interest in cooperating – and is therefore not unique to humans (de Waal 2015 (2)). For him, maternal care is a prototype of altruism, at least in mammals, because caring for their brood is the most costly and longest investment in another being that exists in nature. (de Waal 2015 (1), p. 73 f.). Altruism is the opposite of selfishness. It is expressed through unselfishness, selflessness and consideration. In particular, actions are considered altruistic if a person helps another without gaining a direct advantage.

A less far-reaching form of altruism is its reciprocal variant. We can think of reciprocal altruism, as analyzed by Robert Trivers, as an act of helping that costs us dearly in the short term, but pays off for us in the long run. Evolutionary biologists are still arguing about the extent to which kinship altruism and reciprocal altruistic behavior is actually widespread in the animal kingdom or among humans (Fetchenhauer & Bierhoff 2004, p. 131).

The beginnings of reciprocal altruism can be found, for example, in the flight of birds. The Northern Bald Ibis (Geronticus eremita) is an ibis about the size of a goose. On their way to the south and back, these birds constantly take turns at the lead in their energy-intensive leadership work in V-formation flight. The birds flying behind benefit from the updraft of the wing beat of the bird flying in front of them. Flight in V-formation is not only a convincing example of reciprocal altruism in animals, but also provides clues to the circumstances under which it may have become evolutionarily established. (Merlot 2015). In this form of cooperation, each individual animal achieves a gain in the sense of a positive-sum game. We find the same kind of altruism in the Tour de France, when the members of a racing team take over from each other in the lead, while the others benefit from the slipstream of the rider in front.

Higher forms of reciprocal altruism are characterized by a longer period of time between giving and receiving. Initially, only the beneficiary benefits. Nevertheless, the resulting obligation is expected to be honored. This presupposes that we know who we are helping and that we trust that we will receive support in a similar case (Ridley 1997, p. 224 ff.). To do this, an individual must be able to distinguish between other members of their community and remember their behavior in relation to themselves. For this reason, highly developed reciprocal altruism requires a high level of intelligence – we can only expect it in the animal kingdom from a certain brain capacity.

A modern example of reciprocal altruism may be our money cycle. Someone does something good for someone else, e.g. cuts someone’s hair. In return, they receive a firm promise (expressed as a sum of money) from the community that they have acquired a right to an equivalent benefit. Giver and receiver are linked in an economic community in which a (unfortunately not always fair) form of reciprocity ultimately applies.

What we know as „prestige“ is another consequence of reciprocal altruism: apart from humans, marmosets (Cebidae) are the only primates in which a kind of willingness to give has been observed. However, this depends on the „reputation“ of the horde member: Tamarins are more generous towards former benefactors and more stingy towards former misers. (Hrdy 2010, p. 139). The prestige of the benefactor thus pays off.

Altruistic behavior, or more colloquially: „cooperativeness and virtue“, did not arise in human society because of a morality demanded by a deity, but morality results from the consistent pursuit of individualistic goals. But, as we shall see, gods are very helpful in enforcing morality. In his book „Wealth of Nations“, published in 1776, Adam Smith elevates the egoism of the individual to the guiding principle of society. But egoists in particular must insist on virtuous behavior, because otherwise they lose the benefit they derive from the advantage of comparative costs. Ultimately, cooperation must be worthwhile for an individual, otherwise those who behave uncooperatively would always have an advantage. We can see the conflict between individual and group selection shining through here. Because reciprocal altruism plays an important role in building a cooperative community, there is also considerable selection pressure to expose and sanction cheaters who do not fulfill their share of mutual aid (Sapolski 2017, p. 419).

Morality and judgment

We can rationally understand many of our moral behaviors because evolution follows an inherent logic. Wherever environmental conditions were harsh, such as in the tundra of the ice ages, where hunting mammoths could only be successful in a group, humans relied on behavioral strategies to consolidate the group structure. This was also the case where agriculture and animal husbandry required political structures to ensure that everyone adhered to the rules. These rules for consolidating the community were initially encoded as morals.

Morality as a behavioral option is therefore ancient and already anchored in our genes. Moral judgments are gut decisions; only afterwards do we try to justify these judgments rationally. And so Dawkins is mistaken when he says that we can expect little help from our biological nature when an individual like him wants to build a society in which individuals work together generously and selflessly for the common good. (Dawkins 2008, p. 121). Evolution gives us a conscience that makes us feel displeasure when we act „immorally“. Morals and taboos keep us from breaking rules on an emotional level. Based on our disposition, a moral compass is established that promotes cooperation and whose guidelines are anchored in conformity. Our moral sensibilities relate to living together with others, especially unrelated members, but only those of our own community.

There is a widespread belief, shared above all by religious believers, that morality is something instituted by God. But neither could communities of prehistoric times have survived without moral principles, nor can people who live outside the major religious systems be denied moral behavior a priori. Frans de Waal puts it this way: he is suspicious of people who are only prevented from committing a heinous act by their belief system. (de Waal 2015 (1), p. 11). And unfortunately it is even more dramatic: people commit heinous acts out of the moral arrogance they derive from their faith. Examples include the burning of witches in early modern times or the suicide attacks on the World Trade Center in New York on September 11, 2001.

 

Softgens, the example of religionl Religion

Gods have played and continue to play a prominent role in the establishment of moral laws. Let us therefore stay with religions for a moment, because they are a good example of how complex softgenes can develop. Dawkins suggested with regard to his „deity“ meme: We don’t know how it arose in the meme pool. It was probably born many times through independent ‚mutations‘. (Dawkins 2001, p. 310). So let’s set out to find out which mutations were necessary to produce a softgene like Thor or Zeus.

If softgenes have evolved like religions, we need to look for their usefulness (fitness relevance). Morality and religions seem to go together somehow. A good starting hypothesis is therefore to look for a connection between morality and gods. We now know from brain research that spirituality – the softening of ego-environment boundaries – is just as universal as religiosity, the belief in superempirical actors, in superhuman beings. These two dimensions of experience are processed in completely different regions of the brain and can also occur independently of each other. (Blume 2020 (1)). Because these softgenes of the metaphysical have become genetically anchored, they have apparently been with humanity for a long time. We probably find their origin in territorial behavior.

Humans, like their ape cousins, the chimpanzees, have a clear tendency towards territoriality. You can easily test this by sitting in a place that someone has briefly vacated to go to the toilet. This usually causes a row when the first owner returns. Towels on sauna loungers also illustrate our fight for the good seats.

Territoriality serves to meet basic needs, including successful reproduction. We find this behavior widespread in the animal kingdom when a bird defends its nesting place and a tiger its territory. Even organisms as simple as gall aphids fight for territory when it comes to the best place to lay their eggs. Territory ownership in lions can be well justified in ecological terms. Lions keep loners away from their territory and sometimes even kill them. If a group of lions claims an area of a certain size for itself, it determines the population density of these predators. This is because the number of lions in a particular area is then less dependent on the food supply and more on the number of territories that are available. This prevents overuse of the food supply. If there were no territories, the lions would reproduce unrestrainedly in prey-rich times. This would eventually decimate the prey. This would result in years of starvation for the lions. Once most of the lions have starved to death, the prey could multiply again. However, territorial behavior counteracts overpopulation of lions by sacrificing reproductive potential, as it were, and thus prevents unstable fluctuations in population density. (Hassenstein 2001, p. 293). Owning a territory therefore makes both economic and ecological sense. We can assume that hunter-gatherer groups already had a territory that they claimed, the boundaries of which were secured against intruders and occasionally moved outwards.

The emergence of the gods

But how can you mark your territory and prove the legitimacy of your claims if there is no land registry yet? If heaven can’t help, then at least the ancestors can. One refers to a legitimate inheritance through a reference to the ancestors who had already taken possession of the land generations ago. (Wunn et al. 2015, p. 56). Neanderthals (last evidence probably dating back to around 40,000 BC) and H. sapiens buried their dead at the same early time and in places that they repeatedly used as homes. The inhabitants of the first permanent settlements (e.g. in Ain Ghazal and Tell es-Sultan around 11,000 BC) even buried their dead under the floor of their homes (Wunn et al. 2015, p. 104 ff.). This occasionally leads to a strange custom: the skull is cut off and deposited in a visible place. Anthropologists assume that the inhabitants want to emphasize their claim to the territory. The anthropologist Roy Rapperport shows that the Epo and Tzembaga of New Guinea were still marking their territories with skull depositions in modern times (Wunn et al. 2015, p. 59). This is accompanied by the first vague ideas of life after death and of an otherworldly world in which the ancestors live and from where they can influence the real world.

Our brain is always searching for causes. And so, if we can find no other explanation, we assume that frightening phenomena must have an equally frightening cause who is responsible. The idea of supernatural powers is therefore obvious. Once conceived, we adopt fears of supernatural beings through social referencing: Be afraid of snakes if your peers are afraid of snakes, be afraid of demons and revenants if your neighbors are.

The ancestors now offer protection in exchange for potions and sacrifices. Anyone who experiences the Día de los Muertos in Mexico will be amazed to see how alive such a cult still is today in a (forcibly) Christianized modern world. Mexicans go to the cemetery on this day and celebrate with their dead, treating them to their favorite foods and drinks. The veneration of saints in Christianity is also a kind of ancestor cult, whose relics, i.e. the remains of the deceased canonized, are still venerated in churches today and whose protection is prayed for.

Extended job description

Over time, artistic portraits of the skulls with empty eye sockets and open mouths supplemented or replaced the skulls. Anthropologically, the empty eye sockets are interpreted as a threatening stare and the open mouths as a menacing snarl, both to deter intruders. In these pictorial representations, the personalities and powers of the deceased are thought to be visualized. In addition to the claim to territory that the ancestors underpin with their presence and their deterrent effect on competitors, ancestor worship also offers help in coping with grief over the loss experienced and a lessening of the fear of one’s own death. Over a longer period of time, the practice of skull deposition thus develops into an event with a fixed and expanded meaning. (Wunn et al. 2015, p. 104).

Territorial claims take on far greater significance when people move from the appropriative hunter-gatherer culture to the productive economy of agriculture and animal husbandry. Territoriality becomes essential for those who practise agriculture and livestock farming, at the latest with the advent of agriculture and livestock farming. At the same time, peasants accumulated possessions, which could be stolen by force – crops, livestock, clothing, jewelry, cult objects, weapons. This presumably leads to an increase in violence and armed conflicts. Early farming communities reacted to these conflicts by heroizing aggressive male figures. The warrior man was in demand as a hero at the latest when city states headed by kings fought each other for supremacy. The cult of ancestors can gradually give rise to house-protecting spirits and finally, in the mirror of the elite on this side, an elite on the other side – gods. The two are intermingled: it is not uncommon for the early heroes to be fathered by the gods and elevated to heaven after a sufficient number of heroic deeds, as the Bible itself points out: „Then the sons of God saw how beautiful the daughters of men were, and took for wives whom they chose.  For when the sons of God went in to the daughters of men and they bore them children, they became giants. These are the heroes of ancient times, the most famous.“ (Genesis 6:2-4, Luther Bible 2017). Hercules, probably the most famous hero of antiquity, is the son of Zeus, his mother the beautiful Alcmene. After many heroic adventures, he is transported to the heavens and from then on shines as a constellation.

When the first rulers of great empires claimed to be guarantors for the protection of harvests and thus took the place of the ancestors, they also claimed for themselves the qualities and abilities attributed to the ancestors, or even appeared as gods. Qin Shihuangdi (259-210 BC), founder of the Chinese empire, Arahitogami, the Japanese emperors or the Sapa Inca, the rulers of the Incas, were all worshipped as god-kings, as were the Egyptian pharaohs (anthrowiki.at). Their power was therefore also based on divine prestige, i.e. the willingness of people to worship ancestors and gods. It was only after the Japanese surrender at the end of World War II on January 1, 1946 that the Japanese emperor, or rather „Tennō“, declared over the radio to his people, under pressure from the Americans, that he was by no means divine. None of this seems to have much to do with morality. But let’s look further!

The early god of the Christians

The later God of Christianity started out as the household god of a nomadic patriarch and Jacob, son of Isaac and grandson of Abraham, still sets his conditions before he would accept this God as his own, counting on protection in exchange for offerings: „If God is with me and keeps me in this way that I go, and gives me bread to eat and clothes to wear, and I return in peace to my father’s house, then Jehovah shall be my God. And this stone, which I have set up as a memorial, shall be a house of God; and of all that you shall give me I will surely give you tithes.“ (Genesis 28:20-22, Elberfelder Bible 1905). And it is by no means the case that there were no other gods on offer, which the Israelites also used time and again: „And the children of Israel did what was evil in the eyes of Jehovah and forgot Jehovah their God, and they served Baalim and Asheroth.“ (e.g. Judges 2.7, Elberfelder Bible 1905). So this is already about demanding conformity and classifying deviations from the right faith as evil.

In any case, it is amazing how obviously the Bible in its beginnings reflects both evolution and the way of life of the nomadic cattle breeders. God gives Adam and Eve the commandment in paradise: „Be fruitful and multiply and fill the earth and subdue it.“ He later promises Abraham, his children and his children’s children great fertility (Genesis 1:28 and 17:6, Luther Bible 2017). The Old Testament first stories of the Bible are so preoccupied with procreation and what threatens procreation that they exclude almost everything else in human experience. (Miles 1998, p. 113). At least until the story of Joseph, Genesis is a narrative that deals almost exclusively with infertility, pregnancy, childbirth, masturbation, seduction, rape, wife-killing, fratricide, infanticide.

Christian doctrine often speaks of God’s love and moral infallibility, but strangely, God is not a saint. (Miles 1998, p. 17). The further blessings that this God of the Old Testament holds out are characterized by what constitutes a pastoral culture. Pastoralism is derived from the Latin „pastor“ for „shepherd“ and means a form of land use with extensive grazing on naturally grown bush and grassland, the other use of which is not attractive or does not make sense due to the climatic conditions, its sparse vegetation or its remoteness. (dewiki.de). The weak point of pastoralism is that it is a world full of cattle thieves and plunderers (Sapolsky 2017, p 369).

God promises his people spoils if they worship him exclusively. He promises them the fruits of the labor of people who are driven from their land, enslaved or even killed: „If the LORD your God brings you into the land that he swore to your fathers, Abraham, Isaac and Jacob, to give you: Great and good cities which thou hast not built, and houses full of all good things which thou hast not filled, and hewn out cisterns which thou hast not hewn out, vineyards and olive trees which thou hast not planted; and when thou shalt eat and be satisfied, beware lest thou forget the LORD, which brought thee out of the land of Egypt, out of the house of bondage.“ (Deuteronomy 6:10-12, Elberfelder Bible 1905). So much for the evolutionary development of this softgene complex, now to one of the most important aspects of its usefulness.

Another divine field of work

In fact, cults play a prominent role in the competition between groups (group selection): they strengthen internal cohesion and promote fighting power against rivals. It is therefore not surprising that spirituality and religiosity have accompanied mankind over a long period of time.

In well-organized tribal societies, where everyone more or less knows everyone else, the members of the tribe monitor each other’s compliance with their moral laws: Observed people are nice people. (Weber 2019). Gossip does the rest. In complex social structures, mutual control no longer works quite as well and additional power is now needed to guarantee compliance with rules. In simple tribal societies, there tend to be spirits and demons who are responsible for inexplicable natural phenomena and ancestors who guard and protect the territory. In large, confusing societies, these now mutate into omniscient and punishing gods who can even explore people’s thoughts and punish wrongdoing even after death. This is not only done by the gods of Christians and Muslims, but also works via the Buddhist principle of karma: those who lead an evil life have to bear the consequences in the next life. (Weber 2019). Ara Norenzayan from the University of British Columbia speaks of the „supernatural surveillance hypothesis“. Because those who fear punishment in the afterlife are more likely to behave decently during their lifetime. – This makes religions definitively responsible for reinforcing a moral standard and at the same time one of the most important pillars of conformity. Beliefs are considered sacrosanct and beyond the realm of normal worldly reason. This goes hand in hand with the immovability of moral norms, which the deity insists on being observed.

The transition from a state authority in this world to a God who punishes in the afterlife and vice versa is almost seamless: gods intervene directly in the fate of mankind, as the epics of Homer, for example, tell us. And the Old Testament also speaks of the direct intervention of the Lord. For example, God sends ten plagues to persuade Pharaoh to let the people of Israel go (Exodus 7, Elberfelder Bibel 1905). On the other hand, rulers claim divine powers for themselves and forge the signature of their gods, so to speak: in the Codex Hammurabi, perhaps the world’s first written collection of laws, the Babylonian ruler claims that the laws were given to him by the god Marduk. Moses also receives the tablets of the law with the 10 commandments from his god on the cloud-covered mountaintop of Mount Sinai. Priests establish themselves as mediators to the gods. In Roman times, writes Edward Gibbon, priests of the Germanic tribes arrogated to themselves a jurisdiction in secular matters which the actual authorities dared not exercise. (Gibbon 2006, p. 12). Even in the Middle Ages, the Holy Roman Empire of the German Nation was still seen as the holy kingdom of God, which had to administer, promote and perfect the morality of man (Sauer 2023, p. 208).

In order to establish a supernatural surveillance state and maintain it for generations, strong conformist forces were necessary. One example of conformist pressure is the Inquisition of the Catholic Church, which stamped out those who strayed from the right faith as heretics.

As George Orwell impressively illustrated in his 1948 novel „1984“, it is also essential for every dictatorship to monitor the „people“ in the best possible way. In the former GDR, where God was more or less abolished by decree, he was replaced by the Stasi, which created a feeling of permanent surveillance; in the former USSR, it was the KGB. In today’s China, a surveillance state is being established that is based on AI and is just as inescapable as the deities once were.

God and group selection

Religions (and ideologies) are able to inspire people for a common goal through a shared world view like almost nothing else. Anyone who has read Jusefus‘ book „The Jewish War“ will understand what a powerful instrument of warfare a softgene such as monotheism represents. As the chosen people of their God, the Jews literally fight to the point of almost total annihilation. And so this is what probably links religion most strongly with evolution: the unbridled fighting morale that matures in believers when they fear eternal damnation on the one hand and do not shy away from death on the other because they hope to enter a heavenly kingdom.

Religious conformism can also be found today in almost every war zone: in the Middle East, the battle lines run along Judaism on one side and Islam on the other, while inner-Islamic conflicts ignite between Sunnis and Shiites, among others. In the Himalayas, Muslim Pakistan and Hindu India are at war with each other, in Myanmar the Muslim Rohingya are being driven out by the Buddhist majority, in China the Uyghurs, who are also predominantly Muslim, are being re-educated in camps. And last but not least, the conflict between the Catholics of the Irish Republic and the Protestant inhabitants of Northern Ireland has been a problem that can hardly be solved in the Brexit negotiations. Terrorist groups such as Al Qaeda and ISIS with their suicide bombers demonstrate how frighteningly effective religious fanaticism still is today. In Afghanistan, first the Soviet Union and then the Americans failed, because there too, at least with the Taliban, God is „the unsurpassed force multiplier.“ (Joffe 2020).

Since these conflicts occur everywhere, they are not linked to specific religions, but to an underlying principle, and the same pattern also emerges in the conflicts between communism and capitalism or within communist groups. Ultimately, it is about competition between softgenes that fulfill similar tasks. At the gene level, it is mainly alleles that compete against each other. At the level of softgenes, softalleles that fulfill the same place or the same task in the brain compete against each other: There must be no god next to mine.

softgenes and the truth

The softgene theory presented here offers some approaches to solving important philosophical questions. We can already identify the question of the categories „good“ and „evil“ as evaluations of moral standards. It is about behaviors that enable the necessary conditions for a prosperous coexistence in a community. These categories are already part of our emotional make-up and are therefore very old in evolutionary terms. However, they are context-dependent in terms of their concrete form as moral standards.

Here are some further suggestions: Fitness is ultimately the prediction of which solutions are advantageous for survival and reproduction. But survival can never be predicted with certainty. We have to live life forwards, but we only know whether we have made the right or wrong decisions – if at all – in retrospect. Evolution does not offer us abstract truths, but only solutions based on necessity or usefulness. Knowledge must enable us to find our way in the world. However, acting according to reason, or rationality, and how we can distinguish this from irrationality, or irrationality, is only possible on the basis of an assumed „truth“. These assumed „certainties“ must ultimately always pass the practical test of „survival of the fittest“.

„Truth“ is always situational, just as adaptation to the environment can only ever be situational. And these truths are usually subject to a kind of fuzzy logic – an ambiguity that is difficult to grasp: the uncertainties can be based on the fact that the initial situation is too complex, that they relate to future events that we cannot predict and also that we ourselves do not know exactly what we mean when we talk about something. With this evolutionary-based logic, only „probably true“ or „probably false“ applies, with a value for the probability of the survival of genes and softgenes that is constantly being readjusted.

Even more annoying: evolution is not an engineer with a slide rule and folding rule who designs genius on a white sheet of paper, Rather, we are the products of a tinkerer who assembles various spare parts in his shed. (Röcker 2021). We carry a genetic heritage that goes back to the history of our ancestors, but is not optimal in all aspects: the spine and knee joints are prone to wear and tear – a tribute to the upright gait. As our windpipe branches off from the oesophagus, there is a risk of food entering the windpipe and choking. We have to assume similar „inadequate“ solutions for the softgene.

 

Truth and world view

The question of truth has preoccupied people, and philosophers in particular, for a very long time; even classical philosophers such as Plato and Aristotle grappled with it. The obvious, that which can be recognized without doubt according to appearances, may be one aspect of the concept of truth. Truth in the case of evidence can be recognized directly from within and requires no further proof. The „correspondence theory of truth“ follows a perhaps very similar approach. According to this theory, something is accepted as true if it corresponds to the facts in the objective world. In another theory, the „coherence theory of truth“, something is assumed to be true if it fits into the existing system of assumed truths that support each other. This concept of truth fits well with mathematics or physics, which are strictly based on each other.

So what can the theory of softgenes contribute to the concept of truth? The drive to investigate, to be curious, to explore, is found in all higher organisms. We humans are born with the inner urge to find out how everything works; our brains are constantly searching for explanations. In doing so, we continuously expand our knowledge and skills, quite incidentally and naturally. This constant learning process develops and consolidates our inner world view, which is perceived as largely free of contradictions. New knowledge is incorporated into this world view and constantly expands it. Our view of the world does not have to be rational or necessarily reflect reality. We can view our worldviews as a brain-based software environment into which new information and applications (apps) are constantly being added. In this context, apps are skills that we acquire, such as learning to walk, playing the piano or socially desirable behaviors. We find an analogy to this in the world of IT under the term compatibility. Programs written for an Apple computer do not run in a Windows operating system environment; documents cannot be easily transferred from the software environment of a Windows computer to the software environment of an Apple computer.

Our brains also only run applications that somehow fit into our operating system and are compatible with our world view. And this compatibility is a touchstone for us to accept something as „true“.

Truth and belief

There is no institution such as a religion or ideology that could proclaim the ultimate truth to us. Above all, the constructs of truth located in the beyond generally dispense with tangible realities altogether and at the same time do not accept truths outside their own transcendental beliefs, even if it is the greatest mumbo-jumbo they advocate. Religions and ideologies are in the service of group selection and are often sacrosanct; they are enforced by conformism. In the sense of this group selection, truth has a practical meaning: truth becomes the marker of one’s own community – we all believe the same thing in a community. The truthful, but basically above all conformist truth stands in contrast to the lies and „fake news“ that others believe and spread. Unfortunately, such truths are often the basis of our world view.

Our world view is our individual softgenome, which we inherit, expand through our own experiences and adopt from our social environment. The following applies: truth is what agrees with my world view and we share it with our social environment – the separation between facts and opinions is often just an illusion. We have already learned about „social referencing“ with chicks. For us humans, social referencing goes much deeper. Our views about the world, our entire world view, are ultimately based on the fact that we believe the stories of our parents, teachers and our social environment – and not least those of our elites and religious authorities. For our most important beliefs, we have no evidence except that people we like and trust share these beliefs. (Kahneman 2011, p.259). Because we take „facts“ primarily from credible fellow human beings and „believe“ them, „credibility“ is a central issue in our lives.

It should therefore come as no surprise to us that we also accept any form of „fake news“ as long as it fits into our world view and comes from sources that we find credible. „Facts“ are far less absolutely true than we would like to believe: even such scientific „certainties“ as that the universe was created about 13.8 billion years ago, that the earth moves around the sun and not the sun around the earth, that we have a viral infection when we have a runny nose and a fever and that it is not Zeus who throws lightning bolts, but that electrical discharges take place in rain clouds, we cannot check for ourselves, we simply have to believe it.

The same applies to human morality – it is not absolute, but always context-dependent. We do not condemn violence, but we condemn violence in the wrong context. Norms that must be adhered to in one’s own community, that are considered true and right, such as „Thou shalt not kill!“, are to a certain extent genetically determined. Unfortunately, however, murder, manslaughter, robbery and rape become more likely where one’s own community ends. In the Old Testament, murder and rape even became a divine commandment: „So kill every male among the children, and kill every woman who has recognized a man in sexual intercourse! But all children, all girls who have not known the intercourse of a man, let them live for you!“ (Genesis 31:17f., Elberfelder Bible 1905). Even the dropping of the atomic bomb on Hiroshima and Nagasaki is not regarded as a shameful mass murder of civilians on the orders of an American president, but rather as a necessary patriotic act. This bon mot is said to go back to the biologist Jean Rostand: Kill one person and you are a murderer. Kill millions of people and you are a conqueror. Kill almost everyone and you are a god. (Pinker, 2014, p. 215).

The worldviews in a community tend to be uniform – e.g. in terms of religion – and they are part of the glue that holds the community together. Truth was and is much less relevant for human brains  than belonging and security. (Blume 2020 (2), p. 23). The flip side of this belief in finding the truth is that we tend to reject facts that come from strangers and enemies, especially if they conflict with our own beliefs.

Special softgenes

Softgenes are therefore not bound to any kind of „truth“, they rather have to fulfill their evolutionary purpose. This does not necessarily lead to optimal or even „true“ solutions. And just as our bodies are not always optimally constructed, our view of the world is also primarily a patchwork. In addition, a basic principle of evolution is variation: there are often a number of different proposals for solving the same problem, and it is never certain which variation will prevail. A current example of this is the development of cars: does it make more sense to build battery-powered vehicles or ones powered by hydrogen? Nobody knows the answer to this question.

Our thinking is generally judgmental, because it is used to plan our actions. To plan our actions, we need to be able to weigh up different scenarios against each other. The evaluation of the various options usually takes place in our subconscious via feelings. But where we can find regularities based on causalities, reason is the queen of decision-making. We humans have been able to spread across the entire planet and are more numerous than any other species of this size. We owe this genetic success first and foremost to the natural sciences. Mathematics, physics, chemistry and biology and the technology derived from them have made us healthier and longer-lived, and life has become much easier for most of us.

Our knowledge of the laws of nature is a particularly valuable class of softgenes because it provides us with reliable information about our environment and thus allows us to adapt to it in the best possible way. The natural sciences are about the facts gathered from observations and experiments. It is about the relationship between these facts and the formalization of the relationships in mathematically formulated laws in relation to an external world. Our brain is designed not only to comprehend causalities, but also to put them into mathematical forms and classify them logically as „true“. Our mind is capable of logical thinking because the inherent logic of our physical environment forces this adaptation. Anyone with the ability to think logically has a clear advantage in an environment that obeys physical laws: only such a being can conquer space itself – and protect itself against dangers from space, e.g. asteroid impacts – something the dinosaurs were unable to do.

All over the world, people are studying the same natural sciences. They are recognized as true across cultures and national borders because they reliably meet our expectations. Their predictions come true with high precision. We can build a moon rocket based on the known laws of physics and our technical know-how and it will reach its destination with astounding accuracy.

Analyzing the environment rationally, investigating it scientifically, does not necessarily create absolute true knowledge. But scientifically researched correlations have the edge because they are reproducible and can therefore be reliably extrapolated. Science puts us in a position to plan our actions rationally and thus counteract the coincidences of life. The more we learn to think and act scientifically, the better. Since softgenes are „inherited“, we need an appropriate education policy, because the best thing we can give our children is a science-based view of the world. Implementing the natural sciences through educational efforts as a central part of any human civilization would be true evolutionary progress, because these softgenes not only create prosperity, but also peace.

We do not need paralyzing fear of the future, but optimism and technological progress. Unfortunately, facts are far less rationally communicable than we think. Objective information is the first and best remedy against ignorance and misinformation, but that is often not enough (Gelitz 2021 (1)). We must learn to communicate the „truth“ based on facts and the natural sciences as the better softgenes not only rationally but also in an emotionally attractive way. Only then will we be able to successfully counter religious myths, conspiracy theories and fake news. The natural sciences provide more than enough stories for this, we just have to tell them well.

One of the best stories from science is certainly space travel, which, incidentally, can be cited as another excellent example of evolutionary cultural progress: Based on a long chain of inventions that build on each other, space travel opens up a new, almost unlimited ecological niche for humans that no other living creature has probably ever penetrated before.

The ISS, the International Space Station, is a place where people can cooperate with each other across all cultural differences. It is not only a symbol of scientific progress, but above all a symbol of the path to a more peaceful world. Astronauts from a wide range of backgrounds describe their experiences in very similar terms when they talk about their view of the Earth from the ISS. They are overcome by an all-encompassing sense of a shared collective experience of being human. (Boeing 2019). Up there, „the others“ no longer exist when you fly over human cities every 15 minutes, which from this perspective are more similar than different, be it in Africa, Australia or Indonesia. Japanese astronaut Soichi Noguchi put it this way: „We are citizens of space.“ (Boeing 2019).

 

Epilogue

Darwin placed humans in an evolutionary line with our ancestors from the animal kingdom. Humans are equipped with genes, organs and brains similar to those found at least in our closest relatives, the great apes. Scientific findings from ethology, psychology and brain research show us that humans are not aliens in this world, not even in terms of their minds. From the point of view of biology, our mind has developed together with our body in an evolutionary process. The development process can be traced back to the beginnings of life. We are embedded in a great whole, in the nature of this planet, both through our development and through the environment that surrounds us. This integration forces us to admit that both our physical characteristics and our behaviors, and thus ultimately our culture, are subject to evolution. It is doubtful whether we can draw valid cultural-scientific conclusions without understanding the underlying biological human condition. The schism between the natural sciences and the humanities must therefore be overcome. Furthermore, a wealth of synergies arise from thinking together the natural and cultural sciences.

The German philosopher and Max Planck Research Prize winner Wolfgang Welsch wrote in 2003 in the epilogue to his work „Aesthetic Thinking“, first published in 1990: If, on the other hand, it is possible – or necessary – to fundamentally understand man as a being connected to the world, then everything changes. Then man does not first face the world autonomously, but has long since been shaped by it. And then our experience is one of the ways in which the world comes to consciousness. Viewing human beings in this way is required by our current knowledge of evolution. It necessitates a radical revision of our usual anthropology and epistemology. (Welsch 2003. p. 226).

Much has moved in this direction since Wolfgang Welsch wrote this. „Cultural evolution is a vibrant, interdisciplinary and increasingly productive scientific framework that aims to provide a naturalistic and quantitative explanation of culture in both human and non-human species“ (Richerson et al. 2010). Today, genetic engineering and brain research are creating natural science foundations on which cultural science questions can build: Neurophilosophy explores the relationship between brain processes and mental phenomena. Here, findings from both neuroscience and philosophy are used to investigate issues such as free will and consciousness. In psychology, the biological foundations of behavior are combined with social and cultural factors to investigate human behavior. Linguistics combines findings from linguistics with neurobiological findings to investigate language development and language processing. And last but not least, climate and future research is now interdisciplinary – in order to cope with climate change, we need new technologies, which falls within the field of engineering. Politicians must force the restructuring of the economy politically, lawyers must help to negotiate international treaties, because the problem can only be solved globally. Economists must point out ways in which the restructuring of the economy can be financed, the list is much longer and, last but not least, sociologists must show us how we can shape the path to this future in a humane way. The gap between the natural sciences and the humanities is therefore gradually closing, but an idea of what holds nature and culture together at their core is still missing – This book closes this gap.

 

Darwin placed humans in an evolutionary line with our ancestors from the animal kingdom. Humans are equipped with genes, organs and brains similar to those found at least in our closest relatives, the great apes. Scientific findings from ethology, psychology and brain research show us that humans are not aliens in this world, not even in terms of their minds. From the point of view of biology, our mind has developed together with our body in an evolutionary process. The development process can be traced back to the beginnings of life. We are embedded in a great whole, in the nature of this planet, both through our development and through the environment that surrounds us. This integration forces us to admit that both our physical characteristics and our behaviors, and thus ultimately our culture, are subject to evolution. It is doubtful whether we can draw valid cultural-scientific conclusions without understanding the underlying biological human condition. The schism between the natural sciences and the humanities must therefore be overcome. Furthermore, a wealth of synergies arise from thinking together the natural and cultural sciences.

The German philosopher and Max Planck Research Prize winner Wolfgang Welsch wrote in 2003 in the epilogue to his work „Aesthetic Thinking“, first published in 1990: If, on the other hand, it is possible – or necessary – to fundamentally understand man as a being connected to the world, then everything changes. Then man does not first face the world autonomously, but has long since been shaped by it. And then our experience is one of the ways in which the world comes to consciousness. Viewing human beings in this way is required by our current knowledge of evolution. It necessitates a radical revision of our usual anthropology and epistemology. (Welsch 2003. p. 226).

Much has moved in this direction since Wolfgang Welsch wrote this. „Cultural evolution is a vibrant, interdisciplinary and increasingly productive scientific framework that aims to provide a naturalistic and quantitative explanation of culture in both human and non-human species“ (Richerson et al. 2010). Today, genetic engineering and brain research are creating natural science foundations on which cultural science questions can build: Neurophilosophy explores the relationship between brain processes and mental phenomena. Here, findings from both neuroscience and philosophy are used to investigate issues such as free will and consciousness. In psychology, the biological foundations of behavior are combined with social and cultural factors to investigate human behavior. Linguistics combines findings from linguistics with neurobiological findings to investigate language development and language processing. And last but not least, climate and future research is now interdisciplinary – in order to cope with climate change, we need new technologies, which falls within the field of engineering. Politicians must force the restructuring of the economy politically, lawyers must help to negotiate international treaties, because the problem can only be solved globally. Economists must point out ways in which the restructuring of the economy can be financed, the list is much longer and, last but not least, sociologists must show us how we can shape the path to this future in a humane way. The gap between the natural sciences and the humanities is therefore gradually closing, but an idea of what holds nature and culture together at their core is still missing – This book closes this gap.

copywrite by Peter-Paul Manzel